Employers › Cboe Global Markets
Recordkeeping fees per participant · Cboe Global Markets Smart Plan · plan year 2023
$12.52
Higher than 14% of the 1,454 plans $250M to 1B that report it.
= $20,000 / 1,597
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20240717112009NAL0003964113001, received 2024-07-17
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240717112009NAL0003964113001, received 2024-07-17
Percentiles compare this plan with the Schedule H plans $250M to 1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2023-01-01 to 2023-12-31, filing received 2024-07-17.
Administrative expenses excluding investment management, per participant
$25.80
Higher than 16% of the 2,115 plans $250M to 1B that report it.
= $41,204 / 1,597
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20240717112009NAL0003964113001, received 2024-07-17
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240717112009NAL0003964113001, received 2024-07-17
Administrative expenses per participant
$25.80
Higher than 10% of the 2,177 plans $250M to 1B that report it.
= $41,204 / 1,597
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20240717112009NAL0003964113001, received 2024-07-17
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240717112009NAL0003964113001, received 2024-07-17
Administrative expenses as a share of assets
0.010%
Higher than 5% of the 2,180 plans $250M to 1B that report it.
= $41,204 / $430,933,968
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20240717112009NAL0003964113001, received 2024-07-17
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20240717112009NAL0003964113001, received 2024-07-17
Employer contributions per participant
$9,906
Higher than 94% of the 2,253 plans $250M to 1B that report it.
= $15,820,441 / 1,597
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20240717112009NAL0003964113001, received 2024-07-17
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240717112009NAL0003964113001, received 2024-07-17
Employer share of total contributions
43.7%
Higher than 82% of the 2,256 plans $250M to 1B that report it.
= $15,820,441 / $36,220,229
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20240717112009NAL0003964113001, received 2024-07-17
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20240717112009NAL0003964113001, received 2024-07-17
Plan terms are described in Cboe Global Markets, Inc.'s SEC filings: Form 10-K filed 2026-02-20. No term could be quoted from them with the required precision.
2K 401(m) arrangement · 3H controlled-group sponsor · 2E profit-sharing · 3D IRS pre-approved plan · 2R participant brokerage window · 2G fully participant-directed · 2J 401(k) feature · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20240717112009NAL0003964113001, received 2024-07-17
| Field | Value | Source |
|---|---|---|
| Plan sponsor | CBOE GLOBAL MARKETS, INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Plan name | CBOE GLOBAL MARKETS SMART PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Sponsor EIN / plan number | 20-5446972 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Sponsor location | CHICAGO, IL | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Industry (business code) | 523210, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Plan year | 2023-01-01 to 2023-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Filing received | 2024-07-17 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Participants, beginning of year | 1,522 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Active participants | 1,143 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Participants, end of year | 1,623 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Participants with an account balance | 1,597 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Total assets, beginning of year | $339,746,316 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Total assets, end of year | $430,933,968 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Net assets, end of year | $430,933,968 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Total income | $115,474,320 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Net income | $91,188,505 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Employer contributions | $15,820,441 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Participant contributions | $16,629,746 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Other contributions (incl. rollovers) | $3,770,042 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Total contributions | $36,220,229 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Benefit payments | $24,209,781 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Total expenses (incl. benefit payments) | $24,285,815 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Total administrative expenses | $41,204 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Contract administrator fees | $0 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Recordkeeping fees | $20,000 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| IQPA audit fees | $7,000 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Investment advisory and management fees | $0 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Administrative expenses excluding investment management | $41,204 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Held in common/collective trusts | $219,651,630 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Held in mutual funds | $161,565,329 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20240717112009NAL0003964113001, received 2024-07-17 |
| Independent auditor | CARON & BLETZER, PLLC | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20240717112009NAL0003964113001, received 2024-07-17 |
Position = column in the DOL layout for form year 2023. Filing 20240717112009NAL0003964113001, received 2024-07-17.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| MERCER INVESTMENTS LLC | CONSULTANT | 16 Consulting (general) | $20,000 | no |
| CARON & BLETZER, PLLC | ACCOUNTANT/AUDITOR | 10 Accounting (including auditing) | $7,000 | no |
| FIDELITY INVESTMENTS INSTITUTIONALrecordkeeper | RECORDKEEPER | 37 Participant loan processing; 60 Sub-transfer agency fees; 64 Recordkeeping fees; 65 Account maintenance fees; 71 Securities brokerage commissions and fees | $-8,917 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20240717112009NAL0003964113001, received 2024-07-17.
No filing for the previous plan year is in the data, so there is no year-over-year comparison.
Sponsor name as filed: CBOE GLOBAL MARKETS, INC.; SEC registrant: Cboe Global Markets, Inc. (CIK 1374310, matched by EIN; display name from the Form 10-K cover).