401k Record

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SMA 401(k)

Recordkeeping fees per participant · SMA, Inc. 401(k) Plan · plan year 2024

$166.44

Higher than 82% of the 14,075 plans $10 to 50M that report it.

Source

= $35,951 / 216
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250930134107NAL0013290240001, received 2025-09-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930134107NAL0013290240001, received 2025-09-30

10th: $10.53median $83.9490th: $217.08

Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-09-30.

Cost and contributions

Administrative expenses excluding investment management, per participant

$166.44

10th: $15.36median $118.8890th: $340.63

Higher than 65% of the 24,371 plans $10 to 50M that report it.

Source

= $35,951 / 216
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250930134107NAL0013290240001, received 2025-09-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930134107NAL0013290240001, received 2025-09-30

Administrative expenses per participant

$524.08

10th: $26.86median $197.2590th: $456.10

Higher than 94% of the 25,098 plans $10 to 50M that report it.

Source

= $113,202 / 216
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250930134107NAL0013290240001, received 2025-09-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930134107NAL0013290240001, received 2025-09-30

Administrative expenses as a share of assets

0.355%

10th: 0.035%median 0.289%90th: 0.599%

Higher than 62% of the 25,132 plans $10 to 50M that report it.

Source

= $113,202 / $31,857,422
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250930134107NAL0013290240001, received 2025-09-30
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250930134107NAL0013290240001, received 2025-09-30

Employer contributions per participant

$315

10th: $664median $2,07490th: $4,751

Higher than 3% of the 24,050 plans $10 to 50M that report it.

Source

= $68,134 / 216
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250930134107NAL0013290240001, received 2025-09-30
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930134107NAL0013290240001, received 2025-09-30

Employer share of total contributions

6.9%

10th: 13.1%median 27.9%90th: 45.2%

Higher than 3% of the 24,084 plans $10 to 50M that report it.

Source

= $68,134 / $988,325
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250930134107NAL0013290240001, received 2025-09-30
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250930134107NAL0013290240001, received 2025-09-30

Plan terms, as stated in SMA, Inc.'s SEC filings

Plan terms are described in SMA, Inc.'s SEC filings: Form 10-K filed 2008-03-07. No term could be quoted from them with the required precision.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250930134107NAL0013290240001, received 2025-09-30

Full record, SMA, Inc. 401(k) Plan

FieldValueSource
Plan sponsorSMA, INC.Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250930134107NAL0013290240001, received 2025-09-30
Plan nameSMA, INC. 401(K) PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20250930134107NAL0013290240001, received 2025-09-30
Sponsor EIN / plan number33-0080929 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250930134107NAL0013290240001, received 2025-09-30
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250930134107NAL0013290240001, received 2025-09-30
Sponsor locationIRVINE, CAForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250930134107NAL0013290240001, received 2025-09-30
Industry (business code)541600, Professional, scientific, and technical servicesForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20250930134107NAL0013290240001, received 2025-09-30
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250930134107NAL0013290240001, received 2025-09-30
Filing received2025-09-30Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250930134107NAL0013290240001, received 2025-09-30
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250930134107NAL0013290240001, received 2025-09-30
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20250930134107NAL0013290240001, received 2025-09-30
Participants, beginning of year280Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250930134107NAL0013290240001, received 2025-09-30
Active participants171Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250930134107NAL0013290240001, received 2025-09-30
Participants, end of year267Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250930134107NAL0013290240001, received 2025-09-30
Participants with an account balance216Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250930134107NAL0013290240001, received 2025-09-30
Total assets, beginning of year$29,194,354Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250930134107NAL0013290240001, received 2025-09-30
Total assets, end of year$31,857,422Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250930134107NAL0013290240001, received 2025-09-30
Net assets, end of year$31,857,422Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250930134107NAL0013290240001, received 2025-09-30
Total income$5,694,985Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250930134107NAL0013290240001, received 2025-09-30
Net income$2,663,068Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250930134107NAL0013290240001, received 2025-09-30
Employer contributions$68,134Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250930134107NAL0013290240001, received 2025-09-30
Participant contributions$910,704Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250930134107NAL0013290240001, received 2025-09-30
Other contributions (incl. rollovers)$9,487Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250930134107NAL0013290240001, received 2025-09-30
Total contributions$988,325Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250930134107NAL0013290240001, received 2025-09-30
Benefit payments$2,861,968Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250930134107NAL0013290240001, received 2025-09-30
Total expenses (incl. benefit payments)$3,031,917Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250930134107NAL0013290240001, received 2025-09-30
Total administrative expenses$113,202Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250930134107NAL0013290240001, received 2025-09-30
Recordkeeping fees$35,951Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250930134107NAL0013290240001, received 2025-09-30
Investment advisory and management fees$77,251Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20250930134107NAL0013290240001, received 2025-09-30
Administrative expenses excluding investment management$35,951derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250930134107NAL0013290240001, received 2025-09-30
Held in common/collective trusts$4,474,044Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20250930134107NAL0013290240001, received 2025-09-30
Held in mutual funds$27,221,056Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250930134107NAL0013290240001, received 2025-09-30
Independent auditorCLIFTON LARSON ALLEN LLPSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250930134107NAL0013290240001, received 2025-09-30

Position = column in the DOL layout for form year 2024. Filing 20250930134107NAL0013290240001, received 2025-09-30.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
BURNHAM GIBSON WEALTH ADVISORSNONE 28 Investment management; 50 Direct payment from the plan $76,651no
SCHWAB RETIREMENT PLAN SERVICES,INCrecordkeeperNONE 15 Recordkeeping and information management; 26 Investment advisory (participants); 50 Direct payment from the plan; 64 Recordkeeping fees $36,551no

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250930134107NAL0013290240001, received 2025-09-30.

What changed since the 2023 plan year

Figure20232024Change
Total assets$29,194,354$31,857,4229.1%
Participants with a balance234216-7.7%
Administrative expenses$101,187$113,20211.9%
Recordkeeping fees per participant$147.60$166.4412.8%
Employer contributions$84,446$68,134-19.3%

Prior filing 20240925145202NAL0008431571004, received 2024-09-25; the plan years are contiguous.

Alerts, claims and corrections

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Sponsor name as filed: SMA, INC.; SEC registrant: SM&A (CIK 1050031, matched by EIN).