Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Smart Sand
Smart Sand 401(k)
- SND Nasdaq
- Mining, quarrying, and oil and gas extraction
- Ottawa, IL
- EIN 45-2809926
- 1 plan with Schedule H financials
- Plan year 2024
- Smart Sand, Inc.
- filed as Smart Sand Inc
Administrative expenses excluding investment management, per participant · Smart Sand, Inc. Retirement Plan · plan year 2024
$559.52
Higher than 98% of the 24,371 plans $10 to 50M that report it.
Source
= $173,450 / 310
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250424112235NAL0007118545001, received 2025-04-24
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250424112235NAL0007118545001, received 2025-04-24
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-04-24.
Cost and contributions
Administrative expenses per participant
$559.52
Higher than 95% of the 25,098 plans $10 to 50M that report it.
Source
= $173,450 / 310
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250424112235NAL0007118545001, received 2025-04-24
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250424112235NAL0007118545001, received 2025-04-24
Administrative expenses as a share of assets
1.035%
Higher than 99% of the 25,132 plans $10 to 50M that report it.
Source
= $173,450 / $16,762,180
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250424112235NAL0007118545001, received 2025-04-24
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250424112235NAL0007118545001, received 2025-04-24
Employer contributions per participant
$3,070
Higher than 74% of the 24,050 plans $10 to 50M that report it.
Source
= $951,839 / 310
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250424112235NAL0007118545001, received 2025-04-24
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250424112235NAL0007118545001, received 2025-04-24
Employer share of total contributions
37.4%
Higher than 80% of the 24,084 plans $10 to 50M that report it.
Source
= $951,839 / $2,548,259
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250424112235NAL0007118545001, received 2025-04-24
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250424112235NAL0007118545001, received 2025-04-24
Plan terms, as stated in Smart Sand, Inc.'s SEC filings
Employer match
“The plan allows participants to make pre-tax and Roth after-tax contributions and the Company provides 100% matching on the first 3% and 50% matching on the next 2% of employee’s eligible deferred compensation.”
Form 10-K filed 2026-02-26, for the year ended 2025-12-31 · benefits note, 10-K benefits note · source document
Vesting
“Employees are immediately vested in both their contributions and the Company’s matching contributions.”
Form 10-K filed 2026-02-26, for the year ended 2025-12-31 · benefits note, 10-K benefits note · source document
Terms quoted from the filing for the year ended 2025-12-31. Figures cover plan year 2024. The plan document governs.
Plan features
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250424112235NAL0007118545001, received 2025-04-24
Full record, Smart Sand, Inc. Retirement Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | SMART SAND INC | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Plan name | SMART SAND, INC. RETIREMENT PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Sponsor EIN / plan number | 45-2809926 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Sponsor location | OTTAWA, IL | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Industry (business code) | 212320, Mining, quarrying, and oil and gas extraction | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Filing received | 2025-04-24 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Participants, beginning of year | 375 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Active participants | 282 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Participants, end of year | 319 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Participants with an account balance | 310 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Total assets, beginning of year | $14,226,833 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Total assets, end of year | $16,762,180 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Net assets, end of year | $16,762,180 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Total income | $4,458,904 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Net income | $2,535,347 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Employer contributions | $951,839 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Participant contributions | $1,520,223 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Other contributions (incl. rollovers) | $76,197 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Total contributions | $2,548,259 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Benefit payments | $1,750,107 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Total expenses (incl. benefit payments) | $1,923,557 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Total administrative expenses | $173,450 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Contract administrator fees | $173,450 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Administrative expenses excluding investment management | $173,450 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Held in common/collective trusts | $222,202 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20250424112235NAL0007118545001, received 2025-04-24 |
| Independent auditor | CLIFTONLARSONALLEN LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250424112235NAL0007118545001, received 2025-04-24 |
Position = column in the DOL layout for form year 2024. Filing 20250424112235NAL0007118545001, received 2025-04-24.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANYrecordkeeper | CONTRACT ADMINISTRATOR | 13 Contract administrator; 37 Participant loan processing; 50 Direct payment from the plan; 64 Recordkeeping fees | $173,449 | yes |
| RBC CAPITAL MARKETS LLC | INVESTMENT ADVISORY | 27 Investment advisory (plan); 99 Other fees | $0 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250424112235NAL0007118545001, received 2025-04-24.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $14,226,833 | $16,762,180 | 17.8% |
| Participants with a balance | 246 | 310 | 26.0% |
| Administrative expenses | $131,721 | $173,450 | 31.7% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $677,381 | $951,839 | 40.5% |
Prior filing 20240709153432NAL0013869009001, received 2024-07-09; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: SMART SAND INC; SEC registrant: Smart Sand, Inc. (CIK 1529628, matched by EIN; display name from the Form 10-K cover).