Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Weiss Asset Management
Weiss Asset Management 401(k)
- Finance and insurance
- Boston, MA
- EIN 61-1451623
- 1 plan with Schedule H financials
- Plan year 2024
- Weiss Asset Management LP
Administrative expenses excluding investment management, per participant · Weiss Asset Management LP 401(k) Profit Sharing Plan · plan year 2024
$4.72
Higher than 3% of the 8,758 plans $50 to 250M that report it.
Source
= $925 / 196
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013162416NAL0000829091001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013162416NAL0000829091001, received 2025-10-13
Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-13.
Cost and contributions
Administrative expenses per participant
$4.72
Higher than 1% of the 9,042 plans $50 to 250M that report it.
Source
= $925 / 196
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013162416NAL0000829091001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013162416NAL0000829091001, received 2025-10-13
Administrative expenses as a share of assets
0.001%
Higher than 1% of the 9,049 plans $50 to 250M that report it.
Source
= $925 / $68,531,412
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013162416NAL0000829091001, received 2025-10-13
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013162416NAL0000829091001, received 2025-10-13
Employer contributions per participant
$20,816
Higher than 99% of the 9,105 plans $50 to 250M that report it.
Source
= $4,079,955 / 196
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013162416NAL0000829091001, received 2025-10-13
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013162416NAL0000829091001, received 2025-10-13
Employer share of total contributions
63.1%
Higher than 97% of the 9,112 plans $50 to 250M that report it.
Source
= $4,079,955 / $6,468,105
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013162416NAL0000829091001, received 2025-10-13
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013162416NAL0000829091001, received 2025-10-13
Plan terms, as stated in Weiss Asset Management LP's SEC filings
Plan terms are not published in public filings.
Plan features
2A age/service-weighted · 2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2R participant brokerage window · 2T default investment (QDIA) · 3B · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251013162416NAL0000829091001, received 2025-10-13
Full record, Weiss Asset Management LP 401(k) Profit Sharing Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | WEISS ASSET MANAGEMENT LP | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Plan name | WEISS ASSET MANAGEMENT LP 401(K) PROFIT SHARING PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Sponsor EIN / plan number | 61-1451623 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Sponsor location | BOSTON, MA | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Filing received | 2025-10-13 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Participants, beginning of year | 176 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Active participants | 114 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Participants, end of year | 196 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Participants with an account balance | 196 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Total assets, beginning of year | $53,795,891 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Total assets, end of year | $68,531,412 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Net assets, end of year | $68,531,412 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Total income | $14,838,887 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Net income | $14,735,521 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Employer contributions | $4,079,955 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Participant contributions | $2,345,537 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Other contributions (incl. rollovers) | $42,613 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Total contributions | $6,468,105 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Benefit payments | $102,441 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Total expenses (incl. benefit payments) | $103,366 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Total administrative expenses | $925 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Contract administrator fees | $925 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Administrative expenses excluding investment management | $925 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Held in mutual funds | $35,323,625 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251013162416NAL0000829091001, received 2025-10-13 |
| Independent auditor | CARON & BLETZER, PLLC | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251013162416NAL0000829091001, received 2025-10-13 |
Position = column in the DOL layout for form year 2024. Filing 20251013162416NAL0000829091001, received 2025-10-13.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| THE BENEFIT PRACTICE | THIRD PARTY ADMIN | 49 Other services; 50 Direct payment from the plan | $675 | yes |
| VOYA RETIREMENT INS. & ANNUITY CO. | CONTRACT ADMIN | 13 Contract administrator; 37 Participant loan processing; 50 Direct payment from the plan | $250 | yes |
| GLOBAL RETIREMENT PARTNERS LLC | SERVICE PROVIDER | 99 Other fees | $0 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251013162416NAL0000829091001, received 2025-10-13.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $53,795,891 | $68,531,412 | 27.4% |
| Participants with a balance | 170 | 196 | 15.3% |
| Administrative expenses | $1,200 | $925 | -22.9% |
| Recordkeeping fees per participant | not reported | not reported | |
| Employer contributions | $3,464,576 | $4,079,955 | 17.8% |
Prior filing 20241014080507NAL0012996355001, received 2024-10-14; the plan years are contiguous.
Alerts, claims and corrections
Sponsor name as filed: WEISS ASSET MANAGEMENT LP; SEC registrant: Weiss Asset Management LP (CIK 1357550, matched by EIN).