Employers › Tri-state Generation and Transmission Association
Recordkeeping fees per participant · Tri-state 401(k) Plan and Trust · plan year 2024
$5.74
Higher than 6% of the 1,697 plans $250M to 1B that report it.
= $8,199 / 1,429
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251013171230NAL0003683762001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013171230NAL0003683762001, received 2025-10-13
Percentiles compare this plan with the Schedule H plans $250M to 1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-13.
Administrative expenses excluding investment management, per participant
$6.37
Higher than 4% of the 2,324 plans $250M to 1B that report it.
= $9,099 / 1,429
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013171230NAL0003683762001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013171230NAL0003683762001, received 2025-10-13
Administrative expenses per participant
$84.16
Higher than 47% of the 2,405 plans $250M to 1B that report it.
= $120,270 / 1,429
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013171230NAL0003683762001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013171230NAL0003683762001, received 2025-10-13
Administrative expenses as a share of assets
0.043%
Higher than 28% of the 2,407 plans $250M to 1B that report it.
= $120,270 / $278,969,857
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013171230NAL0003683762001, received 2025-10-13
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013171230NAL0003683762001, received 2025-10-13
Employer contributions per participant
$3,958
Higher than 63% of the 2,457 plans $250M to 1B that report it.
= $5,655,799 / 1,429
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013171230NAL0003683762001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013171230NAL0003683762001, received 2025-10-13
Employer share of total contributions
24.5%
Higher than 28% of the 2,459 plans $250M to 1B that report it.
= $5,655,799 / $23,089,963
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013171230NAL0003683762001, received 2025-10-13
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013171230NAL0003683762001, received 2025-10-13
Plan terms are described in Tri-state Generation and Transmission Association, Inc.'s SEC filings: Form 10-K filed 2026-03-06. No term could be quoted from them with the required precision.
2G fully participant-directed · 2E profit-sharing · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · 2F ERISA 404(c) plan · 3D IRS pre-approved plan · 2R participant brokerage window · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251013171230NAL0003683762001, received 2025-10-13
| Field | Value | Source |
|---|---|---|
| Plan sponsor | TRI-STATE GENERATION AND TRANSMISSION ASSOCIATION INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Plan name | TRI-STATE 401K PLAN AND TRUST | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Sponsor EIN / plan number | 84-0464189 / 003 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Sponsor location | DENVER, CO | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Industry (business code) | 221100, Utilities | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Filing received | 2025-10-13 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Amended filing | yes | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Participants, beginning of year | 1,451 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Active participants | 1,181 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Participants, end of year | 1,515 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Participants with an account balance | 1,429 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Total assets, beginning of year | $257,992,680 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Total assets, end of year | $278,969,857 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Net assets, end of year | $278,969,812 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Total income | $55,920,542 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Net income | $20,977,132 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Employer contributions | $5,655,799 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Participant contributions | $15,341,583 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Other contributions (incl. rollovers) | $2,092,581 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Total contributions | $23,089,963 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Benefit payments | $34,820,460 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Total expenses (incl. benefit payments) | $34,943,410 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Total administrative expenses | $120,270 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Contract administrator fees | $900 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Recordkeeping fees | $8,199 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| IQPA audit fees | $0 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Investment advisory and management fees | $111,171 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Administrative expenses excluding investment management | $9,099 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Held in common/collective trusts | $38,896,134 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Held in mutual funds | $227,506,670 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251013171230NAL0003683762001, received 2025-10-13 |
| Independent auditor | CLIFTONLARSONALLEN LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251013171230NAL0003683762001, received 2025-10-13 |
Position = column in the DOL layout for form year 2024. Filing 20251013171230NAL0003683762001, received 2025-10-13.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | 27 Investment advisory (plan) | $111,171 | no |
| FIDELITY INVESTMENTS INSTITUTIONALrecordkeeper | RECORDKEEPER | 37 Participant loan processing; 60 Sub-transfer agency fees; 64 Recordkeeping fees; 65 Account maintenance fees; 71 Securities brokerage commissions and fees | $9,866 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251013171230NAL0003683762001, received 2025-10-13.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $257,992,680 | $278,969,857 | 8.1% |
| Participants with a balance | 1,432 | 1,429 | -0.2% |
| Administrative expenses | $106,621 | $120,270 | 12.8% |
| Recordkeeping fees per participant | $9.70 | $5.74 | -40.9% |
| Employer contributions | $4,914,940 | $5,655,799 | 15.1% |
Prior filing 20240911105208NAL0004190931001, received 2024-09-11; the plan years are contiguous.
Sponsor name as filed: TRI-STATE GENERATION AND TRANSMISSION ASSOCIATION INC.; SEC registrant: Tri-State Generation & Transmission Association, Inc. (CIK 1637880, matched by EIN; display name from the Form 10-K cover).