401k Record

Employers › UBS AG at Eleven Madison Avenue

UBS AG at Eleven Madison Avenue 401(k)

Recordkeeping fees per participant · UBS 401(k) Plan Trust · plan year 2024

$1.95

Higher than 3% of the 790 plans over $1B that report it.

Source

= $64,965 / 33,268
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251002123048NAL0000334179001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002123048NAL0000334179001, received 2025-10-02

10th: $6.72median $34.2890th: $56.58

Percentiles compare this plan with the Schedule H plans over $1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-02.

Cost and contributions

Administrative expenses excluding investment management, per participant

$6.29

10th: $9.43median $44.4790th: $97.55

Higher than 6% of the 1,045 plans over $1B that report it.

Source

= $209,204 / 33,268
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251002123048NAL0000334179001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002123048NAL0000334179001, received 2025-10-02

Administrative expenses per participant

$417.50

10th: $24.33median $70.0390th: $174.36

Higher than 99% of the 1,076 plans over $1B that report it.

Source

= $13,889,422 / 33,268
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002123048NAL0000334179001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002123048NAL0000334179001, received 2025-10-02

Administrative expenses as a share of assets

0.136%

10th: 0.013%median 0.046%90th: 0.111%

Higher than 94% of the 1,076 plans over $1B that report it.

Source

= $13,889,422 / $10,206,773,684
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002123048NAL0000334179001, received 2025-10-02
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251002123048NAL0000334179001, received 2025-10-02

Employer contributions per participant

$6,545

10th: $1,442median $3,74490th: $8,760

Higher than 80% of the 1,135 plans over $1B that report it.

Source

= $217,738,176 / 33,268
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002123048NAL0000334179001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002123048NAL0000334179001, received 2025-10-02

Employer share of total contributions

36.3%

10th: 19.8%median 33.4%90th: 47.5%

Higher than 61% of the 1,135 plans over $1B that report it.

Source

= $217,738,176 / $599,471,197
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002123048NAL0000334179001, received 2025-10-02
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251002123048NAL0000334179001, received 2025-10-02

Plan terms, as stated in UBS AG at Eleven Madison Avenue's SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · 3F · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251002123048NAL0000334179001, received 2025-10-02

Full record, UBS 401(k) Plan Trust

FieldValueSource
Plan sponsorUBS AGForm 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251002123048NAL0000334179001, received 2025-10-02
Plan nameUBS 401(K) PLAN TRUSTForm 5500, line 1a; PLAN_NAME pos 16; filing 20251002123048NAL0000334179001, received 2025-10-02
Sponsor EIN / plan number98-0186363 / 002Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251002123048NAL0000334179001, received 2025-10-02
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251002123048NAL0000334179001, received 2025-10-02
Sponsor locationWEEHAWKEN, NJForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251002123048NAL0000334179001, received 2025-10-02
Industry (business code)523900, Finance and insuranceForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20251002123048NAL0000334179001, received 2025-10-02
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251002123048NAL0000334179001, received 2025-10-02
Filing received2025-10-02Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251002123048NAL0000334179001, received 2025-10-02
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251002123048NAL0000334179001, received 2025-10-02
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20251002123048NAL0000334179001, received 2025-10-02
Participants, beginning of year32,175Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251002123048NAL0000334179001, received 2025-10-02
Active participants24,260Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251002123048NAL0000334179001, received 2025-10-02
Participants, end of year34,848Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251002123048NAL0000334179001, received 2025-10-02
Participants with an account balance33,268Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002123048NAL0000334179001, received 2025-10-02
Total assets, beginning of year$9,006,572,401Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251002123048NAL0000334179001, received 2025-10-02
Total assets, end of year$10,206,773,684Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251002123048NAL0000334179001, received 2025-10-02
Net assets, end of year$10,193,029,042Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251002123048NAL0000334179001, received 2025-10-02
Total income$1,973,098,382Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251002123048NAL0000334179001, received 2025-10-02
Net income$1,195,363,529Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251002123048NAL0000334179001, received 2025-10-02
Employer contributions$217,738,176Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002123048NAL0000334179001, received 2025-10-02
Participant contributions$381,733,021Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251002123048NAL0000334179001, received 2025-10-02
Total contributions$599,471,197Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251002123048NAL0000334179001, received 2025-10-02
Benefit payments$758,113,742Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251002123048NAL0000334179001, received 2025-10-02
Total expenses (incl. benefit payments)$777,734,853Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251002123048NAL0000334179001, received 2025-10-02
Total administrative expenses$13,889,422Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002123048NAL0000334179001, received 2025-10-02
Recordkeeping fees$64,965Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251002123048NAL0000334179001, received 2025-10-02
Investment advisory and management fees$13,680,218Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251002123048NAL0000334179001, received 2025-10-02
Administrative expenses excluding investment management$209,204derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251002123048NAL0000334179001, received 2025-10-02
Held in common/collective trusts$6,166,734,635Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251002123048NAL0000334179001, received 2025-10-02
Held in mutual funds$6,138,779Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251002123048NAL0000334179001, received 2025-10-02
Independent auditorERNST & YOUNG LLPSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251002123048NAL0000334179001, received 2025-10-02

