Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › AssuredPartners Investment Advisors
AssuredPartners Investment Advisors 401(k)
- Finance and insurance
- Tampa, FL
- EIN 85-0777552
- 1 plan with Schedule H financials
- Plan year 2024
- AssuredPartners Investment Advisors, LLC
- filed as Assuredpartners Investment Advisors, LLC
Administrative expenses excluding investment management, per participant · Assuredpartners PEP · plan year 2024
$290.26
Higher than 86% of the 24,371 plans $10 to 50M that report it.
Source
= $331,762 / 1,143
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251124112702NAL0001785985001, received 2025-11-24
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251124112702NAL0001785985001, received 2025-11-24
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-11-24.
Cost and contributions
Administrative expenses per participant
$290.26
Higher than 70% of the 25,098 plans $10 to 50M that report it.
Source
= $331,762 / 1,143
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251124112702NAL0001785985001, received 2025-11-24
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251124112702NAL0001785985001, received 2025-11-24
Administrative expenses as a share of assets
0.940%
Higher than 98% of the 25,132 plans $10 to 50M that report it.
Source
= $331,762 / $35,283,168
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251124112702NAL0001785985001, received 2025-11-24
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251124112702NAL0001785985001, received 2025-11-24
Employer contributions per participant
$1,616
Higher than 36% of the 24,050 plans $10 to 50M that report it.
Source
= $1,847,113 / 1,143
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251124112702NAL0001785985001, received 2025-11-24
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251124112702NAL0001785985001, received 2025-11-24
Employer share of total contributions
27.5%
Higher than 49% of the 24,084 plans $10 to 50M that report it.
Source
= $1,847,113 / $6,720,576
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251124112702NAL0001785985001, received 2025-11-24
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251124112702NAL0001785985001, received 2025-11-24
Plan terms, as stated in AssuredPartners Investment Advisors, LLC's SEC filings
Plan terms are not published in public filings.
Plan features
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2S pre-approved plan document · 2T default investment (QDIA) · 2W · 3B · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251124112702NAL0001785985001, received 2025-11-24
Full record, Assuredpartners PEP
| Field | Value | Source |
|---|---|---|
| Plan sponsor | ASSUREDPARTNERS INVESTMENT ADVISORS, LLC | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Plan name | ASSUREDPARTNERS PEP | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Sponsor EIN / plan number | 85-0777552 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Plan type | multiple-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Sponsor location | TAMPA, FL | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Filing received | 2025-11-24 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Amended filing | yes | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Participants, beginning of year | 1,383 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Active participants | 1,761 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Participants, end of year | 2,379 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Participants with an account balance | 1,143 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Total assets, beginning of year | $25,634,075 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Total assets, end of year | $35,283,168 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Net assets, end of year | $35,283,168 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Total income | $10,627,581 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Net income | $5,269,881 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Employer contributions | $1,847,113 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Participant contributions | $3,997,649 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Other contributions (incl. rollovers) | $875,814 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Total contributions | $6,720,576 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Benefit payments | $4,981,418 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Total expenses (incl. benefit payments) | $5,357,700 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Total administrative expenses | $331,762 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Administrative expenses excluding investment management | $331,762 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Held in common/collective trusts | $557,252 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Held in mutual funds | $31,596,742 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251124112702NAL0001785985001, received 2025-11-24 |
| Independent auditor | TEMMPLETON & COMPANY, LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251124112702NAL0001785985001, received 2025-11-24 |
Position = column in the DOL layout for form year 2024. Filing 20251124112702NAL0001785985001, received 2025-11-24.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| PENTEGRA SERVICES INC | CONTRACT ADMIN | 13 Contract administrator; 27 Investment advisory (plan) | $133,487 | no |
| ASSUREDPARTNERS CAPITAL INC DBA ASS | INVESTMENT ADVISOR | 27 Investment advisory (plan) | $60,920 | no |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | 28 Investment management | $13,689 | no |
| EMPOWER ANNUITY INSURANCE COMPANYrecordkeeper | RECORDKEEPER | 64 Recordkeeping fees | $10,198 | yes |
| BENEFIT TRUST COMPANY | TRUSTEE | 25 Trustee (directed) | $7,065 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251124112702NAL0001785985001, received 2025-11-24.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $25,634,075 | $35,283,168 | 37.6% |
| Participants with a balance | 784 | 1,143 | 45.8% |
| Administrative expenses | $155,862 | $331,762 | 112.9% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $941,125 | $1,847,113 | 96.3% |
Prior filing 20250429123931NAL0001051906001, received 2025-04-29; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: ASSUREDPARTNERS INVESTMENT ADVISORS, LLC; SEC registrant: AssuredPartners Investment Advisors, LLC (CIK 2055492, matched by EIN).