401k Record

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Rockwood Capital 401(k)

Recordkeeping fees per participant · Rockwood Capital 401(k) Retirement Plan · plan year 2024

$860.76

Higher than 100% of the 5,847 plans $50 to 250M that report it.

Source

= $108,456 / 126
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251015161644NAL0005395761001, received 2025-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015161644NAL0005395761001, received 2025-10-15

10th: $10.22median $69.9190th: $151.08

Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-15.

Cost and contributions

Administrative expenses excluding investment management, per participant

$872.31

10th: $16.21median $93.2090th: $246.84

Higher than 100% of the 8,758 plans $50 to 250M that report it.

Source

= $109,911 / 126
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251015161644NAL0005395761001, received 2025-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015161644NAL0005395761001, received 2025-10-15

Administrative expenses per participant

$872.31

10th: $29.39median $132.8490th: $350.58

Higher than 99% of the 9,042 plans $50 to 250M that report it.

Source

= $109,911 / 126
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251015161644NAL0005395761001, received 2025-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015161644NAL0005395761001, received 2025-10-15

Administrative expenses as a share of assets

0.180%

10th: 0.022%median 0.136%90th: 0.326%

Higher than 64% of the 9,049 plans $50 to 250M that report it.

Source

= $109,911 / $61,147,851
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251015161644NAL0005395761001, received 2025-10-15
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251015161644NAL0005395761001, received 2025-10-15

Employer contributions per participant

$9,352

10th: $965median $2,73890th: $8,164

Higher than 92% of the 9,105 plans $50 to 250M that report it.

Source

= $1,178,373 / 126
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251015161644NAL0005395761001, received 2025-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015161644NAL0005395761001, received 2025-10-15

Employer share of total contributions

41.0%

10th: 15.6%median 29.5%90th: 50.6%

Higher than 78% of the 9,112 plans $50 to 250M that report it.

Source

= $1,178,373 / $2,877,168
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251015161644NAL0005395761001, received 2025-10-15
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251015161644NAL0005395761001, received 2025-10-15

Plan terms, as stated in Rockwood Capital, LLC's SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2A age/service-weighted · 2J 401(k) feature · 2K 401(m) arrangement · 2F ERISA 404(c) plan · 2G fully participant-directed · 3D IRS pre-approved plan · 2T default investment (QDIA) · 2R participant brokerage window · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251015161644NAL0005395761001, received 2025-10-15

Full record, Rockwood Capital 401(k) Retirement Plan

FieldValueSource
Plan sponsorROCKWOOD CAPITAL, LLCForm 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251015161644NAL0005395761001, received 2025-10-15
Plan nameROCKWOOD CAPITAL 401(K) RETIREMENT PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20251015161644NAL0005395761001, received 2025-10-15
Sponsor EIN / plan number20-4855911 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251015161644NAL0005395761001, received 2025-10-15
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251015161644NAL0005395761001, received 2025-10-15
Sponsor locationSAN FRANCISCO, CAForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251015161644NAL0005395761001, received 2025-10-15
Industry (business code)531390, Real estate and rental and leasingForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20251015161644NAL0005395761001, received 2025-10-15
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251015161644NAL0005395761001, received 2025-10-15
Filing received2025-10-15Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251015161644NAL0005395761001, received 2025-10-15
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251015161644NAL0005395761001, received 2025-10-15
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20251015161644NAL0005395761001, received 2025-10-15
Participants, beginning of year131Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251015161644NAL0005395761001, received 2025-10-15
Active participants80Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251015161644NAL0005395761001, received 2025-10-15
Participants, end of year126Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251015161644NAL0005395761001, received 2025-10-15
Participants with an account balance126Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015161644NAL0005395761001, received 2025-10-15
Total assets, beginning of year$50,856,002Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251015161644NAL0005395761001, received 2025-10-15
Total assets, end of year$61,147,851Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251015161644NAL0005395761001, received 2025-10-15
Net assets, end of year$61,147,851Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251015161644NAL0005395761001, received 2025-10-15
Total income$11,459,178Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251015161644NAL0005395761001, received 2025-10-15
Net income$10,291,849Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251015161644NAL0005395761001, received 2025-10-15
Employer contributions$1,178,373Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251015161644NAL0005395761001, received 2025-10-15
Participant contributions$1,677,866Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251015161644NAL0005395761001, received 2025-10-15
Other contributions (incl. rollovers)$20,929Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251015161644NAL0005395761001, received 2025-10-15
Total contributions$2,877,168Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251015161644NAL0005395761001, received 2025-10-15
Benefit payments$1,008,049Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251015161644NAL0005395761001, received 2025-10-15
Total expenses (incl. benefit payments)$1,167,329Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251015161644NAL0005395761001, received 2025-10-15
Total administrative expenses$109,911Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251015161644NAL0005395761001, received 2025-10-15
Recordkeeping fees$108,456Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251015161644NAL0005395761001, received 2025-10-15
Administrative expenses excluding investment management$109,911derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251015161644NAL0005395761001, received 2025-10-15
Held in common/collective trusts$3,720,654Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251015161644NAL0005395761001, received 2025-10-15
Held in mutual funds$46,153,831Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251015161644NAL0005395761001, received 2025-10-15
Independent auditorFRANK, RIMERMAN & CO. LLPSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251015161644NAL0005395761001, received 2025-10-15

Position = column in the DOL layout for form year 2024. Filing 20251015161644NAL0005395761001, received 2025-10-15.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
GLOBAL RETIREMENT PARTNERS LLCINVESTMENT ADVISOR 27 Investment advisory (plan) $50,000no
EMPOWER ANNUITY INSURANCE CO.recordkeeperRECORDKEEPER 64 Recordkeeping fees $46,748yes
EMPOWER ADVISORY GROUP, LLCINVESTMENT MANAGEMENT 28 Investment management $26,533no
CALIFORNIA RETIREMENT PLANS, INC.THIRD PARTY ADMIN 13 Contract administrator $730yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251015161644NAL0005395761001, received 2025-10-15.

What changed since the 2023 plan year

Figure20232024Change
Total assets$50,856,002$61,147,85120.2%
Participants with a balance129126-2.3%
Administrative expenses$96,243$109,91114.2%
Recordkeeping fees per participantnot reported$860.76
Employer contributions$1,150,685$1,178,3732.4%

Prior filing 20240611135529NAL0027867729001, received 2024-06-11; the plan years are contiguous.

Alerts, claims and corrections

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Sponsor name as filed: ROCKWOOD CAPITAL, LLC; SEC registrant: Rockwood Capital, LLC (CIK 2134178, matched by EIN).