401k Record

Employers › Smule

Smule 401(k)

Total assets, end of year · Smule, Inc. 401(k) Plan · plan year 2023

$6,655,409

77 participants with a balance. This filing reports no recordkeeping fee and no administrative expenses excluding investment management, so there is no headline cost figure.

Source

Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20240816142037NAL0008355715001, received 2024-08-16
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240816142037NAL0008355715001, received 2024-08-16

Percentiles compare this plan with the Schedule H plans $1 to 10M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2023-01-01 to 2023-12-31, filing received 2024-08-16.

Cost and contributions

Recordkeeping fees per participant

not reported

Not reported on this filing.

Administrative expenses excluding investment management, per participant

$0.00

Fewer than 50 comparable plans report this figure; no percentile.

Source

= $0 / 77
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20240816142037NAL0008355715001, received 2024-08-16
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240816142037NAL0008355715001, received 2024-08-16

Administrative expenses per participant

$208.58

10th: $16.05median $134.8990th: $338.53

Higher than 69% of the 17,762 plans $1 to 10M that report it.

Source

= $16,061 / 77
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20240816142037NAL0008355715001, received 2024-08-16
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240816142037NAL0008355715001, received 2024-08-16

Administrative expenses as a share of assets

0.241%

10th: 0.056%median 0.483%90th: 1.081%

Higher than 29% of the 17,798 plans $1 to 10M that report it.

Source

= $16,061 / $6,655,409
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20240816142037NAL0008355715001, received 2024-08-16
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20240816142037NAL0008355715001, received 2024-08-16

Employer contributions per participant

$0

Fewer than 50 comparable plans report this figure; no percentile.

Source

= $0 / 77
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20240816142037NAL0008355715001, received 2024-08-16
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240816142037NAL0008355715001, received 2024-08-16

Employer share of total contributions

0.0%

Fewer than 50 comparable plans report this figure; no percentile.

Source

= $0 / $170,290
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20240816142037NAL0008355715001, received 2024-08-16
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20240816142037NAL0008355715001, received 2024-08-16

Plan terms, as stated in Smule, Inc.'s SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3F · 3B · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20240816142037NAL0008355715001, received 2024-08-16

Full record, Smule, Inc. 401(k) Plan

FieldValueSource
Plan sponsorSMULE, INC.Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20240816142037NAL0008355715001, received 2024-08-16
Plan nameSMULE, INC. 401(K) PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20240816142037NAL0008355715001, received 2024-08-16
Sponsor EIN / plan number26-2854400 / 001Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20240816142037NAL0008355715001, received 2024-08-16
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20240816142037NAL0008355715001, received 2024-08-16
Sponsor locationSALT LAKE CITY, UTForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20240816142037NAL0008355715001, received 2024-08-16
Industry (business code)511210, InformationForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20240816142037NAL0008355715001, received 2024-08-16
Plan year2023-01-01 to 2023-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20240816142037NAL0008355715001, received 2024-08-16
Filing received2024-08-16Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20240816142037NAL0008355715001, received 2024-08-16
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20240816142037NAL0008355715001, received 2024-08-16
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20240816142037NAL0008355715001, received 2024-08-16
Participants, beginning of year140Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20240816142037NAL0008355715001, received 2024-08-16
Active participants35Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20240816142037NAL0008355715001, received 2024-08-16
Participants, end of year95Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20240816142037NAL0008355715001, received 2024-08-16
Participants with an account balance77Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20240816142037NAL0008355715001, received 2024-08-16
Total assets, beginning of year$7,042,594Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20240816142037NAL0008355715001, received 2024-08-16
Total assets, end of year$6,655,409Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20240816142037NAL0008355715001, received 2024-08-16
Net assets, end of year$6,655,409Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20240816142037NAL0008355715001, received 2024-08-16
Total income$1,291,898Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20240816142037NAL0008355715001, received 2024-08-16
Net income$-387,185Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20240816142037NAL0008355715001, received 2024-08-16
Employer contributions$0Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20240816142037NAL0008355715001, received 2024-08-16
Participant contributions$170,290Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20240816142037NAL0008355715001, received 2024-08-16
Other contributions (incl. rollovers)$0Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20240816142037NAL0008355715001, received 2024-08-16
Total contributions$170,290Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20240816142037NAL0008355715001, received 2024-08-16
Benefit payments$1,663,022Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20240816142037NAL0008355715001, received 2024-08-16
Total expenses (incl. benefit payments)$1,679,083Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20240816142037NAL0008355715001, received 2024-08-16
Total administrative expenses$16,061Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20240816142037NAL0008355715001, received 2024-08-16
Contract administrator fees$0Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20240816142037NAL0008355715001, received 2024-08-16
Recordkeeping fees$0Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20240816142037NAL0008355715001, received 2024-08-16
IQPA audit fees$0Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20240816142037NAL0008355715001, received 2024-08-16
Investment advisory and management fees$16,061Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20240816142037NAL0008355715001, received 2024-08-16
Administrative expenses excluding investment management$0derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20240816142037NAL0008355715001, received 2024-08-16
Held in master trusts$0Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20240816142037NAL0008355715001, received 2024-08-16
Held in common/collective trusts$0Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20240816142037NAL0008355715001, received 2024-08-16
Held in mutual funds$6,001,968Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20240816142037NAL0008355715001, received 2024-08-16
Independent auditorLUTZSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20240816142037NAL0008355715001, received 2024-08-16

Position = column in the DOL layout for form year 2023. Filing 20240816142037NAL0008355715001, received 2024-08-16.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
EMPOWER ADVISORY GROUP, LLCINVESTMENT MGMT 28 Investment management $8,985no
PENSIONMARK FINANCIAL GROUP LLCINVESTMENT ADVISOR 27 Investment advisory (plan) $7,076no
EMPOWER ANNUITY INSURANCE COMPANYrecordkeeperRECORDKEEPER 64 Recordkeeping fees $0yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20240816142037NAL0008355715001, received 2024-08-16.

No filing for the previous plan year is in the data, so there is no year-over-year comparison.

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Sponsor name as filed: SMULE, INC.; SEC registrant: Smule, Inc. (CIK 1441408, matched by EIN).