Employers › UGSI Solutions
Recordkeeping fees per participant · Cleanwater1 401(k) Savings Plan · plan year 2024
$11.73
Higher than 11% of the 14,075 plans $10 to 50M that report it.
= $1,795 / 153
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251013163857NAL0000828339001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013163857NAL0000828339001, received 2025-10-13
Percentiles compare this plan with the Schedule H plans $10 to 50M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-13.
Administrative expenses excluding investment management, per participant
$15.28
Higher than 10% of the 24,371 plans $10 to 50M that report it.
= $2,338 / 153
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013163857NAL0000828339001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013163857NAL0000828339001, received 2025-10-13
Administrative expenses per participant
$225.83
Higher than 57% of the 25,098 plans $10 to 50M that report it.
= $34,552 / 153
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013163857NAL0000828339001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013163857NAL0000828339001, received 2025-10-13
Administrative expenses as a share of assets
0.282%
Higher than 49% of the 25,132 plans $10 to 50M that report it.
= $34,552 / $12,232,248
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013163857NAL0000828339001, received 2025-10-13
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013163857NAL0000828339001, received 2025-10-13
Employer contributions per participant
$1,712
Higher than 39% of the 24,050 plans $10 to 50M that report it.
= $261,974 / 153
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013163857NAL0000828339001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013163857NAL0000828339001, received 2025-10-13
Employer share of total contributions
17.5%
Higher than 18% of the 24,084 plans $10 to 50M that report it.
= $261,974 / $1,499,460
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013163857NAL0000828339001, received 2025-10-13
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013163857NAL0000828339001, received 2025-10-13
Plan terms are not published in public filings.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251013163857NAL0000828339001, received 2025-10-13
| Field | Value | Source |
|---|---|---|
| Plan sponsor | CLEANWATER1, INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Plan name | CLEANWATER1 401(K) SAVINGS PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Sponsor EIN / plan number | 81-0906606 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Sponsor location | MILPITAS, CA | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Industry (business code) | 221300, Utilities | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Filing received | 2025-10-13 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Participants, beginning of year | 220 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Active participants | 190 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Participants, end of year | 228 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Participants with an account balance | 153 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Total assets, beginning of year | $10,141,428 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Total assets, end of year | $12,232,248 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Net assets, end of year | $12,232,248 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Total income | $2,714,245 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Net income | $2,097,616 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Employer contributions | $261,974 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Participant contributions | $936,997 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Other contributions (incl. rollovers) | $300,489 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Total contributions | $1,499,460 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Benefit payments | $582,077 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Total expenses (incl. benefit payments) | $616,629 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Total administrative expenses | $34,552 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Contract administrator fees | $500 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Recordkeeping fees | $1,795 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Investment advisory and management fees | $32,214 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Administrative expenses excluding investment management | $2,338 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Held in mutual funds | $11,622,124 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251013163857NAL0000828339001, received 2025-10-13 |
| Independent auditor | GOFF BACKA ALFERA & COMPANY LLC | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251013163857NAL0000828339001, received 2025-10-13 |
Position = column in the DOL layout for form year 2024. Filing 20251013163857NAL0000828339001, received 2025-10-13.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MANAGE | INVESTMENT PROVIDER | 28 Investment management; 50 Direct payment from the plan; 51 Investment management fees paid directly by plan; 72 Other investment fees and expenses | $6,673 | no |
| NATIONWIDErecordkeeper | RECORDKEEPER | 15 Recordkeeping and information management; 37 Participant loan processing; 49 Other services; 50 Direct payment from the plan; 59 Shareholder servicing fees; 60 Sub-transfer agency fees; 63 Distribution (12b-1) fees; 64 Recordkeeping fees; 99 Other fees | $1,616 | no |
| M2B RETIREMENT CONSULTING, LLC | TPA | 17 Consulting (pension); 37 Participant loan processing; 49 Other services; 50 Direct payment from the plan; 99 Other fees | $1,200 | no |
| ANCHOR 3(16) FIDUCIARY SOLUTIONS LL | FIDUCIARY | 31 Named fiduciary; 50 Direct payment from the plan | $800 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251013163857NAL0000828339001, received 2025-10-13.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $10,141,428 | $12,232,248 | 20.6% |
| Participants with a balance | 133 | 153 | 15.0% |
| Administrative expenses | $28,763 | $34,552 | 20.1% |
| Recordkeeping fees per participant | $1.64 | $11.73 | 615.8% |
| Employer contributions | $96,082 | $261,974 | 172.7% |
Prior filing 20241014100801NAL0014742563001, received 2024-10-14; the plan years are contiguous.
Sponsor name as filed: CLEANWATER1, INC.; SEC registrant: UGSI Solutions, Inc. (CIK 1667598, matched by EIN).