401k Record

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GAMCO Investors 401(k)

Recordkeeping fees per participant · GAMCO Investors, Inc 401(k) Plan · plan year 2024

$142.13

Higher than 88% of the 5,847 plans $50 to 250M that report it.

Source

= $28,852 / 203
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251007142550NAL0008317520001, received 2025-10-07
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007142550NAL0008317520001, received 2025-10-07

10th: $10.22median $69.9190th: $151.08

Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-07.

Cost and contributions

Administrative expenses excluding investment management, per participant

$142.13

10th: $16.21median $93.2090th: $246.84

Higher than 72% of the 8,758 plans $50 to 250M that report it.

Source

= $28,852 / 203
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251007142550NAL0008317520001, received 2025-10-07
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007142550NAL0008317520001, received 2025-10-07

Administrative expenses per participant

$142.13

10th: $29.39median $132.8490th: $350.58

Higher than 54% of the 9,042 plans $50 to 250M that report it.

Source

= $28,852 / 203
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251007142550NAL0008317520001, received 2025-10-07
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007142550NAL0008317520001, received 2025-10-07

Administrative expenses as a share of assets

0.035%

10th: 0.022%median 0.136%90th: 0.326%

Higher than 14% of the 9,049 plans $50 to 250M that report it.

Source

= $28,852 / $81,501,074
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251007142550NAL0008317520001, received 2025-10-07
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251007142550NAL0008317520001, received 2025-10-07

Employer contributions per participant

$359

10th: $965median $2,73890th: $8,164

Higher than 2% of the 9,105 plans $50 to 250M that report it.

Source

= $72,894 / 203
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251007142550NAL0008317520001, received 2025-10-07
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007142550NAL0008317520001, received 2025-10-07

Employer share of total contributions

2.2%

10th: 15.6%median 29.5%90th: 50.6%

Higher than 1% of the 9,112 plans $50 to 250M that report it.

Source

= $72,894 / $3,258,467
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251007142550NAL0008317520001, received 2025-10-07
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251007142550NAL0008317520001, received 2025-10-07

Plan terms, as stated in GAMCO Investors, Inc.'s SEC filings

Plan terms are described in GAMCO Investors, Inc.'s SEC filings: Form 10-K filed 2022-03-10. No term could be quoted from them with the required precision.

Plan features

2A age/service-weighted · 2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251007142550NAL0008317520001, received 2025-10-07

Full record, GAMCO Investors, Inc 401(k) Plan

FieldValueSource
Plan sponsorGAMCO INVESTORS, INC.Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251007142550NAL0008317520001, received 2025-10-07
Plan nameGAMCO INVESTORS, INC 401(K) PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20251007142550NAL0008317520001, received 2025-10-07
Sponsor EIN / plan number13-4007862 / 002Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251007142550NAL0008317520001, received 2025-10-07
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251007142550NAL0008317520001, received 2025-10-07
Sponsor locationGREENWICH, CTForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251007142550NAL0008317520001, received 2025-10-07
Industry (business code)523900, Finance and insuranceForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20251007142550NAL0008317520001, received 2025-10-07
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251007142550NAL0008317520001, received 2025-10-07
Filing received2025-10-07Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251007142550NAL0008317520001, received 2025-10-07
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251007142550NAL0008317520001, received 2025-10-07
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20251007142550NAL0008317520001, received 2025-10-07
Participants, beginning of year230Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251007142550NAL0008317520001, received 2025-10-07
Active participants182Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251007142550NAL0008317520001, received 2025-10-07
Participants, end of year231Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251007142550NAL0008317520001, received 2025-10-07
Participants with an account balance203Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007142550NAL0008317520001, received 2025-10-07
Total assets, beginning of year$72,615,235Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251007142550NAL0008317520001, received 2025-10-07
Total assets, end of year$81,501,074Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251007142550NAL0008317520001, received 2025-10-07
Net assets, end of year$81,501,074Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251007142550NAL0008317520001, received 2025-10-07
Total income$12,685,602Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251007142550NAL0008317520001, received 2025-10-07
Net income$9,001,895Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251007142550NAL0008317520001, received 2025-10-07
Employer contributions$72,894Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251007142550NAL0008317520001, received 2025-10-07
Participant contributions$3,144,318Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251007142550NAL0008317520001, received 2025-10-07
Other contributions (incl. rollovers)$41,255Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251007142550NAL0008317520001, received 2025-10-07
Total contributions$3,258,467Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251007142550NAL0008317520001, received 2025-10-07
Benefit payments$3,654,855Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251007142550NAL0008317520001, received 2025-10-07
Total expenses (incl. benefit payments)$3,683,707Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251007142550NAL0008317520001, received 2025-10-07
Total administrative expenses$28,852Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251007142550NAL0008317520001, received 2025-10-07
Recordkeeping fees$28,852Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251007142550NAL0008317520001, received 2025-10-07
Administrative expenses excluding investment management$28,852derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251007142550NAL0008317520001, received 2025-10-07
Held in mutual funds$35,054,593Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251007142550NAL0008317520001, received 2025-10-07
Independent auditorBDO USA, P.CSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251007142550NAL0008317520001, received 2025-10-07

Position = column in the DOL layout for form year 2024. Filing 20251007142550NAL0008317520001, received 2025-10-07.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
SCHWAB RETIREMENT PLAN SERVICES,INCrecordkeeperNONE 15 Recordkeeping and information management; 50 Direct payment from the plan; 64 Recordkeeping fees $28,852no
CHARLES SCHWAB & CO., INC.NONE 33 Securities brokerage; 50 Direct payment from the plan; 59 Shareholder servicing fees; 62 Float revenue; 71 Securities brokerage commissions and fees $2,533yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251007142550NAL0008317520001, received 2025-10-07.

What changed since the 2023 plan year

Figure20232024Change
Total assets$72,615,235$81,501,07412.2%
Participants with a balance1992032.0%
Administrative expenses$24,205$28,85219.2%
Recordkeeping fees per participant$121.63$142.1316.8%
Employer contributions$78,125$72,894-6.7%

Prior filing 20241011151225NAL0012672611005, received 2024-10-11; the plan years are contiguous.

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Sponsor name as filed: GAMCO INVESTORS, INC.; SEC registrant: GAMCO INVESTORS, INC. ET AL (CIK 1060349, matched by EIN).