Employers › Ethan Allen Global
Recordkeeping fees per participant · The Ethan Allen Retirement Savings Plan · plan year 2024
$22.11
Higher than 19% of the 5,847 plans $50 to 250M that report it.
= $72,089 / 3,261
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250630130218NAL0011823249001, received 2025-06-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250630130218NAL0011823249001, received 2025-06-30
Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-06-30.
Administrative expenses excluding investment management, per participant
$44.61
Higher than 22% of the 8,758 plans $50 to 250M that report it.
= $145,464 / 3,261
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250630130218NAL0011823249001, received 2025-06-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250630130218NAL0011823249001, received 2025-06-30
Administrative expenses per participant
$108.77
Higher than 40% of the 9,042 plans $50 to 250M that report it.
= $354,690 / 3,261
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250630130218NAL0011823249001, received 2025-06-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250630130218NAL0011823249001, received 2025-06-30
Administrative expenses as a share of assets
0.154%
Higher than 56% of the 9,049 plans $50 to 250M that report it.
= $354,690 / $230,249,947
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250630130218NAL0011823249001, received 2025-06-30
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250630130218NAL0011823249001, received 2025-06-30
Employer contributions per participant
$707
Higher than 6% of the 9,105 plans $50 to 250M that report it.
= $2,306,460 / 3,261
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250630130218NAL0011823249001, received 2025-06-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250630130218NAL0011823249001, received 2025-06-30
Employer share of total contributions
19.5%
Higher than 17% of the 9,112 plans $50 to 250M that report it.
= $2,306,460 / $11,830,519
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250630130218NAL0011823249001, received 2025-06-30
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250630130218NAL0011823249001, received 2025-06-30
Plan terms are not published in public filings.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250630130218NAL0011823249001, received 2025-06-30
| Field | Value | Source |
|---|---|---|
| Plan sponsor | ETHAN ALLEN GLOBAL, INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Plan name | THE ETHAN ALLEN RETIREMENT SAVINGS PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Sponsor EIN / plan number | 20-2991357 / 003 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Sponsor location | DANBURY, CT | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Industry (business code) | 337000, Manufacturing | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Filing received | 2025-06-30 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Participants, beginning of year | 3,505 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Active participants | 1,913 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Participants, end of year | 3,320 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Participants with an account balance | 3,261 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Total assets, beginning of year | $219,259,598 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Total assets, end of year | $230,249,947 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Net assets, end of year | $230,249,947 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Total income | $40,593,013 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Net income | $10,990,349 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Employer contributions | $2,306,460 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Participant contributions | $8,901,143 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Other contributions (incl. rollovers) | $622,916 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Total contributions | $11,830,519 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Benefit payments | $29,108,826 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Total expenses (incl. benefit payments) | $29,602,664 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Total administrative expenses | $354,690 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Contract administrator fees | $0 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Recordkeeping fees | $72,089 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| IQPA audit fees | $0 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Investment advisory and management fees | $209,226 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Administrative expenses excluding investment management | $145,464 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Held in common/collective trusts | $139,801,329 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Held in mutual funds | $79,967,691 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250630130218NAL0011823249001, received 2025-06-30 |
| Independent auditor | COHNREZNICK LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250630130218NAL0011823249001, received 2025-06-30 |
Position = column in the DOL layout for form year 2024. Filing 20250630130218NAL0011823249001, received 2025-06-30.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MANAGEMENT | 28 Investment management | $181,056 | no |
| EMPOWER RETIREMENTrecordkeeper | RECORDKEEPER | 15 Recordkeeping and information management; 33 Securities brokerage; 59 Shareholder servicing fees; 63 Distribution (12b-1) fees; 64 Recordkeeping fees; 72 Other investment fees and expenses | $176,834 | yes |
| COHNREZNICK LLP | AUDITOR | 10 Accounting (including auditing) | $40,690 | no |
| LOCKTON COMPANIES LLC | OTHER | 22 Insurance agents and brokers | $31,435 | no |
| CAPFINANCIAL PARTNERS LLC | INVESTMENT ADVISOR | 27 Investment advisory (plan) | $28,170 | no |
| THE MANDMARBLESTONE GROUP LLC | OTHER | 17 Consulting (pension) | $1,250 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250630130218NAL0011823249001, received 2025-06-30.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $219,259,598 | $230,249,947 | 5.0% |
| Participants with a balance | 3,457 | 3,261 | -5.7% |
| Administrative expenses | $368,915 | $354,690 | -3.9% |
| Recordkeeping fees per participant | $24.55 | $22.11 | -10.0% |
| Employer contributions | $2,326,967 | $2,306,460 | -0.9% |
Prior filing 20240710092711NAL0009436899001, received 2024-07-10; the plan years are contiguous.
Sponsor name as filed: ETHAN ALLEN GLOBAL, INC.; SEC registrant: Ethan Allen Global, Inc. (CIK 1350089, matched by EIN).