Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Modera Wealth Management
Modera Wealth Management 401(k)
- Finance and insurance
- Westwood, NJ
- EIN 27-3774197
- 1 plan with Schedule H financials
- Plan year 2024
- Modera Wealth Management, LLC
Administrative expenses excluding investment management, per participant · Modera Wealth Management, LLC 401(k) Plan · plan year 2024
$3.69
Higher than 2% of the 24,371 plans $10 to 50M that report it.
Source
= $885 / 240
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250919124754NAL0003028592001, received 2025-09-19
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250919124754NAL0003028592001, received 2025-09-19
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-09-19.
Cost and contributions
Administrative expenses per participant
$3.69
Higher than 1% of the 25,098 plans $10 to 50M that report it.
Source
= $885 / 240
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250919124754NAL0003028592001, received 2025-09-19
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250919124754NAL0003028592001, received 2025-09-19
Administrative expenses as a share of assets
0.002%
Higher than 1% of the 25,132 plans $10 to 50M that report it.
Source
= $885 / $37,974,465
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250919124754NAL0003028592001, received 2025-09-19
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250919124754NAL0003028592001, received 2025-09-19
Employer contributions per participant
$4,759
Higher than 90% of the 24,050 plans $10 to 50M that report it.
Source
= $1,142,241 / 240
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250919124754NAL0003028592001, received 2025-09-19
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250919124754NAL0003028592001, received 2025-09-19
Employer share of total contributions
13.5%
Higher than 11% of the 24,084 plans $10 to 50M that report it.
Source
= $1,142,241 / $8,465,985
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250919124754NAL0003028592001, received 2025-09-19
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250919124754NAL0003028592001, received 2025-09-19
Plan terms, as stated in Modera Wealth Management, LLC's SEC filings
Plan terms are not published in public filings.
Plan features
2E profit-sharing · 2J 401(k) feature · 2K 401(m) arrangement · 2F ERISA 404(c) plan · 2G fully participant-directed · 3D IRS pre-approved plan · 2T default investment (QDIA) · 2A age/service-weighted · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250919124754NAL0003028592001, received 2025-09-19
Full record, Modera Wealth Management, LLC 401(k) Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | MODERA WEALTH MANAGEMENT, LLC | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Plan name | MODERA WEALTH MANAGEMENT, LLC 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Sponsor EIN / plan number | 27-3774197 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Sponsor location | WESTWOOD, NJ | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Filing received | 2025-09-19 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Participants, beginning of year | 239 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Active participants | 215 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Participants, end of year | 256 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Participants with an account balance | 240 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Total assets, beginning of year | $28,248,553 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Total assets, end of year | $37,974,465 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Net assets, end of year | $37,974,465 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Total income | $12,309,250 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Net income | $9,725,912 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Employer contributions | $1,142,241 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Participant contributions | $2,796,365 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Other contributions (incl. rollovers) | $4,527,379 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Total contributions | $8,465,985 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Benefit payments | $2,582,453 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Total expenses (incl. benefit payments) | $2,583,338 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Total administrative expenses | $885 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Contract administrator fees | $885 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Administrative expenses excluding investment management | $885 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Held in mutual funds | $36,422,077 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250919124754NAL0003028592001, received 2025-09-19 |
| Independent auditor | PENSION ASSURANCE LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250919124754NAL0003028592001, received 2025-09-19 |
Position = column in the DOL layout for form year 2024. Filing 20250919124754NAL0003028592001, received 2025-09-19.
Service providers paid directly by the plan
No Schedule C line 2 providers are listed on this filing.
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250919124754NAL0003028592001, received 2025-09-19.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $28,248,553 | $37,974,465 | 34.4% |
| Participants with a balance | 207 | 240 | 15.9% |
| Administrative expenses | $585 | $885 | 51.3% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $862,303 | $1,142,241 | 32.5% |
Prior filing 20240924125651NAL0012996113001, received 2024-09-24; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: MODERA WEALTH MANAGEMENT, LLC; SEC registrant: Modera Wealth Management, LLC (CIK 1542143, matched by EIN).