401k Record

Employers › Mcneight Richard P

Mcneight Richard P 401(k)

Administrative expenses excluding investment management, per participant · UES, Inc. 401(k) Plan · plan year 2023

$265.54

Higher than 86% of the 23,494 plans $10 to 50M that report it.

Source

= $88,690 / 334
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20241015191506NAL0029474177006, received 2024-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015191506NAL0029474177006, received 2024-10-15

10th: $12.50median $105.8490th: $309.83

Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2023-01-01 to 2023-12-31, filing received 2024-10-15.

Cost and contributions

Recordkeeping fees per participant

not reported

Not reported on this filing.

Administrative expenses per participant

$265.54

10th: $21.83median $171.6490th: $417.48

Higher than 71% of the 24,286 plans $10 to 50M that report it.

Source

= $88,690 / 334
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241015191506NAL0029474177006, received 2024-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015191506NAL0029474177006, received 2024-10-15

Administrative expenses as a share of assets

0.244%

10th: 0.029%median 0.269%90th: 0.572%

Higher than 45% of the 24,321 plans $10 to 50M that report it.

Source

= $88,690 / $36,386,898
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241015191506NAL0029474177006, received 2024-10-15
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20241015191506NAL0029474177006, received 2024-10-15

Employer contributions per participant

$2,507

10th: $655median $2,02590th: $4,780

Higher than 63% of the 23,376 plans $10 to 50M that report it.

Source

= $837,280 / 334
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241015191506NAL0029474177006, received 2024-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015191506NAL0029474177006, received 2024-10-15

Employer share of total contributions

25.1%

10th: 13.2%median 28.1%90th: 46.4%

Higher than 40% of the 23,409 plans $10 to 50M that report it.

Source

= $837,280 / $3,336,342
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241015191506NAL0029474177006, received 2024-10-15
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20241015191506NAL0029474177006, received 2024-10-15

Plan terms, as stated in Mcneight Richard P's SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20241015191506NAL0029474177006, received 2024-10-15

Full record, UES, Inc. 401(k) Plan

FieldValueSource
Plan sponsorUES, INC.Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20241015191506NAL0029474177006, received 2024-10-15
Plan nameUES, INC. 401(K) PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20241015191506NAL0029474177006, received 2024-10-15
Sponsor EIN / plan number31-0797776 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20241015191506NAL0029474177006, received 2024-10-15
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20241015191506NAL0029474177006, received 2024-10-15
Sponsor locationDAYTON, OHForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20241015191506NAL0029474177006, received 2024-10-15
Industry (business code)541990, Professional, scientific, and technical servicesForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20241015191506NAL0029474177006, received 2024-10-15
Plan year2023-01-01 to 2023-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20241015191506NAL0029474177006, received 2024-10-15
Filing received2024-10-15Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20241015191506NAL0029474177006, received 2024-10-15
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20241015191506NAL0029474177006, received 2024-10-15
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20241015191506NAL0029474177006, received 2024-10-15
Participants, beginning of year425Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20241015191506NAL0029474177006, received 2024-10-15
Active participants289Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20241015191506NAL0029474177006, received 2024-10-15
Participants, end of year407Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20241015191506NAL0029474177006, received 2024-10-15
Participants with an account balance334Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015191506NAL0029474177006, received 2024-10-15
Total assets, beginning of year$41,955,221Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20241015191506NAL0029474177006, received 2024-10-15
Total assets, end of year$36,386,898Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20241015191506NAL0029474177006, received 2024-10-15
Net assets, end of year$36,386,898Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20241015191506NAL0029474177006, received 2024-10-15
Total income$11,963,948Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20241015191506NAL0029474177006, received 2024-10-15
Net income$-5,568,323Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20241015191506NAL0029474177006, received 2024-10-15
Employer contributions$837,280Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241015191506NAL0029474177006, received 2024-10-15
Participant contributions$2,422,667Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20241015191506NAL0029474177006, received 2024-10-15
Other contributions (incl. rollovers)$76,395Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20241015191506NAL0029474177006, received 2024-10-15
Total contributions$3,336,342Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20241015191506NAL0029474177006, received 2024-10-15
Benefit payments$17,443,581Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20241015191506NAL0029474177006, received 2024-10-15
Total expenses (incl. benefit payments)$17,532,271Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20241015191506NAL0029474177006, received 2024-10-15
Total administrative expenses$88,690Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241015191506NAL0029474177006, received 2024-10-15
Administrative expenses excluding investment management$88,690derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20241015191506NAL0029474177006, received 2024-10-15
Held in mutual funds$36,329,093Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20241015191506NAL0029474177006, received 2024-10-15
Independent auditorHAMMERMAN, GRAF, HUGHES & COMPANYSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20241015191506NAL0029474177006, received 2024-10-15

Position = column in the DOL layout for form year 2023. Filing 20241015191506NAL0029474177006, received 2024-10-15.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
CAPFINANCIAL PARTNERS LLCINVESTMENT ADVISOR $68,231no
HAMMERMAN, GRAF, HUGHES & CO INC.AUDITOR $10,600no
T. ROWE PRICErecordkeeperRECORDKEEPER $9,859yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20241015191506NAL0029474177006, received 2024-10-15.

No filing for the previous plan year is in the data, so there is no year-over-year comparison.

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Sponsor name as filed: UES, INC.; SEC registrant: MCNEIGHT RICHARD P (CIK 1033351, matched by EIN).