401k Record

Employers › D.A. Davidson Companies

D.A. Davidson Companies 401(k)

Recordkeeping fees per participant · D.A. Davidson Companies Retirement Savings and Profit Sharing Plan · plan year 2024

$66.62

Higher than 74% of the 1,697 plans $250M to 1B that report it.

Source

= $137,711 / 2,067
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20260429150349NAL0016924928001, received 2026-04-29
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260429150349NAL0016924928001, received 2026-04-29

10th: $11.56median $49.9890th: $89.63

Percentiles compare this plan with the Schedule H plans $250M to 1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-10-01 to 2025-09-30, filing received 2026-04-29.

Cost and contributions

Administrative expenses excluding investment management, per participant

$70.69

10th: $18.52median $67.2190th: $147.71

Higher than 54% of the 2,324 plans $250M to 1B that report it.

Source

= $146,118 / 2,067
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20260429150349NAL0016924928001, received 2026-04-29
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260429150349NAL0016924928001, received 2026-04-29

Administrative expenses per participant

$70.69

10th: $27.95median $88.2590th: $203.68

Higher than 37% of the 2,405 plans $250M to 1B that report it.

Source

= $146,118 / 2,067
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20260429150349NAL0016924928001, received 2026-04-29
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260429150349NAL0016924928001, received 2026-04-29

Administrative expenses as a share of assets

0.023%

10th: 0.018%median 0.073%90th: 0.183%

Higher than 13% of the 2,407 plans $250M to 1B that report it.

Source

= $146,118 / $622,672,637
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20260429150349NAL0016924928001, received 2026-04-29
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20260429150349NAL0016924928001, received 2026-04-29

Employer contributions per participant

$6,448

10th: $1,169median $3,07390th: $8,346

Higher than 83% of the 2,457 plans $250M to 1B that report it.

Source

= $13,327,386 / 2,067
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20260429150349NAL0016924928001, received 2026-04-29
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260429150349NAL0016924928001, received 2026-04-29

Employer share of total contributions

30.9%

10th: 17.5%median 31.1%90th: 48.7%

Higher than 49% of the 2,459 plans $250M to 1B that report it.

Source

= $13,327,386 / $43,116,276
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20260429150349NAL0016924928001, received 2026-04-29
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20260429150349NAL0016924928001, received 2026-04-29

Plan terms, as stated in D.A. Davidson Companies's SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2R participant brokerage window · 2T default investment (QDIA) · 3F · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20260429150349NAL0016924928001, received 2026-04-29

Full record, D.A. Davidson Companies Retirement Savings and Profit Sharing Plan

FieldValueSource
Plan sponsorD.A. DAVIDSON COMPANIESForm 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20260429150349NAL0016924928001, received 2026-04-29
Plan nameD.A. DAVIDSON COMPANIES RETIREMENT SAVINGS AND PROFIT SHARING PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20260429150349NAL0016924928001, received 2026-04-29
Sponsor EIN / plan number81-0439153 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20260429150349NAL0016924928001, received 2026-04-29
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20260429150349NAL0016924928001, received 2026-04-29
Sponsor locationGREAT FALLS, MTForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20260429150349NAL0016924928001, received 2026-04-29
Industry (business code)523120, Finance and insuranceForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20260429150349NAL0016924928001, received 2026-04-29
Plan year2024-10-01 to 2025-09-30Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20260429150349NAL0016924928001, received 2026-04-29
Filing received2026-04-29Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20260429150349NAL0016924928001, received 2026-04-29
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20260429150349NAL0016924928001, received 2026-04-29
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20260429150349NAL0016924928001, received 2026-04-29
Participants, beginning of year2,069Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20260429150349NAL0016924928001, received 2026-04-29
Active participants1,586Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20260429150349NAL0016924928001, received 2026-04-29
Participants, end of year2,084Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20260429150349NAL0016924928001, received 2026-04-29
Participants with an account balance2,067Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260429150349NAL0016924928001, received 2026-04-29
Total assets, beginning of year$543,142,005Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20260429150349NAL0016924928001, received 2026-04-29
Total assets, end of year$622,672,637Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20260429150349NAL0016924928001, received 2026-04-29
Net assets, end of year$622,672,637Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20260429150349NAL0016924928001, received 2026-04-29
Total income$120,243,914Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20260429150349NAL0016924928001, received 2026-04-29
Net income$78,826,920Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20260429150349NAL0016924928001, received 2026-04-29
Employer contributions$13,327,386Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20260429150349NAL0016924928001, received 2026-04-29
Participant contributions$22,331,772Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20260429150349NAL0016924928001, received 2026-04-29
Other contributions (incl. rollovers)$7,457,118Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20260429150349NAL0016924928001, received 2026-04-29
Total contributions$43,116,276Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20260429150349NAL0016924928001, received 2026-04-29
Benefit payments$41,270,189Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20260429150349NAL0016924928001, received 2026-04-29
Total expenses (incl. benefit payments)$41,416,994Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20260429150349NAL0016924928001, received 2026-04-29
Total administrative expenses$146,118Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20260429150349NAL0016924928001, received 2026-04-29
Contract administrator fees$8,407Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20260429150349NAL0016924928001, received 2026-04-29
Recordkeeping fees$137,711Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20260429150349NAL0016924928001, received 2026-04-29
Administrative expenses excluding investment management$146,118derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20260429150349NAL0016924928001, received 2026-04-29
Held in mutual funds$531,802,140Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20260429150349NAL0016924928001, received 2026-04-29
Independent auditorJUNKERMIER,CLARK,CAMPANELLA,STEVENSSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20260429150349NAL0016924928001, received 2026-04-29

Position = column in the DOL layout for form year 2024. Filing 20260429150349NAL0016924928001, received 2026-04-29.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
NEWPORT GROUP, INC.recordkeeperRECORDKEEPER 12 Claims processing; 50 Direct payment from the plan; 15 Recordkeeping and information management; 64 Recordkeeping fees; 60 Sub-transfer agency fees; 37 Participant loan processing $144,431yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20260429150349NAL0016924928001, received 2026-04-29.

What changed since the 2023 plan year

Figure20232024Change
Total assets$543,142,005$622,672,63714.6%
Participants with a balance2,0222,0672.2%
Administrative expenses$55,799$146,118161.9%
Recordkeeping fees per participant$26.39$66.62152.5%
Employer contributions$11,356,669$13,327,38617.4%

Prior filing 20250430130657NAL0001907377001, received 2025-04-30; the plan years are contiguous.

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Sponsor name as filed: D.A. DAVIDSON COMPANIES; SEC registrant: D.A.DAVIDSON COMPANIES (CIK 1212566, matched by EIN).