Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Confederated Tribes of Coos Lower Umpqua & Siuslaw Indians
Confederated Tribes of Coos Lower Umpqua & Siuslaw Indians 401(k)
- Arts, entertainment, and recreation
- Florence, OR
- EIN 93-0903782
- 1 plan with Schedule H financials
- Plan year 2024
- Confederated Tribes of Coos, Lower Umpqua & Siuslaw Indians
- filed as Confederated Tribes of Coos, Lower Umpqua and Siuslaw Indians
Administrative expenses excluding investment management, per participant · Three Rivers Casino and Affiliates Deferred Compensation Plan · plan year 2024
$155.29
Higher than 67% of the 14,713 plans $1 to 10M that report it.
Source
= $68,948 / 444
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251014154752NAL0001610979001, received 2025-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014154752NAL0001610979001, received 2025-10-14
Percentiles compare this plan with the Schedule H plans $1 to 10M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-14.
Cost and contributions
Administrative expenses per participant
$188.14
Higher than 60% of the 15,210 plans $1 to 10M that report it.
Source
= $83,533 / 444
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251014154752NAL0001610979001, received 2025-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014154752NAL0001610979001, received 2025-10-14
Administrative expenses as a share of assets
0.899%
Higher than 81% of the 15,243 plans $1 to 10M that report it.
Source
= $83,533 / $9,287,286
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251014154752NAL0001610979001, received 2025-10-14
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251014154752NAL0001610979001, received 2025-10-14
Employer contributions per participant
$1,893
Higher than 70% of the 13,342 plans $1 to 10M that report it.
Source
= $840,348 / 444
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251014154752NAL0001610979001, received 2025-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014154752NAL0001610979001, received 2025-10-14
Employer share of total contributions
51.6%
Higher than 94% of the 13,370 plans $1 to 10M that report it.
Source
= $840,348 / $1,627,428
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251014154752NAL0001610979001, received 2025-10-14
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251014154752NAL0001610979001, received 2025-10-14
Plan terms, as stated in Confederated Tribes of Coos, Lower Umpqua & Siuslaw Indians's SEC filings
Plan terms are not published in public filings.
Plan features
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 3D IRS pre-approved plan · 2T default investment (QDIA) · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251014154752NAL0001610979001, received 2025-10-14
Full record, Three Rivers Casino and Affiliates Deferred Compensation Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | CONFEDERATED TRIBES OF COOS, LOWER UMPQUA AND SIUSLAW INDIANS | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Plan name | THREE RIVERS CASINO AND AFFILIATES DEFERRED COMPENSATION PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Sponsor EIN / plan number | 93-0903782 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Sponsor location | FLORENCE, OR | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Industry (business code) | 713200, Arts, entertainment, and recreation | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Filing received | 2025-10-14 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Participants, beginning of year | 538 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Active participants | 451 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Participants, end of year | 526 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Participants with an account balance | 444 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Total assets, beginning of year | $7,435,687 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Total assets, end of year | $9,287,286 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Net assets, end of year | $9,267,615 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Total income | $2,534,279 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Net income | $1,860,408 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Employer contributions | $840,348 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Participant contributions | $712,958 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Other contributions (incl. rollovers) | $74,122 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Total contributions | $1,627,428 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Benefit payments | $588,219 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Total expenses (incl. benefit payments) | $673,871 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Total administrative expenses | $83,533 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Contract administrator fees | $52,203 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Investment advisory and management fees | $14,585 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Administrative expenses excluding investment management | $68,948 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Held in mutual funds | $8,521,021 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251014154752NAL0001610979001, received 2025-10-14 |
| Independent auditor | BLUEBIRD, CPAS | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251014154752NAL0001610979001, received 2025-10-14 |
Position = column in the DOL layout for form year 2024. Filing 20251014154752NAL0001610979001, received 2025-10-14.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| PENSION PLAN SPECIALISTS | TPA | 13 Contract administrator; 99 Other fees; 50 Direct payment from the plan; 49 Other services | $33,164 | yes |
| LPL FINANCIAL LLC - RPCP | INVESTMENT ADVISOR | 26 Investment advisory (participants) | $13,503 | no |
| JOHN HANCOCK LIFE INSURANCE COMPANYrecordkeeper | RECORDKEEPER | 15 Recordkeeping and information management; 28 Investment management; 60 Sub-transfer agency fees; 62 Float revenue; 63 Distribution (12b-1) fees; 67 Other insurance wrap fees; 68 Soft dollars commissions | $9,965 | yes |
| GLOBAL RETIREMENT PARTNERS LLC | INVESTMENT ADVISOR | 26 Investment advisory (participants) | $1,082 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251014154752NAL0001610979001, received 2025-10-14.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $7,435,687 | $9,287,286 | 24.9% |
| Participants with a balance | 476 | 444 | -6.7% |
| Administrative expenses | $57,482 | $83,533 | 45.3% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $758,390 | $840,348 | 10.8% |
Prior filing 20241015144318NAL0016654371001, received 2024-10-15; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: CONFEDERATED TRIBES OF COOS, LOWER UMPQUA AND SIUSLAW INDIANS; SEC registrant: Confederated Tribes of Coos, Lower Umpqua & Siuslaw Indians (CIK 1591305, matched by EIN).