401k Record

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Shenkman Capital Management 401(k)

Recordkeeping fees per participant · Shenkman Capital Management, Inc. 401(k) Retirement Plan · plan year 2024

$1.29

Higher than 1% of the 5,847 plans $50 to 250M that report it.

Source

= $225 / 175
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250710115538NAL0008650384001, received 2025-07-10
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250710115538NAL0008650384001, received 2025-07-10

10th: $10.22median $69.9190th: $151.08

Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-07-10.

Cost and contributions

Administrative expenses excluding investment management, per participant

$1.29

10th: $16.21median $93.2090th: $246.84

Higher than 1% of the 8,758 plans $50 to 250M that report it.

Source

= $225 / 175
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250710115538NAL0008650384001, received 2025-07-10
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250710115538NAL0008650384001, received 2025-07-10

Administrative expenses per participant

$1.29

10th: $29.39median $132.8490th: $350.58

Higher than 0% of the 9,042 plans $50 to 250M that report it.

Source

= $225 / 175
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250710115538NAL0008650384001, received 2025-07-10
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250710115538NAL0008650384001, received 2025-07-10

Administrative expenses as a share of assets

0.000%

10th: 0.022%median 0.136%90th: 0.326%

Higher than 0% of the 9,049 plans $50 to 250M that report it.

Source

= $225 / $63,758,000
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250710115538NAL0008650384001, received 2025-07-10
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250710115538NAL0008650384001, received 2025-07-10

Employer contributions per participant

$55

10th: $965median $2,73890th: $8,164

Higher than 1% of the 9,105 plans $50 to 250M that report it.

Source

= $9,583 / 175
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250710115538NAL0008650384001, received 2025-07-10
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250710115538NAL0008650384001, received 2025-07-10

Employer share of total contributions

0.3%

10th: 15.6%median 29.5%90th: 50.6%

Higher than 1% of the 9,112 plans $50 to 250M that report it.

Source

= $9,583 / $3,254,795
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250710115538NAL0008650384001, received 2025-07-10
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250710115538NAL0008650384001, received 2025-07-10

Plan terms, as stated in Shenkman Capital Management, Inc.'s SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250710115538NAL0008650384001, received 2025-07-10

Full record, Shenkman Capital Management, Inc. 401(k) Retirement Plan

FieldValueSource
Plan sponsorSHENKMAN CAPITAL MANAGEMENT, INC.Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250710115538NAL0008650384001, received 2025-07-10
Plan nameSHENKMAN CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20250710115538NAL0008650384001, received 2025-07-10
Sponsor EIN / plan number13-3280361 / 002Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250710115538NAL0008650384001, received 2025-07-10
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250710115538NAL0008650384001, received 2025-07-10
Sponsor locationNEW YORK, NYForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250710115538NAL0008650384001, received 2025-07-10
Industry (business code)523900, Finance and insuranceForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20250710115538NAL0008650384001, received 2025-07-10
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250710115538NAL0008650384001, received 2025-07-10
Filing received2025-07-10Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250710115538NAL0008650384001, received 2025-07-10
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250710115538NAL0008650384001, received 2025-07-10
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20250710115538NAL0008650384001, received 2025-07-10
Participants, beginning of year186Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250710115538NAL0008650384001, received 2025-07-10
Active participants138Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250710115538NAL0008650384001, received 2025-07-10
Participants, end of year179Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250710115538NAL0008650384001, received 2025-07-10
Participants with an account balance175Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250710115538NAL0008650384001, received 2025-07-10
Total assets, beginning of year$53,530,374Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250710115538NAL0008650384001, received 2025-07-10
Total assets, end of year$63,758,000Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250710115538NAL0008650384001, received 2025-07-10
Net assets, end of year$63,758,000Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250710115538NAL0008650384001, received 2025-07-10
Total income$14,004,690Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250710115538NAL0008650384001, received 2025-07-10
Net income$10,227,626Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250710115538NAL0008650384001, received 2025-07-10
Employer contributions$9,583Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250710115538NAL0008650384001, received 2025-07-10
Participant contributions$2,389,476Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250710115538NAL0008650384001, received 2025-07-10
Other contributions (incl. rollovers)$855,736Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250710115538NAL0008650384001, received 2025-07-10
Total contributions$3,254,795Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250710115538NAL0008650384001, received 2025-07-10
Benefit payments$3,776,839Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250710115538NAL0008650384001, received 2025-07-10
Total expenses (incl. benefit payments)$3,777,064Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250710115538NAL0008650384001, received 2025-07-10
Total administrative expenses$225Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250710115538NAL0008650384001, received 2025-07-10
Contract administrator fees$0Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20250710115538NAL0008650384001, received 2025-07-10
Recordkeeping fees$225Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250710115538NAL0008650384001, received 2025-07-10
IQPA audit fees$0Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20250710115538NAL0008650384001, received 2025-07-10
Investment advisory and management fees$0Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20250710115538NAL0008650384001, received 2025-07-10
Administrative expenses excluding investment management$225derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250710115538NAL0008650384001, received 2025-07-10
Held in master trusts$0Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20250710115538NAL0008650384001, received 2025-07-10
Held in common/collective trusts$0Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20250710115538NAL0008650384001, received 2025-07-10
Held in mutual funds$57,209,725Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250710115538NAL0008650384001, received 2025-07-10
Independent auditorEISNER AMPER LLPSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250710115538NAL0008650384001, received 2025-07-10

Position = column in the DOL layout for form year 2024. Filing 20250710115538NAL0008650384001, received 2025-07-10.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
FIDELITY INVESTMENTS INSTITUTIONALrecordkeeperRECORDKEEPER 37 Participant loan processing; 60 Sub-transfer agency fees; 64 Recordkeeping fees; 65 Account maintenance fees $225yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250710115538NAL0008650384001, received 2025-07-10.

What changed since the 2023 plan year

Figure20232024Change
Total assets$53,530,374$63,758,00019.1%
Participants with a balance178175-1.7%
Administrative expenses$600$225-62.5%
Recordkeeping fees per participant$3.37$1.29-61.9%
Employer contributions$0$9,583

Prior filing 20240715131413NAL0000759923001, received 2024-07-15; the plan years are contiguous.

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Sponsor name as filed: SHENKMAN CAPITAL MANAGEMENT, INC.; SEC registrant: SHENKMAN CAPITAL MANAGEMENT INC (CIK 1275228, matched by EIN).