Employers › Carson Group Holdings
Recordkeeping fees per participant · Carson Wealth Management Group 401(k) Profit Sharing Plan · plan year 2024
$69.03
Higher than 44% of the 14,075 plans $10 to 50M that report it.
= $34,309 / 497
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250731125230NAL0002588995001, received 2025-07-31
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731125230NAL0002588995001, received 2025-07-31
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-07-31.
Administrative expenses excluding investment management, per participant
$211.96
Higher than 75% of the 24,371 plans $10 to 50M that report it.
= $105,344 / 497
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250731125230NAL0002588995001, received 2025-07-31
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731125230NAL0002588995001, received 2025-07-31
Administrative expenses per participant
$285.84
Higher than 69% of the 25,098 plans $10 to 50M that report it.
= $142,061 / 497
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250731125230NAL0002588995001, received 2025-07-31
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731125230NAL0002588995001, received 2025-07-31
Administrative expenses as a share of assets
0.354%
Higher than 61% of the 25,132 plans $10 to 50M that report it.
= $142,061 / $40,156,287
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250731125230NAL0002588995001, received 2025-07-31
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250731125230NAL0002588995001, received 2025-07-31
Employer contributions per participant
$3,993
Higher than 85% of the 24,050 plans $10 to 50M that report it.
= $1,984,481 / 497
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250731125230NAL0002588995001, received 2025-07-31
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731125230NAL0002588995001, received 2025-07-31
Employer share of total contributions
22.0%
Higher than 30% of the 24,084 plans $10 to 50M that report it.
= $1,984,481 / $9,000,394
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250731125230NAL0002588995001, received 2025-07-31
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250731125230NAL0002588995001, received 2025-07-31
Plan terms are not published in public filings.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · 2R participant brokerage window · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250731125230NAL0002588995001, received 2025-07-31
| Field | Value | Source |
|---|---|---|
| Plan sponsor | CARSON GROUP HOLDINGS, LLC | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Plan name | CARSON WEALTH MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Sponsor EIN / plan number | 37-1808406 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Sponsor location | ROCKFORD, IL | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Filing received | 2025-07-31 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Participants, beginning of year | 462 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Active participants | 416 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Participants, end of year | 507 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Participants with an account balance | 497 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Total assets, beginning of year | $29,058,724 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Total assets, end of year | $40,156,287 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Net assets, end of year | $40,156,287 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Total income | $13,057,763 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Net income | $9,503,201 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Employer contributions | $1,984,481 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Participant contributions | $5,032,498 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Other contributions (incl. rollovers) | $1,983,415 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Total contributions | $9,000,394 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Benefit payments | $3,412,501 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Total expenses (incl. benefit payments) | $3,554,562 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Total administrative expenses | $142,061 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Recordkeeping fees | $34,309 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Investment advisory and management fees | $36,717 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Administrative expenses excluding investment management | $105,344 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Held in mutual funds | $39,914,503 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250731125230NAL0002588995001, received 2025-07-31 |
| Independent auditor | METZ CPA,PLLC | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250731125230NAL0002588995001, received 2025-07-31 |
Position = column in the DOL layout for form year 2024. Filing 20250731125230NAL0002588995001, received 2025-07-31.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| DWC - THE 401(K) EXPERTS | NONE | 12 Claims processing | $328,374 | no |
| PCS RETIREMENT, LLCrecordkeeper | NONE | 12 Claims processing; 15 Recordkeeping and information management; 50 Direct payment from the plan; 64 Recordkeeping fees | $200,969 | no |
| SAVANT CAPITAL MANAGEMENT | NONE | 24 Trustee (discretionary); 26 Investment advisory (participants); 27 Investment advisory (plan); 28 Investment management; 31 Named fiduciary; 38 Participant communication; 51 Investment management fees paid directly by plan | $180,958 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250731125230NAL0002588995001, received 2025-07-31.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $29,058,724 | $40,156,287 | 38.2% |
| Participants with a balance | 449 | 497 | 10.7% |
| Administrative expenses | $131,640 | $142,061 | 7.9% |
| Recordkeeping fees per participant | $72.65 | $69.03 | -5.0% |
| Employer contributions | $1,794,343 | $1,984,481 | 10.6% |
Prior filing 20241001160905NAL0007079697001, received 2024-10-01; the plan years are contiguous.
Sponsor name as filed: CARSON GROUP HOLDINGS, LLC; SEC registrant: Carson Group Holdings, LLC (CIK 1672408, matched by EIN).