Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Tolleson Wealth Management
Tolleson Wealth Management 401(k)
- Finance and insurance
- Dallas, TX
- EIN 03-0430021
- 1 plan with Schedule H financials
- Plan year 2024
- Tolleson Wealth Management, Inc.
Administrative expenses excluding investment management, per participant · Tolleson Wealth Management 401(k) Plan · plan year 2024
$26.39
Higher than 16% of the 24,371 plans $10 to 50M that report it.
Source
= $7,600 / 288
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251007185850NAL0008727712001, received 2025-10-07
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007185850NAL0008727712001, received 2025-10-07
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-07.
Cost and contributions
Administrative expenses per participant
$26.39
Higher than 10% of the 25,098 plans $10 to 50M that report it.
Source
= $7,600 / 288
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251007185850NAL0008727712001, received 2025-10-07
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007185850NAL0008727712001, received 2025-10-07
Administrative expenses as a share of assets
0.022%
Higher than 7% of the 25,132 plans $10 to 50M that report it.
Source
= $7,600 / $34,738,175
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251007185850NAL0008727712001, received 2025-10-07
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251007185850NAL0008727712001, received 2025-10-07
Employer contributions per participant
$4,609
Higher than 89% of the 24,050 plans $10 to 50M that report it.
Source
= $1,327,362 / 288
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251007185850NAL0008727712001, received 2025-10-07
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007185850NAL0008727712001, received 2025-10-07
Employer share of total contributions
35.1%
Higher than 75% of the 24,084 plans $10 to 50M that report it.
Source
= $1,327,362 / $3,778,819
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251007185850NAL0008727712001, received 2025-10-07
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251007185850NAL0008727712001, received 2025-10-07
Plan terms, as stated in Tolleson Wealth Management, Inc.'s SEC filings
Plan terms are not published in public filings.
Plan features
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251007185850NAL0008727712001, received 2025-10-07
Full record, Tolleson Wealth Management 401(k) Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | TOLLESON WEALTH MANAGEMENT, INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Plan name | TOLLESON WEALTH MANAGEMENT 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Sponsor EIN / plan number | 03-0430021 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Sponsor location | DALLAS, TX | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Filing received | 2025-10-07 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Participants, beginning of year | 305 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Active participants | 214 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Participants, end of year | 290 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Participants with an account balance | 288 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Total assets, beginning of year | $29,516,793 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Total assets, end of year | $34,738,175 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Net assets, end of year | $34,738,175 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Total income | $8,233,890 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Net income | $5,221,382 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Employer contributions | $1,327,362 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Participant contributions | $2,183,639 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Other contributions (incl. rollovers) | $267,818 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Total contributions | $3,778,819 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Benefit payments | $3,004,908 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Total expenses (incl. benefit payments) | $3,012,508 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Total administrative expenses | $7,600 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Contract administrator fees | $7,600 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Administrative expenses excluding investment management | $7,600 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Held in mutual funds | $33,754,050 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251007185850NAL0008727712001, received 2025-10-07 |
| Independent auditor | GRANT THORNTON LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251007185850NAL0008727712001, received 2025-10-07 |
Position = column in the DOL layout for form year 2024. Filing 20251007185850NAL0008727712001, received 2025-10-07.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| TRI-AD ACTUARIES, INC.recordkeeper | NONE | 13 Contract administrator; 15 Recordkeeping and information management; 37 Participant loan processing; 50 Direct payment from the plan | $7,600 | yes |
| CHARLES SCHWAB TRUST COMPANY | NONE | 28 Investment management | $0 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251007185850NAL0008727712001, received 2025-10-07.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $29,516,793 | $34,738,175 | 17.7% |
| Participants with a balance | 303 | 288 | -5.0% |
| Administrative expenses | $5,701 | $7,600 | 33.3% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $1,321,278 | $1,327,362 | 0.5% |
Prior filing 20240909131356NAL0004528321001, received 2024-09-09; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: TOLLESON WEALTH MANAGEMENT, INC.; SEC registrant: Tolleson Wealth Management, Inc. (CIK 1772937, matched by EIN).