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Jonestrading Institutional Services 401(k)

Recordkeeping fees per participant · Jonestrading Institutional Services LLC 401(k) Plan · plan year 2024

$14.36

Higher than 14% of the 5,847 plans $50 to 250M that report it.

Source

= $2,441 / 170
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250929115637NAL0005009891001, received 2025-09-29
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250929115637NAL0005009891001, received 2025-09-29

10th: $10.22median $69.9190th: $151.08

Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-09-29.

Cost and contributions

Administrative expenses excluding investment management, per participant

$110.35

10th: $16.21median $93.2090th: $246.84

Higher than 59% of the 8,758 plans $50 to 250M that report it.

Source

= $18,760 / 170
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250929115637NAL0005009891001, received 2025-09-29
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250929115637NAL0005009891001, received 2025-09-29

Administrative expenses per participant

$110.35

10th: $29.39median $132.8490th: $350.58

Higher than 40% of the 9,042 plans $50 to 250M that report it.

Source

= $18,760 / 170
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250929115637NAL0005009891001, received 2025-09-29
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250929115637NAL0005009891001, received 2025-09-29

Administrative expenses as a share of assets

0.018%

10th: 0.022%median 0.136%90th: 0.326%

Higher than 8% of the 9,049 plans $50 to 250M that report it.

Source

= $18,760 / $107,172,013
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250929115637NAL0005009891001, received 2025-09-29
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250929115637NAL0005009891001, received 2025-09-29

Employer contributions per participant

$7,425

10th: $965median $2,73890th: $8,164

Higher than 88% of the 9,105 plans $50 to 250M that report it.

Source

= $1,262,183 / 170
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250929115637NAL0005009891001, received 2025-09-29
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250929115637NAL0005009891001, received 2025-09-29

Employer share of total contributions

34.0%

10th: 15.6%median 29.5%90th: 50.6%

Higher than 64% of the 9,112 plans $50 to 250M that report it.

Source

= $1,262,183 / $3,716,993
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250929115637NAL0005009891001, received 2025-09-29
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250929115637NAL0005009891001, received 2025-09-29

Plan terms, as stated in Jonestrading Institutional Services LLC's SEC filings

Plan terms are not published in public filings.

Plan features

2A age/service-weighted · 2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2T default investment (QDIA) · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250929115637NAL0005009891001, received 2025-09-29

Full record, Jonestrading Institutional Services LLC 401(k) Plan

FieldValueSource
Plan sponsorJONESTRADING INSTITUTIONAL SERVICES LLCForm 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250929115637NAL0005009891001, received 2025-09-29
Plan nameJONESTRADING INSTITUTIONAL SERVICES LLC 401(K) PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20250929115637NAL0005009891001, received 2025-09-29
Sponsor EIN / plan number51-0484896 / 006Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250929115637NAL0005009891001, received 2025-09-29
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250929115637NAL0005009891001, received 2025-09-29
Sponsor locationTHOUSAND OAKS, CAForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250929115637NAL0005009891001, received 2025-09-29
Industry (business code)523120, Finance and insuranceForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20250929115637NAL0005009891001, received 2025-09-29
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250929115637NAL0005009891001, received 2025-09-29
Filing received2025-09-29Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250929115637NAL0005009891001, received 2025-09-29
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250929115637NAL0005009891001, received 2025-09-29
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20250929115637NAL0005009891001, received 2025-09-29
Participants, beginning of year200Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250929115637NAL0005009891001, received 2025-09-29
Active participants175Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250929115637NAL0005009891001, received 2025-09-29
Participants, end of year211Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250929115637NAL0005009891001, received 2025-09-29
Participants with an account balance170Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250929115637NAL0005009891001, received 2025-09-29
Total assets, beginning of year$93,735,885Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250929115637NAL0005009891001, received 2025-09-29
Total assets, end of year$107,172,013Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250929115637NAL0005009891001, received 2025-09-29
Net assets, end of year$107,153,913Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250929115637NAL0005009891001, received 2025-09-29
Total income$17,954,973Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250929115637NAL0005009891001, received 2025-09-29
Net income$13,418,028Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250929115637NAL0005009891001, received 2025-09-29
Employer contributions$1,262,183Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250929115637NAL0005009891001, received 2025-09-29
Participant contributions$2,366,534Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250929115637NAL0005009891001, received 2025-09-29
Other contributions (incl. rollovers)$88,276Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250929115637NAL0005009891001, received 2025-09-29
Total contributions$3,716,993Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250929115637NAL0005009891001, received 2025-09-29
Benefit payments$4,455,336Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250929115637NAL0005009891001, received 2025-09-29
Total expenses (incl. benefit payments)$4,536,945Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250929115637NAL0005009891001, received 2025-09-29
Total administrative expenses$18,760Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250929115637NAL0005009891001, received 2025-09-29
Contract administrator fees$319Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20250929115637NAL0005009891001, received 2025-09-29
Recordkeeping fees$2,441Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250929115637NAL0005009891001, received 2025-09-29
IQPA audit fees$16,000Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20250929115637NAL0005009891001, received 2025-09-29
Administrative expenses excluding investment management$18,760derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250929115637NAL0005009891001, received 2025-09-29
Held in mutual funds$68,754,975Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250929115637NAL0005009891001, received 2025-09-29
Independent auditorJLK ROSENBERGER LLPSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250929115637NAL0005009891001, received 2025-09-29

Position = column in the DOL layout for form year 2024. Filing 20250929115637NAL0005009891001, received 2025-09-29.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
JLK PARTNERS LLPNONE 10 Accounting (including auditing) $16,000no
EMPOWER ANNUITY INSURANCE COMPANYrecordkeeperRECORDKEEPER 13 Contract administrator; 64 Recordkeeping fees; 15 Recordkeeping and information management; 50 Direct payment from the plan $2,760yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250929115637NAL0005009891001, received 2025-09-29.

What changed since the 2023 plan year

Figure20232024Change
Total assets$93,735,885$107,172,01314.3%
Participants with a balance1681701.2%
Administrative expenses$18,514$18,7601.3%
Recordkeeping fees per participantnot reported$14.36
Employer contributions$1,125,319$1,262,18312.2%

Prior filing 20240905124443NAL0043688498001, received 2024-09-05; the plan years are contiguous.

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Sponsor name as filed: JONESTRADING INSTITUTIONAL SERVICES LLC; SEC registrant: JONESTRADING INSTITUTIONAL SERVICES LLC (CIK 53855, matched by EIN).