Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Capital Markets
Capital Markets 401(k)
- Professional, scientific, and technical services
- New York, NY
- EIN 04-3441053
- 1 plan with Schedule H financials
- Plan year 2024
- Capital Markets Co
- filed as The Capital Markets Company
Administrative expenses excluding investment management, per participant · The Capco 401(k) Profit Sharing Plan · plan year 2024
$112.44
Higher than 60% of the 8,758 plans $50 to 250M that report it.
Source
= $207,007 / 1,841
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251001085117NAL0013963152001, received 2025-10-01
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251001085117NAL0013963152001, received 2025-10-01
Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-01.
Cost and contributions
Administrative expenses per participant
$112.44
Higher than 41% of the 9,042 plans $50 to 250M that report it.
Source
= $207,007 / 1,841
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251001085117NAL0013963152001, received 2025-10-01
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251001085117NAL0013963152001, received 2025-10-01
Administrative expenses as a share of assets
0.120%
Higher than 44% of the 9,049 plans $50 to 250M that report it.
Source
= $207,007 / $171,881,165
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251001085117NAL0013963152001, received 2025-10-01
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251001085117NAL0013963152001, received 2025-10-01
Employer contributions per participant
$2,435
Higher than 44% of the 9,105 plans $50 to 250M that report it.
Source
= $4,482,633 / 1,841
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251001085117NAL0013963152001, received 2025-10-01
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251001085117NAL0013963152001, received 2025-10-01
Employer share of total contributions
21.6%
Higher than 24% of the 9,112 plans $50 to 250M that report it.
Source
= $4,482,633 / $20,741,187
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251001085117NAL0013963152001, received 2025-10-01
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251001085117NAL0013963152001, received 2025-10-01
Plan terms, as stated in Capital Markets Co's SEC filings
Plan terms are not published in public filings.
Plan features
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2S pre-approved plan document · 2T default investment (QDIA) · 3F · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251001085117NAL0013963152001, received 2025-10-01
Full record, The Capco 401(k) Profit Sharing Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | THE CAPITAL MARKETS COMPANY | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Plan name | THE CAPCO 401(K) PROFIT SHARING PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Sponsor EIN / plan number | 04-3441053 / 002 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Sponsor location | NEW YORK, NY | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Industry (business code) | 541600, Professional, scientific, and technical services | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Filing received | 2025-10-01 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Participants, beginning of year | 2,289 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Active participants | 1,235 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Participants, end of year | 1,868 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Participants with an account balance | 1,841 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Total assets, beginning of year | $148,761,606 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Total assets, end of year | $171,881,165 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Net assets, end of year | $171,881,165 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Total income | $42,550,146 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Net income | $23,119,559 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Employer contributions | $4,482,633 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Participant contributions | $13,946,985 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Other contributions (incl. rollovers) | $2,311,569 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Total contributions | $20,741,187 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Benefit payments | $19,221,237 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Total expenses (incl. benefit payments) | $19,430,587 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Total administrative expenses | $207,007 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Administrative expenses excluding investment management | $207,007 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Held in common/collective trusts | $1,987,792 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Held in mutual funds | $168,080,180 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251001085117NAL0013963152001, received 2025-10-01 |
| Independent auditor | BARNES DENNING | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251001085117NAL0013963152001, received 2025-10-01 |
Position = column in the DOL layout for form year 2024. Filing 20251001085117NAL0013963152001, received 2025-10-01.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC.recordkeeper | NONE | 15 Recordkeeping and information management; 16 Consulting (general); 25 Trustee (directed); 37 Participant loan processing; 38 Participant communication; 52 Investment management fees paid indirectly by plan; 99 Other fees | $185,048 | yes |
| SMITH, GAMBRELL & RUSSELL, LLP | NONE | 29 Legal | $24,860 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251001085117NAL0013963152001, received 2025-10-01.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $148,761,606 | $171,881,165 | 15.5% |
| Participants with a balance | 2,260 | 1,841 | -18.5% |
| Administrative expenses | $194,217 | $207,007 | 6.6% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $4,594,511 | $4,482,633 | -2.4% |
Prior filing 20240826132530NAL0009713409001, received 2024-08-26; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: THE CAPITAL MARKETS COMPANY; SEC registrant: Capital Markets Co (CIK 1551320, matched by EIN).