401k Record

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Exencial Wealth Advisors 401(k)

Recordkeeping fees per participant · Exencial Wealth Advisors 401(k) Plan · plan year 2024

$169.19

Higher than 84% of the 7,477 plans $1 to 10M that report it.

Source

= $19,964 / 118
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251013141853NAL0000701491001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013141853NAL0000701491001, received 2025-10-13

10th: $11.10median $71.5290th: $209.21

Percentiles compare this plan with the Schedule H plans $1 to 10M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-13.

Cost and contributions

Administrative expenses excluding investment management, per participant

$169.19

10th: $13.66median $103.3390th: $302.77

Higher than 71% of the 14,713 plans $1 to 10M that report it.

Source

= $19,964 / 118
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013141853NAL0000701491001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013141853NAL0000701491001, received 2025-10-13

Administrative expenses per participant

$189.35

10th: $19.42median $150.2790th: $370.75

Higher than 60% of the 15,210 plans $1 to 10M that report it.

Source

= $22,343 / 118
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013141853NAL0000701491001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013141853NAL0000701491001, received 2025-10-13

Administrative expenses as a share of assets

0.282%

10th: 0.069%median 0.519%90th: 1.146%

Higher than 29% of the 15,243 plans $1 to 10M that report it.

Source

= $22,343 / $7,913,776
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013141853NAL0000701491001, received 2025-10-13
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013141853NAL0000701491001, received 2025-10-13

Employer contributions per participant

$3,923

10th: $357median $1,32390th: $2,861

Higher than 96% of the 13,342 plans $1 to 10M that report it.

Source

= $462,902 / 118
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013141853NAL0000701491001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013141853NAL0000701491001, received 2025-10-13

Employer share of total contributions

25.4%

10th: 11.9%median 28.9%90th: 43.6%

Higher than 39% of the 13,370 plans $1 to 10M that report it.

Source

= $462,902 / $1,821,369
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013141853NAL0000701491001, received 2025-10-13
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013141853NAL0000701491001, received 2025-10-13

Plan terms, as stated in Exencial Wealth Advisors's SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2S pre-approved plan document · 2T default investment (QDIA) · 3B · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251013141853NAL0000701491001, received 2025-10-13

Full record, Exencial Wealth Advisors 401(k) Plan

FieldValueSource
Plan sponsorEXENCIAL WEALTH ADVISORSForm 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251013141853NAL0000701491001, received 2025-10-13
Plan nameEXENCIAL WEALTH ADVISORS 401(K) PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20251013141853NAL0000701491001, received 2025-10-13
Sponsor EIN / plan number47-3558396 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251013141853NAL0000701491001, received 2025-10-13
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251013141853NAL0000701491001, received 2025-10-13
Sponsor locationOKLAHOMA CITY, OKForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251013141853NAL0000701491001, received 2025-10-13
Industry (business code)523900, Finance and insuranceForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20251013141853NAL0000701491001, received 2025-10-13
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251013141853NAL0000701491001, received 2025-10-13
Filing received2025-10-13Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251013141853NAL0000701491001, received 2025-10-13
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251013141853NAL0000701491001, received 2025-10-13
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20251013141853NAL0000701491001, received 2025-10-13
Participants, beginning of year127Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251013141853NAL0000701491001, received 2025-10-13
Active participants115Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251013141853NAL0000701491001, received 2025-10-13
Participants, end of year119Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251013141853NAL0000701491001, received 2025-10-13
Participants with an account balance118Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013141853NAL0000701491001, received 2025-10-13
Total assets, beginning of year$5,755,735Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251013141853NAL0000701491001, received 2025-10-13
Total assets, end of year$7,913,776Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013141853NAL0000701491001, received 2025-10-13
Net assets, end of year$7,913,776Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251013141853NAL0000701491001, received 2025-10-13
Total income$2,801,359Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251013141853NAL0000701491001, received 2025-10-13
Net income$2,158,041Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251013141853NAL0000701491001, received 2025-10-13
Employer contributions$462,902Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013141853NAL0000701491001, received 2025-10-13
Participant contributions$1,286,477Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251013141853NAL0000701491001, received 2025-10-13
Other contributions (incl. rollovers)$71,990Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251013141853NAL0000701491001, received 2025-10-13
Total contributions$1,821,369Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013141853NAL0000701491001, received 2025-10-13
Benefit payments$620,975Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251013141853NAL0000701491001, received 2025-10-13
Total expenses (incl. benefit payments)$643,318Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251013141853NAL0000701491001, received 2025-10-13
Total administrative expenses$22,343Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013141853NAL0000701491001, received 2025-10-13
Contract administrator fees$0Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251013141853NAL0000701491001, received 2025-10-13
Recordkeeping fees$19,964Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251013141853NAL0000701491001, received 2025-10-13
IQPA audit fees$0Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20251013141853NAL0000701491001, received 2025-10-13
Investment advisory and management fees$2,379Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251013141853NAL0000701491001, received 2025-10-13
Administrative expenses excluding investment management$19,964derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013141853NAL0000701491001, received 2025-10-13
Held in master trusts$0Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20251013141853NAL0000701491001, received 2025-10-13
Held in common/collective trusts$0Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251013141853NAL0000701491001, received 2025-10-13
Held in mutual funds$7,522,141Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251013141853NAL0000701491001, received 2025-10-13

Position = column in the DOL layout for form year 2024. Filing 20251013141853NAL0000701491001, received 2025-10-13.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
EMPOWER ANNUITY INSURANCE COMPANYrecordkeeperRECORDKEEPER 64 Recordkeeping fees $19,964yes
EMPOWER ADVISORY GROUP, LLCINVESTMENT MGMT 28 Investment management $2,379no

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251013141853NAL0000701491001, received 2025-10-13.

What changed since the 2023 plan year

Figure20232024Change
Total assets$5,755,735$7,913,77637.5%
Participants with a balance126118-6.3%
Administrative expenses$15,024$22,34348.7%
Recordkeeping fees per participantnot reported$169.19
Employer contributions$415,578$462,90211.4%

Prior filing 20240805155017NAL0001248465001, received 2024-08-05; the plan years are contiguous.

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Sponsor name as filed: EXENCIAL WEALTH ADVISORS; SEC registrant: EXENCIAL WEALTH ADVISORS, LLC (CIK 1576151, matched by EIN).