Employers › Puma Biotechnology
Recordkeeping fees per participant · Puma Biotechnology, Inc. 401(k) Plan · plan year 2024
$93.31
Higher than 54% of the 14,075 plans $10 to 50M that report it.
= $24,075 / 258
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251009174958NAL0004143491001, received 2025-10-09
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251009174958NAL0004143491001, received 2025-10-09
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-09.
Administrative expenses excluding investment management, per participant
$93.31
Higher than 40% of the 24,371 plans $10 to 50M that report it.
= $24,075 / 258
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251009174958NAL0004143491001, received 2025-10-09
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251009174958NAL0004143491001, received 2025-10-09
Administrative expenses per participant
$410.09
Higher than 86% of the 25,098 plans $10 to 50M that report it.
= $105,803 / 258
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251009174958NAL0004143491001, received 2025-10-09
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251009174958NAL0004143491001, received 2025-10-09
Administrative expenses as a share of assets
0.256%
Higher than 44% of the 25,132 plans $10 to 50M that report it.
= $105,803 / $41,320,615
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251009174958NAL0004143491001, received 2025-10-09
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251009174958NAL0004143491001, received 2025-10-09
Employer contributions per participant
$6,233
Higher than 95% of the 24,050 plans $10 to 50M that report it.
= $1,608,184 / 258
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251009174958NAL0004143491001, received 2025-10-09
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251009174958NAL0004143491001, received 2025-10-09
Employer share of total contributions
29.5%
Higher than 56% of the 24,084 plans $10 to 50M that report it.
= $1,608,184 / $5,448,858
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251009174958NAL0004143491001, received 2025-10-09
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251009174958NAL0004143491001, received 2025-10-09
Employer match
“The Company is required to make matching contributions to the 401(k) plan equal to 100% of the first 3% of wages deferred by each participating employee and 50% on the next 2% of wages deferred by each participating employee.”
Form 10-K filed 2026-02-26, for the year ended 2025-12-31 · benefits note, 10-K benefits note · source document
Terms quoted from the filing for the year ended 2025-12-31. Figures cover plan year 2024. The plan document governs.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2T default investment (QDIA) · 2A age/service-weighted · 2K 401(m) arrangement · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251009174958NAL0004143491001, received 2025-10-09
| Field | Value | Source |
|---|---|---|
| Plan sponsor | PUMA BIOTECHNOLOGY, INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Plan name | PUMA BIOTECHNOLOGY, INC. 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Sponsor EIN / plan number | 77-0683487 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Sponsor location | LOS ANGELES, CA | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Industry (business code) | 541700, Professional, scientific, and technical services | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Filing received | 2025-10-09 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Participants, beginning of year | 300 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Active participants | 170 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Participants, end of year | 273 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Participants with an account balance | 258 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Total assets, beginning of year | $34,894,030 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Total assets, end of year | $41,320,615 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Net assets, end of year | $41,320,615 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Total income | $10,556,222 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Net income | $6,426,585 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Employer contributions | $1,608,184 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Participant contributions | $3,515,849 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Other contributions (incl. rollovers) | $324,825 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Total contributions | $5,448,858 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Benefit payments | $4,023,834 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Total expenses (incl. benefit payments) | $4,129,637 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Total administrative expenses | $105,803 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Contract administrator fees | $0 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Recordkeeping fees | $24,075 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| IQPA audit fees | $0 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Investment advisory and management fees | $81,728 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Administrative expenses excluding investment management | $24,075 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Held in common/collective trusts | $26,310,176 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Held in mutual funds | $14,629,223 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251009174958NAL0004143491001, received 2025-10-09 |
| Independent auditor | PKF SAN DIEGO, LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251009174958NAL0004143491001, received 2025-10-09 |
Position = column in the DOL layout for form year 2024. Filing 20251009174958NAL0004143491001, received 2025-10-09.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| THE BALDWIN GROUP WEALTH ADVISORS | ADVISOR | 27 Investment advisory (plan) | $72,325 | no |
| FIDELITY INVESTMENTS INSTITUTIONALrecordkeeper | RECORDKEEPER | 37 Participant loan processing; 60 Sub-transfer agency fees; 64 Recordkeeping fees; 65 Account maintenance fees | $24,075 | yes |
| STRATEGIC ADVISORS, INC. | ADVISOR | 27 Investment advisory (plan) | $9,402 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251009174958NAL0004143491001, received 2025-10-09.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $34,894,030 | $41,320,615 | 18.4% |
| Participants with a balance | 284 | 258 | -9.2% |
| Administrative expenses | $84,928 | $105,803 | 24.6% |
| Recordkeeping fees per participant | $74.67 | $93.31 | 25.0% |
| Employer contributions | $1,626,204 | $1,608,184 | -1.1% |
Prior filing 20241015112824NAL0016231427001, received 2024-10-15; the plan years are contiguous.
Sponsor name as filed: PUMA BIOTECHNOLOGY, INC.; SEC registrant: PUMA BIOTECHNOLOGY, INC. (CIK 1401667, matched by EIN; display name from the Form 10-K cover).