401k Record

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Vontobel Asset Management 401(k)

Recordkeeping fees per participant · Vontobel Asset Management, Inc. 401(k) Savings Plan · plan year 2024

$3.52

Higher than 3% of the 5,847 plans $50 to 250M that report it.

Source

= $450 / 128
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251002135302NAL0000857584001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002135302NAL0000857584001, received 2025-10-02

10th: $10.22median $69.9190th: $151.08

Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-02.

Cost and contributions

Administrative expenses excluding investment management, per participant

$3.52

10th: $16.21median $93.2090th: $246.84

Higher than 2% of the 8,758 plans $50 to 250M that report it.

Source

= $450 / 128
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251002135302NAL0000857584001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002135302NAL0000857584001, received 2025-10-02

Administrative expenses per participant

$3.52

10th: $29.39median $132.8490th: $350.58

Higher than 1% of the 9,042 plans $50 to 250M that report it.

Source

= $450 / 128
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002135302NAL0000857584001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002135302NAL0000857584001, received 2025-10-02

Administrative expenses as a share of assets

0.001%

10th: 0.022%median 0.136%90th: 0.326%

Higher than 0% of the 9,049 plans $50 to 250M that report it.

Source

= $450 / $68,332,480
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002135302NAL0000857584001, received 2025-10-02
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251002135302NAL0000857584001, received 2025-10-02

Employer contributions per participant

$18,251

10th: $965median $2,73890th: $8,164

Higher than 99% of the 9,105 plans $50 to 250M that report it.

Source

= $2,336,117 / 128
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002135302NAL0000857584001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002135302NAL0000857584001, received 2025-10-02

Employer share of total contributions

49.2%

10th: 15.6%median 29.5%90th: 50.6%

Higher than 89% of the 9,112 plans $50 to 250M that report it.

Source

= $2,336,117 / $4,746,068
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002135302NAL0000857584001, received 2025-10-02
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251002135302NAL0000857584001, received 2025-10-02

Plan terms, as stated in Vontobel Asset Management, Inc.'s SEC filings

Plan terms are not published in public filings.

Plan features

2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251002135302NAL0000857584001, received 2025-10-02

Full record, Vontobel Asset Management, Inc. 401(k) Savings Plan

FieldValueSource
Plan sponsorVONTOBEL ASSET MANAGEMENT, INC.Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251002135302NAL0000857584001, received 2025-10-02
Plan nameVONTOBEL ASSET MANAGEMENT, INC. 401(K) SAVINGS PLANForm 5500, line 1a; PLAN_NAME pos 16; filing 20251002135302NAL0000857584001, received 2025-10-02
Sponsor EIN / plan number13-3223264 / 002Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251002135302NAL0000857584001, received 2025-10-02
Plan typesingle-employerForm 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251002135302NAL0000857584001, received 2025-10-02
Sponsor locationNEW YORK, NYForm 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251002135302NAL0000857584001, received 2025-10-02
Industry (business code)523900, Finance and insuranceForm 5500, line 2d; BUSINESS_CODE pos 46; filing 20251002135302NAL0000857584001, received 2025-10-02
Plan year2024-01-01 to 2024-12-31Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251002135302NAL0000857584001, received 2025-10-02
Filing received2025-10-02Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251002135302NAL0000857584001, received 2025-10-02
Final filingnoForm 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251002135302NAL0000857584001, received 2025-10-02
Amended filingnoForm 5500, Part I line B; AMENDED_IND pos 7; filing 20251002135302NAL0000857584001, received 2025-10-02
Participants, beginning of year129Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251002135302NAL0000857584001, received 2025-10-02
Active participants93Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251002135302NAL0000857584001, received 2025-10-02
Participants, end of year131Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251002135302NAL0000857584001, received 2025-10-02
Participants with an account balance128Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002135302NAL0000857584001, received 2025-10-02
Total assets, beginning of year$67,848,369Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251002135302NAL0000857584001, received 2025-10-02
Total assets, end of year$68,332,480Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251002135302NAL0000857584001, received 2025-10-02
Net assets, end of year$68,332,480Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251002135302NAL0000857584001, received 2025-10-02
Total income$12,949,617Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251002135302NAL0000857584001, received 2025-10-02
Net income$484,111Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251002135302NAL0000857584001, received 2025-10-02
Employer contributions$2,336,117Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002135302NAL0000857584001, received 2025-10-02
Participant contributions$1,551,481Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251002135302NAL0000857584001, received 2025-10-02
Other contributions (incl. rollovers)$858,470Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251002135302NAL0000857584001, received 2025-10-02
Total contributions$4,746,068Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251002135302NAL0000857584001, received 2025-10-02
Benefit payments$12,459,893Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251002135302NAL0000857584001, received 2025-10-02
Total expenses (incl. benefit payments)$12,465,506Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251002135302NAL0000857584001, received 2025-10-02
Total administrative expenses$450Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002135302NAL0000857584001, received 2025-10-02
Recordkeeping fees$450Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251002135302NAL0000857584001, received 2025-10-02
Administrative expenses excluding investment management$450derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251002135302NAL0000857584001, received 2025-10-02
Held in common/collective trusts$5,084,983Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251002135302NAL0000857584001, received 2025-10-02
Held in mutual funds$38,850,835Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251002135302NAL0000857584001, received 2025-10-02
Independent auditorCOHNREZNICK LLPSchedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251002135302NAL0000857584001, received 2025-10-02

Position = column in the DOL layout for form year 2024. Filing 20251002135302NAL0000857584001, received 2025-10-02.

Service providers paid directly by the plan

ProviderRelationshipService codesDirect compensationIndirect
CHARLES SCHWAB & CO., INC.NONE 33 Securities brokerage; 50 Direct payment from the plan; 59 Shareholder servicing fees; 62 Float revenue; 71 Securities brokerage commissions and fees $450yes

Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251002135302NAL0000857584001, received 2025-10-02.

What changed since the 2023 plan year

Figure20232024Change
Total assets$67,848,369$68,332,4800.7%
Participants with a balance1231284.1%
Administrative expenses$1,295$450-65.3%
Recordkeeping fees per participantnot reported$3.52
Employer contributions$2,270,926$2,336,1172.9%

Prior filing 20241007080624NAL0008718659001, received 2024-10-07; the plan years are contiguous.

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Sponsor name as filed: VONTOBEL ASSET MANAGEMENT, INC.; SEC registrant: VONTOBEL USA INC /ADV (CIK 749622, matched by EIN).