401k Record

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Allworth Financial 401(k)

Recordkeeping fees per participant · Allworth Financial 401(k) Plan · plan year 2024

$111.85

Higher than 79% of the 5,847 plans $50 to 250M that report it.

Source

= $70,130 / 627
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251003084947NAL0001189121001, received 2025-10-03
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251003084947NAL0001189121001, received 2025-10-03

10th: $10.22median $69.9190th: $151.08

Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-03.

Cost and contributions

Administrative expenses excluding investment management, per participant

$135.29

10th: $16.21median $93.2090th: $246.84

Higher than 70% of the 8,758 plans $50 to 250M that report it.

Source

= $84,824 / 627
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251003084947NAL0001189121001, received 2025-10-03
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251003084947NAL0001189121001, received 2025-10-03

Administrative expenses per participant

$135.29

10th: $29.39median $132.8490th: $350.58

Higher than 51% of the 9,042 plans $50 to 250M that report it.

Source

= $84,824 / 627
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251003084947NAL0001189121001, received 2025-10-03
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251003084947NAL0001189121001, received 2025-10-03

Administrative expenses as a share of assets

0.111%

10th: 0.022%median 0.136%90th: 0.326%

Higher than 41% of the 9,049 plans $50 to 250M that report it.

Source

= $84,824 / $76,659,042
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251003084947NAL0001189121001, received 2025-10-03
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251003084947NAL0001189121001, received 2025-10-03

Employer contributions per participant

$5,789

10th: $965median $2,73890th: $8,164

Higher than 82% of the 9,105 plans $50 to 250M that report it.

Source

= $3,629,606 / 627
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251003084947NAL0001189121001, received 2025-10-03
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251003084947NAL0001189121001, received 2025-10-03

Employer share of total contributions

31.9%

10th: 15.6%median 29.5%90th: 50.6%

Higher than 58% of the 9,112 plans $50 to 250M that report it.

Source

= $3,629,606 / $11,386,783
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251003084947NAL0001189121001, received 2025-10-03
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251003084947NAL0001189121001, received 2025-10-03

Plan terms, as stated in Allworth Financial LP's SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2R participant brokerage window · 2T default investment (QDIA) · 3B · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251003084947NAL0001189121001, received 2025-10-03

Full record, Allworth Financial 401(k) Plan

FieldValueSource
Plan sponsorALLWORTH FINANCIAL, LPForm 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251003084947NAL0001189121001, received 2025-10-03
Plan nameALLWORTH FINANCIAL 401(K) PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20251003084947NAL0001189121001, received 2025-10-03
Sponsor EIN / plan number68-0372662 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251003084947NAL0001189121001, received 2025-10-03
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251003084947NAL0001189121001, received 2025-10-03
Sponsor locationFOLSOM, CAForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251003084947NAL0001189121001, received 2025-10-03
Industry (business code)523900, Finance and insuranceForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20251003084947NAL0001189121001, received 2025-10-03
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251003084947NAL0001189121001, received 2025-10-03
Filing received2025-10-03Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251003084947NAL0001189121001, received 2025-10-03
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251003084947NAL0001189121001, received 2025-10-03
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20251003084947NAL0001189121001, received 2025-10-03
Participants, beginning of year584Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251003084947NAL0001189121001, received 2025-10-03
Active participants517Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251003084947NAL0001189121001, received 2025-10-03
Participants, end of year627Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251003084947NAL0001189121001, received 2025-10-03
Participants with an account balance627Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251003084947NAL0001189121001, received 2025-10-03
Total assets, beginning of year$63,108,728Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251003084947NAL0001189121001, received 2025-10-03
Total assets, end of year$76,659,042Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251003084947NAL0001189121001, received 2025-10-03
Net assets, end of year$76,659,042Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251003084947NAL0001189121001, received 2025-10-03
Total income$22,102,308Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251003084947NAL0001189121001, received 2025-10-03
Net income$13,550,314Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251003084947NAL0001189121001, received 2025-10-03
Employer contributions$3,629,606Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251003084947NAL0001189121001, received 2025-10-03
Participant contributions$5,924,279Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251003084947NAL0001189121001, received 2025-10-03
Other contributions (incl. rollovers)$1,832,898Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251003084947NAL0001189121001, received 2025-10-03
Total contributions$11,386,783Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251003084947NAL0001189121001, received 2025-10-03
Benefit payments$8,459,256Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251003084947NAL0001189121001, received 2025-10-03
Total expenses (incl. benefit payments)$8,551,994Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251003084947NAL0001189121001, received 2025-10-03
Total administrative expenses$84,824Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251003084947NAL0001189121001, received 2025-10-03
Contract administrator fees$52Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251003084947NAL0001189121001, received 2025-10-03
Recordkeeping fees$70,130Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251003084947NAL0001189121001, received 2025-10-03
Administrative expenses excluding investment management$84,824derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251003084947NAL0001189121001, received 2025-10-03
Held in common/collective trusts$1,035,181Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251003084947NAL0001189121001, received 2025-10-03
Held in mutual funds$73,846,263Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251003084947NAL0001189121001, received 2025-10-03
Independent auditorERNST WINTTER & ASSOCIATES LLPSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251003084947NAL0001189121001, received 2025-10-03

Position = column in the DOL layout for form year 2024. Filing 20251003084947NAL0001189121001, received 2025-10-03.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
NEWPORT GROUP, INC.recordkeeperRECORDKEEPER 15 Recordkeeping and information management; 64 Recordkeeping fees $70,182yes
NEWPORT TRUST COMPANYTRUSTEE 21 Trustee (bank, trust company or similar); 25 Trustee (directed) $14,642yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251003084947NAL0001189121001, received 2025-10-03.

What changed since the 2023 plan year

Figure20232024Change
Total assets$63,108,728$76,659,04221.5%
Participants with a balance49862725.9%
Administrative expenses$62,618$84,82435.5%
Recordkeeping fees per participant$125.74$111.85-11.0%
Employer contributions$2,942,057$3,629,60623.4%

Prior filing 20241015120705NAL0014576339001, received 2024-10-15; the plan years are contiguous.

Alerts, claims and corrections

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Sponsor name as filed: ALLWORTH FINANCIAL, LP; SEC registrant: Allworth Financial LP (CIK 1555170, matched by EIN).