Employers › Stifel Financial
Recordkeeping fees per participant · Stifel Financial Profit Sharing 401(k) Plan · plan year 2024
$36.01
Higher than 54% of the 790 plans over $1B that report it.
= $363,056 / 10,083
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250715094029NAL0001947169001, received 2025-07-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250715094029NAL0001947169001, received 2025-07-15
Percentiles compare this plan with the Schedule H plans over $1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-07-15.
Administrative expenses excluding investment management, per participant
$39.11
Higher than 39% of the 1,045 plans over $1B that report it.
= $394,367 / 10,083
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250715094029NAL0001947169001, received 2025-07-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250715094029NAL0001947169001, received 2025-07-15
Administrative expenses per participant
$39.11
Higher than 20% of the 1,076 plans over $1B that report it.
= $394,367 / 10,083
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250715094029NAL0001947169001, received 2025-07-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250715094029NAL0001947169001, received 2025-07-15
Administrative expenses as a share of assets
0.017%
Higher than 14% of the 1,076 plans over $1B that report it.
= $394,367 / $2,319,960,096
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250715094029NAL0001947169001, received 2025-07-15
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250715094029NAL0001947169001, received 2025-07-15
Employer contributions per participant
$1,430
Higher than 10% of the 1,135 plans over $1B that report it.
= $14,422,254 / 10,083
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250715094029NAL0001947169001, received 2025-07-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250715094029NAL0001947169001, received 2025-07-15
Employer share of total contributions
8.6%
Higher than 2% of the 1,135 plans over $1B that report it.
= $14,422,254 / $168,460,630
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250715094029NAL0001947169001, received 2025-07-15
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250715094029NAL0001947169001, received 2025-07-15
Employer match
“For the year ended December 31, 2025, the Company made matching contributions equal to 100% of the first 6% contributed by each participant, for a maximum of $3,000 for semi-monthly associates with eligible earnings under $250,000, or $1,000 for commission-paid associates and semi-monthly associates with eligible earnings greater than $250,000.”
Form 11-K filed 2026-06-12, for the year ended 2025-12-31 · plan description note, contributions · source document
Vesting
“Vesting in the Company's contributions plus earnings thereon is based on years of service.”
Form 11-K filed 2026-06-12, for the year ended 2025-12-31 · plan description note, vesting · source document
Terms quoted from the filing for the year ended 2025-12-31. Figures cover plan year 2024. The plan document governs.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250715094029NAL0001947169001, received 2025-07-15
| Field | Value | Source |
|---|---|---|
| Plan sponsor | STIFEL FINANCIAL CORP. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Plan name | STIFEL FINANCIAL PROFIT SHARING 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Sponsor EIN / plan number | 43-1273600 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Sponsor location | ST LOUIS, MO | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Industry (business code) | 523110, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Filing received | 2025-07-15 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Participants, beginning of year | 10,139 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Active participants | 8,303 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Participants, end of year | 10,282 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Participants with an account balance | 10,083 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Total assets, beginning of year | $1,982,716,271 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Total assets, end of year | $2,319,960,096 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Net assets, end of year | $2,319,960,096 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Total income | $517,440,505 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Net income | $333,256,859 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Employer contributions | $14,422,254 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Participant contributions | $133,670,206 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Other contributions (incl. rollovers) | $20,368,170 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Total contributions | $168,460,630 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Benefit payments | $183,551,810 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Total expenses (incl. benefit payments) | $184,183,646 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Total administrative expenses | $394,367 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Recordkeeping fees | $363,056 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| IQPA audit fees | $31,311 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Administrative expenses excluding investment management | $394,367 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Held in mutual funds | $843,425,490 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250715094029NAL0001947169001, received 2025-07-15 |
| Independent auditor | FORVIS MAZARS, LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250715094029NAL0001947169001, received 2025-07-15 |
Position = column in the DOL layout for form year 2024. Filing 20250715094029NAL0001947169001, received 2025-07-15.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANYrecordkeeper | RECORDKEEPER | 13 Contract administrator; 50 Direct payment from the plan; 15 Recordkeeping and information management; 64 Recordkeeping fees; 37 Participant loan processing; 65 Account maintenance fees | $363,056 | yes |
| FORVIS MAZARS, LLP | AUDITOR | 10 Accounting (including auditing) | $31,311 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250715094029NAL0001947169001, received 2025-07-15.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $1,982,716,271 | $2,319,960,096 | 17.0% |
| Participants with a balance | 9,984 | 10,083 | 1.0% |
| Administrative expenses | $539,066 | $394,367 | -26.8% |
| Recordkeeping fees per participant | not reported | $36.01 | |
| Employer contributions | $14,145,308 | $14,422,254 | 2.0% |
Prior filing 20241004103503NAL0011312177001, received 2024-10-04; the plan years are contiguous.
Sponsor name as filed: STIFEL FINANCIAL CORP.; SEC registrant: STIFEL FINANCIAL CORP (CIK 720672, matched by EIN; display name from the Form 11-K cover).