Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › ICQ BB GP
ICQ BB GP 401(k)
- Finance and insurance
- San Francisco, CA
- EIN 45-3711766
- 1 plan with Schedule H financials
- Plan year 2024
- ICQ BB GP, LLC
- filed as Iconiq Capital, LLC
Total assets, end of year · Iconiq Capital 401(k) Plan · plan year 2024
$85,597,871
655 participants with a balance. This filing reports no recordkeeping fee and no administrative expenses excluding investment management, so there is no headline cost figure.
Source
Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250930060922NAL0018948370001, received 2025-09-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930060922NAL0018948370001, received 2025-09-30
Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-09-30.
Cost and contributions
Administrative expenses excluding investment management, per participant
$0.00
Fewer than 50 comparable plans report this figure; no percentile.
Source
= $0 / 655
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250930060922NAL0018948370001, received 2025-09-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930060922NAL0018948370001, received 2025-09-30
Administrative expenses per participant
$0.00
Fewer than 50 comparable plans report this figure; no percentile.
Source
= $0 / 655
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250930060922NAL0018948370001, received 2025-09-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930060922NAL0018948370001, received 2025-09-30
Administrative expenses as a share of assets
0.000%
Fewer than 50 comparable plans report this figure; no percentile.
Source
= $0 / $85,597,871
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250930060922NAL0018948370001, received 2025-09-30
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250930060922NAL0018948370001, received 2025-09-30
Employer contributions per participant
$6,132
Higher than 83% of the 9,105 plans $50 to 250M that report it.
Source
= $4,016,662 / 655
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250930060922NAL0018948370001, received 2025-09-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930060922NAL0018948370001, received 2025-09-30
Employer share of total contributions
25.6%
Higher than 37% of the 9,112 plans $50 to 250M that report it.
Source
= $4,016,662 / $15,672,004
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250930060922NAL0018948370001, received 2025-09-30
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250930060922NAL0018948370001, received 2025-09-30
Plan terms, as stated in ICQ BB GP, LLC's SEC filings
Plan terms are not published in public filings.
Plan features
2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250930060922NAL0018948370001, received 2025-09-30
Full record, Iconiq Capital 401(k) Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | ICONIQ CAPITAL, LLC | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Plan name | ICONIQ CAPITAL 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Sponsor EIN / plan number | 45-3711766 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Sponsor location | SAN FRANCISCO, CA | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Filing received | 2025-09-30 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Participants, beginning of year | 634 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Active participants | 447 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Participants, end of year | 682 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Participants with an account balance | 655 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Total assets, beginning of year | $64,340,668 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Total assets, end of year | $85,597,871 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Net assets, end of year | $85,597,871 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Total income | $26,196,275 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Net income | $21,262,400 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Employer contributions | $4,016,662 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Participant contributions | $8,582,771 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Other contributions (incl. rollovers) | $3,072,571 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Total contributions | $15,672,004 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Benefit payments | $4,933,875 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Total expenses (incl. benefit payments) | $4,933,875 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Total administrative expenses | $0 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Administrative expenses excluding investment management | $0 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Held in mutual funds | $83,128,519 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250930060922NAL0018948370001, received 2025-09-30 |
| Independent auditor | GRAY, GRAY & GRAY, LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250930060922NAL0018948370001, received 2025-09-30 |
Position = column in the DOL layout for form year 2024. Filing 20250930060922NAL0018948370001, received 2025-09-30.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC.recordkeeper | NONE | 15 Recordkeeping and information management; 52 Investment management fees paid indirectly by plan; 99 Other fees; 37 Participant loan processing; 64 Recordkeeping fees; 50 Direct payment from the plan; 68 Soft dollars commissions | $12,321 | yes |
| COMPASS 360, LLCrecordkeeper | NONE | 15 Recordkeeping and information management; 63 Distribution (12b-1) fees | $6,150 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250930060922NAL0018948370001, received 2025-09-30.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $64,340,668 | $85,597,871 | 33.0% |
| Participants with a balance | 597 | 655 | 9.7% |
| Administrative expenses | $24,388 | $0 | -100.0% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $3,630,907 | $4,016,662 | 10.6% |
Prior filing 20240926133509NAL0000453731001, received 2024-09-26; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: ICONIQ CAPITAL, LLC; SEC registrant: ICQ BB GP, LLC (CIK 1832801, matched by EIN).