Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Third Point
Third Point 401(k)
- Finance and insurance
- New York, NY
- EIN 13-3922602
- 1 plan with Schedule H financials
- Plan year 2024
- Third Point LLC
Administrative expenses excluding investment management, per participant · Third Point LLC 401(k) Profit Sharing Plan & Trust · plan year 2024
$13.69
Higher than 9% of the 24,371 plans $10 to 50M that report it.
Source
= $2,150 / 157
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251006100414NAL0003462145001, received 2025-10-06
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251006100414NAL0003462145001, received 2025-10-06
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-06.
Cost and contributions
Administrative expenses per participant
$517.26
Higher than 93% of the 25,098 plans $10 to 50M that report it.
Source
= $81,210 / 157
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251006100414NAL0003462145001, received 2025-10-06
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251006100414NAL0003462145001, received 2025-10-06
Administrative expenses as a share of assets
0.191%
Higher than 33% of the 25,132 plans $10 to 50M that report it.
Source
= $81,210 / $42,581,765
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251006100414NAL0003462145001, received 2025-10-06
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251006100414NAL0003462145001, received 2025-10-06
Employer contributions per participant
$0
Fewer than 50 comparable plans report this figure; no percentile.
Source
= $0 / 157
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251006100414NAL0003462145001, received 2025-10-06
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251006100414NAL0003462145001, received 2025-10-06
Employer share of total contributions
0.0%
Fewer than 50 comparable plans report this figure; no percentile.
Source
= $0 / $2,342,420
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251006100414NAL0003462145001, received 2025-10-06
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251006100414NAL0003462145001, received 2025-10-06
Plan terms, as stated in Third Point LLC's SEC filings
Plan terms are not published in public filings.
Plan features
2A age/service-weighted · 2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251006100414NAL0003462145001, received 2025-10-06
Full record, Third Point LLC 401(k) Profit Sharing Plan & Trust
| Field | Value | Source |
|---|---|---|
| Plan sponsor | THIRD POINT LLC | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Plan name | THIRD POINT LLC 401(K) PROFIT SHARING PLAN & TRUST | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Sponsor EIN / plan number | 13-3922602 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Sponsor location | NEW YORK, NY | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Filing received | 2025-10-06 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Participants, beginning of year | 159 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Active participants | 114 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Participants, end of year | 164 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Participants with an account balance | 157 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Total assets, beginning of year | $36,397,112 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Total assets, end of year | $42,581,765 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Net assets, end of year | $42,581,765 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Total income | $8,588,731 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Net income | $6,184,653 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Employer contributions | $0 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Participant contributions | $2,119,254 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Other contributions (incl. rollovers) | $223,166 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Total contributions | $2,342,420 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Benefit payments | $2,322,868 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Total expenses (incl. benefit payments) | $2,404,078 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Total administrative expenses | $81,210 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Contract administrator fees | $1,290 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Recordkeeping fees | $0 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Investment advisory and management fees | $79,060 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Administrative expenses excluding investment management | $2,150 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Held in common/collective trusts | $0 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Held in mutual funds | $40,240,089 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251006100414NAL0003462145001, received 2025-10-06 |
| Independent auditor | CBIZ CPAS P.C. | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251006100414NAL0003462145001, received 2025-10-06 |
Position = column in the DOL layout for form year 2024. Filing 20251006100414NAL0003462145001, received 2025-10-06.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| RBC CAPITAL MARKETS | ADVISOR | 26 Investment advisory (participants) | $50,000 | no |
| PAYCHEX, INC.recordkeeper | RECORDKEEPER | 13 Contract administrator; 15 Recordkeeping and information management | $32,930 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251006100414NAL0003462145001, received 2025-10-06.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $36,397,112 | $42,581,765 | 17.0% |
| Participants with a balance | 154 | 157 | 1.9% |
| Administrative expenses | $77,328 | $81,210 | 5.0% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $0 | $0 |
Prior filing 20241010113205NAL0019995457001, received 2024-10-10; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: THIRD POINT LLC; SEC registrant: Third Point LLC (CIK 1040273, matched by EIN).