Employers › Sears Authorized Hometown Stores
Recordkeeping fees per participant · Sears Authorized Hometown Stores, LLC 401(k) Plan · plan year 2023
$4,760.00
Higher than 95% of the 449 plans under $1M that report it.
= $76,160 / 16
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20241015155829NAL0016818739001, received 2024-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015155829NAL0016818739001, received 2024-10-15
Percentiles compare this plan with the Schedule H plans under $1M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2023-01-01 to 2023-12-31, filing received 2024-10-15.
Administrative expenses excluding investment management, per participant
$8,370.69
Higher than 95% of the 869 plans under $1M that report it.
= $133,931 / 16
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20241015155829NAL0016818739001, received 2024-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015155829NAL0016818739001, received 2024-10-15
Administrative expenses per participant
$10,878.06
Higher than 96% of the 1,003 plans under $1M that report it.
= $174,049 / 16
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241015155829NAL0016818739001, received 2024-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015155829NAL0016818739001, received 2024-10-15
Administrative expenses as a share of assets
3534.708%
Higher than 96% of the 1,045 plans under $1M that report it.
= $174,049 / $4,924
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241015155829NAL0016818739001, received 2024-10-15
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20241015155829NAL0016818739001, received 2024-10-15
Employer contributions per participant
$594
Higher than 59% of the 580 plans under $1M that report it.
= $9,507 / 16
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241015155829NAL0016818739001, received 2024-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015155829NAL0016818739001, received 2024-10-15
Employer share of total contributions
31.9%
Higher than 54% of the 610 plans under $1M that report it.
= $9,507 / $29,817
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241015155829NAL0016818739001, received 2024-10-15
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20241015155829NAL0016818739001, received 2024-10-15
Plan terms are not published in public filings.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · 3B · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20241015155829NAL0016818739001, received 2024-10-15
| Field | Value | Source |
|---|---|---|
| Plan sponsor | SEARS AUTHORIZED HOMETOWN STORES, LLC | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Plan name | SEARS AUTHORIZED HOMETOWN STORES, LLC 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Sponsor EIN / plan number | 26-2779641 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Sponsor location | WILMINGTON, DE | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Industry (business code) | 443141, Retail trade | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Plan year | 2023-01-01 to 2023-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Filing received | 2024-10-15 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Participants, beginning of year | 186 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Active participants | 0 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Participants, end of year | 439 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Participants with an account balance | 16 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Total assets, beginning of year | $14,152,939 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Total assets, end of year | $4,924 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Net assets, end of year | $4,924 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Total income | $1,419,722 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Net income | $-14,148,015 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Employer contributions | $9,507 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Participant contributions | $20,310 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Other contributions (incl. rollovers) | $0 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Total contributions | $29,817 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Benefit payments | $15,393,688 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Total expenses (incl. benefit payments) | $15,567,737 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Total administrative expenses | $174,049 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Contract administrator fees | $0 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Recordkeeping fees | $76,160 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| IQPA audit fees | $40,000 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Investment advisory and management fees | $40,118 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Administrative expenses excluding investment management | $133,931 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Held in common/collective trusts | $794 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Held in mutual funds | $4,109 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20241015155829NAL0016818739001, received 2024-10-15 |
| Independent auditor | BELFINT, LYONS & SHUMAN, P.A. | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20241015155829NAL0016818739001, received 2024-10-15 |
Position = column in the DOL layout for form year 2023. Filing 20241015155829NAL0016818739001, received 2024-10-15.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANYrecordkeeper | RECORDKEEPER | 64 Recordkeeping fees; 99 Other fees | $53,927 | yes |
| CREATIVE PLANNING LLC | INVESTMENT ADVISOR | 27 Investment advisory (plan) | $40,118 | no |
| BELFINT, LYONS & SHUMAN, P.A. | AUDITOR | 10 Accounting (including auditing) | $40,000 | no |
| YOUNG CONAWAY STARGATT & TAYLOR LLP | ATTORNEY | 29 Legal | $35,000 | no |
| LOCKTON INVESTMENT ADVISORS, LLC | OTHER | 99 Other fees | $-17,229 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20241015155829NAL0016818739001, received 2024-10-15.
No filing for the previous plan year is in the data, so there is no year-over-year comparison.
Sponsor name as filed: SEARS AUTHORIZED HOMETOWN STORES, LLC; SEC registrant: Sears Authorized Hometown Stores, LLC (CIK 1488850, matched by EIN).