Employers › Harmonic
Recordkeeping fees per participant · Harmonic Inc. 401(k) Plan · plan year 2024
$4.80
Higher than 5% of the 5,847 plans $50 to 250M that report it.
= $2,690 / 561
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251014172228NAL0003492945001, received 2025-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014172228NAL0003492945001, received 2025-10-14
Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-14.
Administrative expenses excluding investment management, per participant
$10.68
Higher than 7% of the 8,758 plans $50 to 250M that report it.
= $5,990 / 561
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251014172228NAL0003492945001, received 2025-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014172228NAL0003492945001, received 2025-10-14
Administrative expenses per participant
$63.12
Higher than 21% of the 9,042 plans $50 to 250M that report it.
= $35,412 / 561
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251014172228NAL0003492945001, received 2025-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014172228NAL0003492945001, received 2025-10-14
Administrative expenses as a share of assets
0.023%
Higher than 10% of the 9,049 plans $50 to 250M that report it.
= $35,412 / $154,294,415
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251014172228NAL0003492945001, received 2025-10-14
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251014172228NAL0003492945001, received 2025-10-14
Employer contributions per participant
$475
Higher than 3% of the 9,105 plans $50 to 250M that report it.
= $266,348 / 561
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251014172228NAL0003492945001, received 2025-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014172228NAL0003492945001, received 2025-10-14
Employer share of total contributions
4.1%
Higher than 1% of the 9,112 plans $50 to 250M that report it.
= $266,348 / $6,516,577
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251014172228NAL0003492945001, received 2025-10-14
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251014172228NAL0003492945001, received 2025-10-14
Plan terms are described in Harmonic Inc.'s SEC filings: Form 10-K filed 2026-02-24. No term could be quoted from them with the required precision.
2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2O ESOP-related feature · 2R participant brokerage window · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251014172228NAL0003492945001, received 2025-10-14
| Field | Value | Source |
|---|---|---|
| Plan sponsor | HARMONIC INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Plan name | HARMONIC INC. 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Sponsor EIN / plan number | 77-0201147 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Sponsor location | SAN JOSE, CA | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Industry (business code) | 334200, Manufacturing | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Filing received | 2025-10-14 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Participants, beginning of year | 698 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Active participants | 345 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Participants, end of year | 649 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Participants with an account balance | 561 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Total assets, beginning of year | $138,717,764 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Total assets, end of year | $154,294,415 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Net assets, end of year | $154,294,415 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Total income | $29,905,646 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Net income | $15,576,651 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Employer contributions | $266,348 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Participant contributions | $5,387,160 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Other contributions (incl. rollovers) | $863,069 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Total contributions | $6,516,577 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Benefit payments | $14,291,883 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Total expenses (incl. benefit payments) | $14,328,995 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Total administrative expenses | $35,412 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Recordkeeping fees | $2,690 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Investment advisory and management fees | $29,422 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Administrative expenses excluding investment management | $5,990 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Held in common/collective trusts | $9,187,789 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Held in mutual funds | $128,487,332 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251014172228NAL0003492945001, received 2025-10-14 |
| Independent auditor | WITHUMSMITH+BROWN,PC | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251014172228NAL0003492945001, received 2025-10-14 |
Position = column in the DOL layout for form year 2024. Filing 20251014172228NAL0003492945001, received 2025-10-14.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INCrecordkeeper | NONE | 15 Recordkeeping and information management; 26 Investment advisory (participants); 50 Direct payment from the plan; 64 Recordkeeping fees | $23,976 | no |
| STEELPEAK WEALTH LLC | NONE | 26 Investment advisory (participants); 50 Direct payment from the plan | $6,821 | no |
| DYNAMIC WEALTH ADVISORS | NONE | 26 Investment advisory (participants); 50 Direct payment from the plan | $5,259 | no |
| CHARLES SCHWAB & CO., INC. | NONE | 33 Securities brokerage; 50 Direct payment from the plan; 59 Shareholder servicing fees; 62 Float revenue; 71 Securities brokerage commissions and fees; 72 Other investment fees and expenses | $1,170 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251014172228NAL0003492945001, received 2025-10-14.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $138,717,764 | $154,294,415 | 11.2% |
| Participants with a balance | 600 | 561 | -6.5% |
| Administrative expenses | $38,382 | $35,412 | -7.7% |
| Recordkeeping fees per participant | $19.38 | $4.80 | -75.3% |
| Employer contributions | $287,327 | $266,348 | -7.3% |
Prior filing 20241015074120NAL0055098194001, received 2024-10-15; the plan years are contiguous.
Sponsor name as filed: HARMONIC INC.; SEC registrant: HARMONIC INC. (CIK 851310, matched by EIN; display name from the Form 10-K cover).