Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Sigma-Tau Holding America
Sigma-Tau Holding America 401(k)
- Wholesale trade
- Rockville, MD
- EIN 88-0485370
- 1 plan with Schedule H financials
- Plan year 2023
- Sigma-Tau Holding America, Inc.
- filed as Leadiant Biosciences, Inc.
Filed as negative.Schedule H line 2i(3) is reported as -$14,106. The filing is shown as received; the derived figures below treat a negative amount as zero, and a percentile is only shown for positive values.
Administrative expenses excluding investment management, per participant · Leadiant Biosciences, Inc. Savings Plan · plan year 2023
$153.16
Higher than 67% of the 23,494 plans $10 to 50M that report it.
Source
= $14,244 / 93
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20241014125449NAL0014955091001, received 2024-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241014125449NAL0014955091001, received 2024-10-14
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2023-01-01 to 2023-12-31, filing received 2024-10-14.
Cost and contributions
Administrative expenses per participant
$153.16
Higher than 45% of the 24,286 plans $10 to 50M that report it.
Source
= $14,244 / 93
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241014125449NAL0014955091001, received 2024-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241014125449NAL0014955091001, received 2024-10-14
Administrative expenses as a share of assets
0.073%
Higher than 19% of the 24,321 plans $10 to 50M that report it.
Source
= $14,244 / $19,381,205
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241014125449NAL0014955091001, received 2024-10-14
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20241014125449NAL0014955091001, received 2024-10-14
Employer contributions per participant
$5,676
Higher than 93% of the 23,376 plans $10 to 50M that report it.
Source
= $527,885 / 93
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241014125449NAL0014955091001, received 2024-10-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241014125449NAL0014955091001, received 2024-10-14
Employer share of total contributions
37.9%
Higher than 79% of the 23,409 plans $10 to 50M that report it.
Source
= $527,885 / $1,393,153
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241014125449NAL0014955091001, received 2024-10-14
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20241014125449NAL0014955091001, received 2024-10-14
Plan terms, as stated in Sigma-Tau Holding America, Inc.'s SEC filings
Plan terms are not published in public filings.
Plan features
2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · 2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20241014125449NAL0014955091001, received 2024-10-14
Full record, Leadiant Biosciences, Inc. Savings Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | LEADIANT BIOSCIENCES, INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Plan name | LEADIANT BIOSCIENCES, INC. SAVINGS PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Sponsor EIN / plan number | 88-0485370 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Sponsor location | ROCKVILLE, MD | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Industry (business code) | 424210, Wholesale trade | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Plan year | 2023-01-01 to 2023-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Filing received | 2024-10-14 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Participants, beginning of year | 106 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Active participants | 47 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Participants, end of year | 93 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Participants with an account balance | 93 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Total assets, beginning of year | $17,651,713 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Total assets, end of year | $19,381,205 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Net assets, end of year | $19,381,205 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Total income | $4,690,464 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Net income | $1,729,492 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Employer contributions | $527,885 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Participant contributions | $865,268 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Other contributions (incl. rollovers) | $0 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Total contributions | $1,393,153 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Benefit payments | $2,946,728 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Total expenses (incl. benefit payments) | $2,960,972 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Total administrative expenses | $14,244 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Contract administrator fees | $0 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Recordkeeping fees | -$14,106 (filed as negative) | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| IQPA audit fees | $28,350 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Investment advisory and management fees | $0 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Administrative expenses excluding investment management | $14,244 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Held in common/collective trusts | $211,157 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Held in mutual funds | $18,467,700 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20241014125449NAL0014955091001, received 2024-10-14 |
| Independent auditor | FORVIS MAZARS, LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20241014125449NAL0014955091001, received 2024-10-14 |
Position = column in the DOL layout for form year 2023. Filing 20241014125449NAL0014955091001, received 2024-10-14.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| FORVIS MAZARS LLP | ACCOUNTANT/AUDITOR | 10 Accounting (including auditing) | $28,350 | no |
| FIDELITY INVESTMENTS INSTITUTIONALrecordkeeper | RECORDKEEPER | 37 Participant loan processing; 60 Sub-transfer agency fees; 64 Recordkeeping fees; 65 Account maintenance fees | $-14,106 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20241014125449NAL0014955091001, received 2024-10-14.
No filing for the previous plan year is in the data, so there is no year-over-year comparison.
Alerts, claims and corrections
Sponsor name as filed: LEADIANT BIOSCIENCES, INC.; SEC registrant: Sigma-Tau Holding America, Inc. (CIK 1385805, matched by EIN).