Position = column in the DOL layout for form year 2024. Filing 20251002123048NAL0000334179001, received 2025-10-02.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
EAGLE CAPITAL MANAGEMENT, LLCNONE 28 Investment management; 50 Direct payment from the plan; 51 Investment management fees paid directly by plan; 68 Soft dollars commissions $3,812,964yes
T ROWE PRICE ASSOCIATES, INC.NONE 28 Investment management; 50 Direct payment from the plan; 51 Investment management fees paid directly by plan; 68 Soft dollars commissions $2,000,620yes
ARTISAN PARTNERS LTD PARTNERSHIPNONE 28 Investment management; 50 Direct payment from the plan; 51 Investment management fees paid directly by plan; 68 Soft dollars commissions $1,122,648yes
INVESCO TRUST COMPANYNONE 28 Investment management; 50 Direct payment from the plan; 51 Investment management fees paid directly by plan $1,089,328yes
WILLIAM BLAIR INVESTMENT MANAGEMENTNONE 28 Investment management; 50 Direct payment from the plan; 51 Investment management fees paid directly by plan; 68 Soft dollars commissions $813,064yes
VICTORY CAPITAL MANAGEMENTNONE 28 Investment management; 50 Direct payment from the plan; 68 Soft dollars commissions $791,591yes
THE NORTHERN TRUST COMPANYNONE 16 Consulting (general); 21 Trustee (bank, trust company or similar); 50 Direct payment from the plan; 62 Float revenue $373,435yes
ALIGHT SOLUTIONS LLCrecordkeeperRECORDKEEPER 15 Recordkeeping and information management; 50 Direct payment from the plan $64,965yes
AON CONSULTINGNONE 11 Actuarial; 50 Direct payment from the plan $52,215no
NEWTON INVESTMENT MANAGEMENTNONE 28 Investment management; 50 Direct payment from the plan $49,121no
MORGAN LEWIS & BOCKIUS LLPLEGAL 29 Legal; 50 Direct payment from the plan $33,824no
PERSHING LLCNONE 59 Shareholder servicing fees; 61 Finders fees / placement fees; 71 Securities brokerage commissions and fees; 99 Other fees $0yes
ALIGHT FINANCIAL SOLUTIONS LLCBROKER 33 Securities brokerage; 61 Finders fees / placement fees; 63 Distribution (12b-1) fees $0yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251002123048NAL0000334179001, received 2025-10-02.

What changed since the 2023 plan year

Figure20232024Change
Total assets$9,006,572,401$10,206,773,68413.3%
Participants with a balance31,69133,2685.0%
Administrative expenses$6,699,386$13,889,422107.3%
Recordkeeping fees per participant$2.16$1.95-9.7%
Employer contributions$209,078,245$217,738,1764.1%

Prior filing 20240917170301NAL0003138417001, received 2024-09-17; the plan years are contiguous.

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Sponsor name as filed: UBS AG; SEC registrant: UBS AG at Eleven Madison Avenue (CIK 1685185, matched by EIN).