Employers › Hilltop Holdings
Recordkeeping fees per participant · Hilltop Holdings Inc. 401(k) Plan · plan year 2024
$45.35
Higher than 43% of the 1,697 plans $250M to 1B that report it.
= $239,299 / 5,277
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251027095643NAL0014780098001, received 2025-10-27
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251027095643NAL0014780098001, received 2025-10-27
Percentiles compare this plan with the Schedule H plans $250M to 1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-27.
Administrative expenses excluding investment management, per participant
$45.35
Higher than 27% of the 2,324 plans $250M to 1B that report it.
= $239,299 / 5,277
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251027095643NAL0014780098001, received 2025-10-27
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251027095643NAL0014780098001, received 2025-10-27
Administrative expenses per participant
$80.24
Higher than 44% of the 2,405 plans $250M to 1B that report it.
= $423,416 / 5,277
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251027095643NAL0014780098001, received 2025-10-27
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251027095643NAL0014780098001, received 2025-10-27
Administrative expenses as a share of assets
0.052%
Higher than 34% of the 2,407 plans $250M to 1B that report it.
= $423,416 / $809,679,340
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251027095643NAL0014780098001, received 2025-10-27
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251027095643NAL0014780098001, received 2025-10-27
Employer contributions per participant
$2,520
Higher than 38% of the 2,457 plans $250M to 1B that report it.
= $13,299,470 / 5,277
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251027095643NAL0014780098001, received 2025-10-27
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251027095643NAL0014780098001, received 2025-10-27
Employer share of total contributions
24.3%
Higher than 28% of the 2,459 plans $250M to 1B that report it.
= $13,299,470 / $54,726,433
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251027095643NAL0014780098001, received 2025-10-27
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251027095643NAL0014780098001, received 2025-10-27
Plan terms are described in Hilltop Holdings Inc.'s SEC filings: Form 10-K filed 2026-02-13. No term could be quoted from them with the required precision.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251027095643NAL0014780098001, received 2025-10-27
| Field | Value | Source |
|---|---|---|
| Plan sponsor | HILLTOP HOLDINGS INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Plan name | HILLTOP HOLDINGS INC. 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Sponsor EIN / plan number | 84-1477939 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Sponsor location | DALLAS, TX | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Industry (business code) | 551111, Management of companies and enterprises | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Filing received | 2025-10-27 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Amended filing | yes | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Participants, beginning of year | 5,720 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Active participants | 3,609 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Participants, end of year | 5,403 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Participants with an account balance | 5,277 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Total assets, beginning of year | $726,963,425 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Total assets, end of year | $809,679,340 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Net assets, end of year | $809,679,340 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Total income | $158,428,302 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Net income | $82,715,915 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Employer contributions | $13,299,470 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Participant contributions | $35,028,336 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Other contributions (incl. rollovers) | $6,398,627 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Total contributions | $54,726,433 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Benefit payments | $75,088,424 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Total expenses (incl. benefit payments) | $75,712,387 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Total administrative expenses | $423,416 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Recordkeeping fees | $239,299 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Investment advisory and management fees | $184,117 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Administrative expenses excluding investment management | $239,299 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Held in common/collective trusts | $632,358,515 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Held in mutual funds | $72,261,101 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251027095643NAL0014780098001, received 2025-10-27 |
| Independent auditor | BAKER TILLY US, LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251027095643NAL0014780098001, received 2025-10-27 |
Position = column in the DOL layout for form year 2024. Filing 20251027095643NAL0014780098001, received 2025-10-27.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INCrecordkeeper | NONE | 15 Recordkeeping and information management; 26 Investment advisory (participants); 50 Direct payment from the plan; 64 Recordkeeping fees | $360,583 | no |
| ATWOOD & PALMER INC | NONE | 26 Investment advisory (participants); 50 Direct payment from the plan | $13,640 | no |
| CHARLES SCHWAB & CO INC | NONE | 33 Securities brokerage; 50 Direct payment from the plan; 62 Float revenue; 71 Securities brokerage commissions and fees; 72 Other investment fees and expenses; 59 Shareholder servicing fees | $10,652 | yes |
| FINANCIAL DESIGNS CORPORATION | NONE | 26 Investment advisory (participants); 50 Direct payment from the plan | $9,760 | no |
| FISHER INVESTMENTS | NONE | 26 Investment advisory (participants); 50 Direct payment from the plan | $9,322 | no |
| NEWBURY CAPITAL MANAGEMENT LLC | NONE | 26 Investment advisory (participants); 50 Direct payment from the plan | $8,310 | no |
| BEAIRD HARRIS | NONE | 26 Investment advisory (participants); 50 Direct payment from the plan | $7,934 | no |
| 7TH HARVEST INVESTMENTS LLC | NONE | 26 Investment advisory (participants); 50 Direct payment from the plan | $5,627 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251027095643NAL0014780098001, received 2025-10-27.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $726,963,425 | $809,679,340 | 11.4% |
| Participants with a balance | 5,597 | 5,277 | -5.7% |
| Administrative expenses | $411,796 | $423,416 | 2.8% |
| Recordkeeping fees per participant | $46.05 | $45.35 | -1.5% |
| Employer contributions | $13,230,481 | $13,299,470 | 0.5% |
Prior filing 20241002150439NAL0009039089001, received 2024-10-02; the plan years are contiguous.
Sponsor name as filed: HILLTOP HOLDINGS INC.; SEC registrant: Hilltop Holdings Inc. (CIK 1265131, matched by EIN; display name from the Form 10-K cover).