401k Record

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Roofstock 401(k)

Recordkeeping fees per participant · Roofstock 401(k) Plan · plan year 2023

$54.40

Higher than 42% of the 13,318 plans $10 to 50M that report it.

Source

= $23,720 / 436
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250910131939NAL0021177201001, received 2025-09-10
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250910131939NAL0021177201001, received 2025-09-10

10th: $8.38median $71.1390th: $189.70

Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2023-01-01 to 2023-12-31, filing received 2025-09-10.

Cost and contributions

Administrative expenses excluding investment management, per participant

$54.40

10th: $12.50median $105.8490th: $309.83

Higher than 30% of the 23,494 plans $10 to 50M that report it.

Source

= $23,720 / 436
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250910131939NAL0021177201001, received 2025-09-10
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250910131939NAL0021177201001, received 2025-09-10

Administrative expenses per participant

$54.40

10th: $21.83median $171.6490th: $417.48

Higher than 20% of the 24,286 plans $10 to 50M that report it.

Source

= $23,720 / 436
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250910131939NAL0021177201001, received 2025-09-10
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250910131939NAL0021177201001, received 2025-09-10

Administrative expenses as a share of assets

0.170%

10th: 0.029%median 0.269%90th: 0.572%

Higher than 33% of the 24,321 plans $10 to 50M that report it.

Source

= $23,720 / $13,982,543
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250910131939NAL0021177201001, received 2025-09-10
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250910131939NAL0021177201001, received 2025-09-10

Employer contributions per participant

$0

Fewer than 50 comparable plans report this figure; no percentile.

Source

= $0 / 436
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250910131939NAL0021177201001, received 2025-09-10
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250910131939NAL0021177201001, received 2025-09-10

Employer share of total contributions

0.0%

Fewer than 50 comparable plans report this figure; no percentile.

Source

= $0 / $4,043,375
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250910131939NAL0021177201001, received 2025-09-10
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250910131939NAL0021177201001, received 2025-09-10

Plan terms, as stated in Roofstock, Inc.'s SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2R participant brokerage window · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250910131939NAL0021177201001, received 2025-09-10

Full record, Roofstock 401(k) Plan

FieldValueSource
Plan sponsorROOFSTOCK, INC.Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250910131939NAL0021177201001, received 2025-09-10
Plan nameROOFSTOCK 401(K) PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20250910131939NAL0021177201001, received 2025-09-10
Sponsor EIN / plan number47-1248764 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250910131939NAL0021177201001, received 2025-09-10
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250910131939NAL0021177201001, received 2025-09-10
Sponsor locationOAKLAND, CAForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250910131939NAL0021177201001, received 2025-09-10
Industry (business code)541990, Professional, scientific, and technical servicesForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20250910131939NAL0021177201001, received 2025-09-10
Plan year2023-01-01 to 2023-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250910131939NAL0021177201001, received 2025-09-10
Filing received2025-09-10Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250910131939NAL0021177201001, received 2025-09-10
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250910131939NAL0021177201001, received 2025-09-10
Amended filingyesForm 5500, Part I line B; AMENDED_IND pos 7; filing 20250910131939NAL0021177201001, received 2025-09-10
Participants, beginning of year838Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250910131939NAL0021177201001, received 2025-09-10
Active participants303Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250910131939NAL0021177201001, received 2025-09-10
Participants, end of year478Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250910131939NAL0021177201001, received 2025-09-10
Participants with an account balance436Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250910131939NAL0021177201001, received 2025-09-10
Total assets, beginning of year$10,249,022Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250910131939NAL0021177201001, received 2025-09-10
Total assets, end of year$13,982,543Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250910131939NAL0021177201001, received 2025-09-10
Net assets, end of year$13,982,543Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250910131939NAL0021177201001, received 2025-09-10
Total income$6,527,204Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250910131939NAL0021177201001, received 2025-09-10
Net income$3,742,641Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250910131939NAL0021177201001, received 2025-09-10
Employer contributions$0Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250910131939NAL0021177201001, received 2025-09-10
Participant contributions$3,229,042Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250910131939NAL0021177201001, received 2025-09-10
Other contributions (incl. rollovers)$814,333Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250910131939NAL0021177201001, received 2025-09-10
Total contributions$4,043,375Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250910131939NAL0021177201001, received 2025-09-10
Benefit payments$2,755,401Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250910131939NAL0021177201001, received 2025-09-10
Total expenses (incl. benefit payments)$2,784,563Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250910131939NAL0021177201001, received 2025-09-10
Total administrative expenses$23,720Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250910131939NAL0021177201001, received 2025-09-10
Contract administrator fees$0Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20250910131939NAL0021177201001, received 2025-09-10
Recordkeeping fees$23,720Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250910131939NAL0021177201001, received 2025-09-10
IQPA audit fees$0Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20250910131939NAL0021177201001, received 2025-09-10
Investment advisory and management fees$0Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20250910131939NAL0021177201001, received 2025-09-10
Administrative expenses excluding investment management$23,720derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250910131939NAL0021177201001, received 2025-09-10
Held in master trusts$0Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20250910131939NAL0021177201001, received 2025-09-10
Held in common/collective trusts$0Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20250910131939NAL0021177201001, received 2025-09-10
Held in mutual funds$13,822,151Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250910131939NAL0021177201001, received 2025-09-10
Independent auditorSENSIBA LLPSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250910131939NAL0021177201001, received 2025-09-10

Position = column in the DOL layout for form year 2023. Filing 20250910131939NAL0021177201001, received 2025-09-10.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
FIDELITY INVESTMENTS INSTITUTIONALrecordkeeperRECORDKEEPER 37 Participant loan processing; 64 Recordkeeping fees; 65 Account maintenance fees; 71 Securities brokerage commissions and fees $23,722no

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250910131939NAL0021177201001, received 2025-09-10.

No filing for the previous plan year is in the data, so there is no year-over-year comparison.

Alerts, claims and corrections

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Sponsor name as filed: ROOFSTOCK, INC.; SEC registrant: Roofstock, Inc. (CIK 1643176, matched by EIN).