Employers › Fisher Asset Management
Recordkeeping fees per participant · Fisher Investments 401(k) Plan · plan year 2024
$7.58
Higher than 11% of the 790 plans over $1B that report it.
= $38,481 / 5,076
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251013205502NAL0002742640001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013205502NAL0002742640001, received 2025-10-13
Percentiles compare this plan with the Schedule H plans over $1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-13.
Administrative expenses excluding investment management, per participant
$7.58
Higher than 8% of the 1,045 plans over $1B that report it.
= $38,481 / 5,076
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013205502NAL0002742640001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013205502NAL0002742640001, received 2025-10-13
Administrative expenses per participant
$15.00
Higher than 6% of the 1,076 plans over $1B that report it.
= $76,134 / 5,076
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013205502NAL0002742640001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013205502NAL0002742640001, received 2025-10-13
Administrative expenses as a share of assets
0.006%
Higher than 5% of the 1,076 plans over $1B that report it.
= $76,134 / $1,241,707,353
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013205502NAL0002742640001, received 2025-10-13
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013205502NAL0002742640001, received 2025-10-13
Employer contributions per participant
$6,304
Higher than 79% of the 1,135 plans over $1B that report it.
= $31,997,827 / 5,076
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013205502NAL0002742640001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013205502NAL0002742640001, received 2025-10-13
Employer share of total contributions
27.7%
Higher than 32% of the 1,135 plans over $1B that report it.
= $31,997,827 / $115,339,357
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013205502NAL0002742640001, received 2025-10-13
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013205502NAL0002742640001, received 2025-10-13
Plan terms are not published in public filings.
2E profit-sharing · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251013205502NAL0002742640001, received 2025-10-13
| Field | Value | Source |
|---|---|---|
| Plan sponsor | FISHER ASSET MANAGEMENT, LLC DBA FISHER INVESTMENTS | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Plan name | FISHER INVESTMENTS 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Sponsor EIN / plan number | 20-2480800 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Sponsor location | PLANO, TX | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Filing received | 2025-10-13 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Participants, beginning of year | 4,143 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Active participants | 4,886 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Participants, end of year | 5,627 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Participants with an account balance | 5,076 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Total assets, beginning of year | $954,048,868 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Total assets, end of year | $1,241,707,353 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Net assets, end of year | $1,241,707,353 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Total income | $352,121,647 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Net income | $311,135,540 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Employer contributions | $31,997,827 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Participant contributions | $77,337,307 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Other contributions (incl. rollovers) | $6,004,223 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Total contributions | $115,339,357 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Benefit payments | $40,896,686 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Total expenses (incl. benefit payments) | $40,986,107 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Total administrative expenses | $76,134 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Recordkeeping fees | $38,481 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Investment advisory and management fees | $37,653 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Administrative expenses excluding investment management | $38,481 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Held in mutual funds | $528,226,091 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251013205502NAL0002742640001, received 2025-10-13 |
| Independent auditor | HOOD & STRONG, LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251013205502NAL0002742640001, received 2025-10-13 |
Position = column in the DOL layout for form year 2024. Filing 20251013205502NAL0002742640001, received 2025-10-13.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INCrecordkeeper | NONE | 15 Recordkeeping and information management; 26 Investment advisory (participants); 50 Direct payment from the plan; 64 Recordkeeping fees | $76,134 | no |
| CHARLES SCHWAB & CO.,INC. | NONE | 33 Securities brokerage; 50 Direct payment from the plan; 59 Shareholder servicing fees; 62 Float revenue; 71 Securities brokerage commissions and fees | $9,239 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251013205502NAL0002742640001, received 2025-10-13.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $954,048,868 | $1,241,707,353 | 30.2% |
| Participants with a balance | 4,459 | 5,076 | 13.8% |
| Administrative expenses | $50,891 | $76,134 | 49.6% |
| Recordkeeping fees per participant | $7.36 | $7.58 | 3.0% |
| Employer contributions | $27,634,002 | $31,997,827 | 15.8% |
Prior filing 20241011140540NAL0022897633001, received 2024-10-11; the plan years are contiguous.
Sponsor name as filed: FISHER ASSET MANAGEMENT, LLC DBA FISHER INVESTMENTS; SEC registrant: Fisher Asset Management, LLC (CIK 850529, matched by EIN).