401k Record

Employers › Smith & Howard Investment Holdings

Smith & Howard Investment Holdings 401(k)

Recordkeeping fees per participant · Smith and Howard Advisory LLC 401(k) Profit Sharing Plan · plan year 2024

$1.21

Higher than 1% of the 5,847 plans $50 to 250M that report it.

Source

= $450 / 371
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20260814131033NAL0010027443001, received 2026-08-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260814131033NAL0010027443001, received 2026-08-14

10th: $10.22median $69.9190th: $151.08

Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-11-01 to 2025-10-31, filing received 2026-08-14.

Cost and contributions

Administrative expenses excluding investment management, per participant

$62.74

10th: $16.21median $93.2090th: $246.84

Higher than 31% of the 8,758 plans $50 to 250M that report it.

Source

= $23,275 / 371
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20260814131033NAL0010027443001, received 2026-08-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260814131033NAL0010027443001, received 2026-08-14

Administrative expenses per participant

$133.78

10th: $29.39median $132.8490th: $350.58

Higher than 50% of the 9,042 plans $50 to 250M that report it.

Source

= $49,634 / 371
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20260814131033NAL0010027443001, received 2026-08-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260814131033NAL0010027443001, received 2026-08-14

Administrative expenses as a share of assets

0.088%

10th: 0.022%median 0.136%90th: 0.326%

Higher than 33% of the 9,049 plans $50 to 250M that report it.

Source

= $49,634 / $56,514,825
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20260814131033NAL0010027443001, received 2026-08-14
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20260814131033NAL0010027443001, received 2026-08-14

Employer contributions per participant

$3,545

10th: $965median $2,73890th: $8,164

Higher than 63% of the 9,105 plans $50 to 250M that report it.

Source

= $1,315,363 / 371
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20260814131033NAL0010027443001, received 2026-08-14
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260814131033NAL0010027443001, received 2026-08-14

Employer share of total contributions

17.9%

10th: 15.6%median 29.5%90th: 50.6%

Higher than 13% of the 9,112 plans $50 to 250M that report it.

Source

= $1,315,363 / $7,357,582
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20260814131033NAL0010027443001, received 2026-08-14
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20260814131033NAL0010027443001, received 2026-08-14

Plan terms, as stated in Smith & Howard Investment Holdings LLC's SEC filings

Plan terms are not published in public filings.

Plan features

2A age/service-weighted · 2E profit-sharing · 2J 401(k) feature · 2K 401(m) arrangement · 2F ERISA 404(c) plan · 2G fully participant-directed · 2M · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20260814131033NAL0010027443001, received 2026-08-14

Full record, Smith and Howard Advisory LLC 401(k) Profit Sharing Plan

FieldValueSource
Plan sponsorSMITH AND HOWARD ADVISORY LLCForm 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20260814131033NAL0010027443001, received 2026-08-14
Plan nameSMITH AND HOWARD ADVISORY LLC 401(K) PROFIT SHARING PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20260814131033NAL0010027443001, received 2026-08-14
Sponsor EIN / plan number92-0843294 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20260814131033NAL0010027443001, received 2026-08-14
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20260814131033NAL0010027443001, received 2026-08-14
Sponsor locationATLANTA, GAForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20260814131033NAL0010027443001, received 2026-08-14
Industry (business code)541211, Professional, scientific, and technical servicesForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20260814131033NAL0010027443001, received 2026-08-14
Plan year2024-11-01 to 2025-10-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20260814131033NAL0010027443001, received 2026-08-14
Filing received2026-08-14Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20260814131033NAL0010027443001, received 2026-08-14
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20260814131033NAL0010027443001, received 2026-08-14
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20260814131033NAL0010027443001, received 2026-08-14
Participants, beginning of year327Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20260814131033NAL0010027443001, received 2026-08-14
Active participants382Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20260814131033NAL0010027443001, received 2026-08-14
Participants, end of year419Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20260814131033NAL0010027443001, received 2026-08-14
Participants with an account balance371Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20260814131033NAL0010027443001, received 2026-08-14
Total assets, beginning of year$42,651,867Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20260814131033NAL0010027443001, received 2026-08-14
Total assets, end of year$56,514,825Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20260814131033NAL0010027443001, received 2026-08-14
Net assets, end of year$56,514,825Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20260814131033NAL0010027443001, received 2026-08-14
Total income$15,751,036Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20260814131033NAL0010027443001, received 2026-08-14
Net income$13,862,958Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20260814131033NAL0010027443001, received 2026-08-14
Employer contributions$1,315,363Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20260814131033NAL0010027443001, received 2026-08-14
Participant contributions$3,651,770Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20260814131033NAL0010027443001, received 2026-08-14
Other contributions (incl. rollovers)$2,390,449Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20260814131033NAL0010027443001, received 2026-08-14
Total contributions$7,357,582Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20260814131033NAL0010027443001, received 2026-08-14
Benefit payments$1,836,802Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20260814131033NAL0010027443001, received 2026-08-14
Total expenses (incl. benefit payments)$1,888,078Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20260814131033NAL0010027443001, received 2026-08-14
Total administrative expenses$49,634Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20260814131033NAL0010027443001, received 2026-08-14
Contract administrator fees$22,825Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20260814131033NAL0010027443001, received 2026-08-14
Recordkeeping fees$450Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20260814131033NAL0010027443001, received 2026-08-14
Investment advisory and management fees$26,359Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20260814131033NAL0010027443001, received 2026-08-14
Administrative expenses excluding investment management$23,275derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20260814131033NAL0010027443001, received 2026-08-14
Held in mutual funds$42,260,382Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20260814131033NAL0010027443001, received 2026-08-14
Independent auditorAAFCPAS, INC.Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20260814131033NAL0010027443001, received 2026-08-14

Position = column in the DOL layout for form year 2024. Filing 20260814131033NAL0010027443001, received 2026-08-14.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
JOHN HANCOCK LIFE INS COrecordkeeperRECORDKEEPER 15 Recordkeeping and information management $48,674no
CHARLES SCHWAB & CO., INC.recordkeeperRECORDKEEPER 33 Securities brokerage; 50 Direct payment from the plan; 59 Shareholder servicing fees; 62 Float revenue; 71 Securities brokerage commissions and fees $960no

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20260814131033NAL0010027443001, received 2026-08-14.

No filing for the previous plan year is in the data, so there is no year-over-year comparison.

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Sponsor name as filed: SMITH AND HOWARD ADVISORY LLC; SEC registrant: Smith & Howard Investment Holdings LLC (CIK 1954443, matched by EIN).