Recordkeeping fees per participant
not reported
Not reported on this filing.
Employers › Johnson Controls › plan 011
Johnson Controls Select Hourly Retirement Savings and Investment Plan
- Sponsor Johnson Controls
- Plan number 011
- Plan year 2024
- <$1M in assets
- single-employer
- final filing
Terminated plan. This Form 5500 is marked as the plan's final return (Part I line B): the plan was terminated, merged into another plan or otherwise ended during this plan year. Its figures are shown as filed and it is excluded from the comparison populations.
Total assets, end of year · Johnson Controls Select Hourly Retirement Savings and Investment Plan · plan year 2024
$0
0 participants with a balance. This filing reports no recordkeeping fee and no administrative expenses excluding investment management, so there is no headline cost figure.
Source
Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20241119104809NAL0002285713001, received 2024-11-19
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241119104809NAL0002285713001, received 2024-11-19
Percentiles compare this plan with the Schedule H plans under $1M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-04-30, filing received 2024-11-19.
Cost and contributions
Administrative expenses excluding investment management, per participant
not reported
Not reported on this filing.
Administrative expenses per participant
not reported
Not reported on this filing.
Administrative expenses as a share of assets
not reported
Not reported on this filing.
Employer contributions per participant
not reported
Not reported on this filing.
Employer share of total contributions
12.1%
Fewer than 50 comparable plans report this figure; no percentile.
Source
= $603,234 / $4,991,027
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241119104809NAL0002285713001, received 2024-11-19
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20241119104809NAL0002285713001, received 2024-11-19
This plan invests through a master trust. Costs reported at the trust level and allocated by the plan's share: administrative expenses $0. Benchmarks and percentiles use the plan's own Schedule H only.
Plan features
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 3H controlled-group sponsor · 2T default investment (QDIA) · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20241119104809NAL0002285713001, received 2024-11-19
Full record, Johnson Controls Select Hourly Retirement Savings and Investment Plan
| Field | Value | Source |
|---|---|---|
| Plan sponsor | JOHNSON CONTROLS, INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Plan name | JOHNSON CONTROLS SELECT HOURLY RETIREMENT SAVINGS AND INVESTMENT PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Sponsor EIN / plan number | 39-0380010 / 011 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Sponsor location | MILWAUKEE, WI | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Industry (business code) | 336300, Manufacturing | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Plan year | 2024-01-01 to 2024-04-30 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Filing received | 2024-11-19 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Final filing | yes | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Participants, beginning of year | 12,791 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Active participants | 0 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Participants, end of year | 0 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Participants with an account balance | 0 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Total assets, beginning of year | $605,061,014 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Total assets, end of year | $0 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Net assets, end of year | $0 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Total income | $30,491,859 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Net income | $8,162,936 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Employer contributions | $603,234 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Participant contributions | $4,351,315 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Other contributions (incl. rollovers) | $36,478 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Total contributions | $4,991,027 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Benefit payments | $22,069,439 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Total expenses (incl. benefit payments) | $22,328,923 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Total administrative expenses | $259,484 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Recordkeeping fees | $184,345 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| IQPA audit fees | $21,000 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Investment advisory and management fees | $29,374 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Administrative expenses excluding investment management | $230,110 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20241119104809NAL0002285713001, received 2024-11-19 |
| Independent auditor | WIPFLI LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20241119104809NAL0002285713001, received 2024-11-19 |
Position = column in the DOL layout for form year 2023. Filing 20241119104809NAL0002285713001, received 2024-11-19.
Service providers paid directly by the plan
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| FIDELITY INVEST. INST. OPR. CO.recordkeeper | RECORDKEEPER | 37 Participant loan processing; 64 Recordkeeping fees; 65 Account maintenance fees | $184,345 | yes |
| STRATEGIC ADVISORS, INC. | ADVISOR | 27 Investment advisory (plan) | $29,374 | no |
| WIPFLI LLP | CONSULTANT | 16 Consulting (general) | $21,000 | no |
| FOLEY & LARDNER LLP | CONSULTANT | 16 Consulting (general) | $15,733 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20241119104809NAL0002285713001, received 2024-11-19.
Master trust
JCI SAVINGS & INVEST MASTER TRUST (EIN 390380010, PN 023): plan interest $0, 0.0% of the trust. The trust's own filing (20240718152840NAL0003299299001, received 2024-07-18) reports net assets $6,642,107,116, administrative expenses $4,129,729, recordkeeping fees $1,922,523, investment management fees $1,907,428 and 7 Schedule C providers.
| Provider (trust level) | Service codes | Paid by the trust | Allocated to this plan |
|---|---|---|---|
| FIDELITY INVESTMENTSrecordkeeper | 37 64 65 | $1,922,523 | $0 |
| STRATEGIC ADVISORS, INC. | 27 | $1,907,428 | $0 |
| AON HEWITT INVESTMENTS | 27 | $127,511 | $0 |
| FOLEY & LARDNER LLP | 16 | $65,698 | $0 |
| AON CONSULTING, INC. | 16 | $45,180 | $0 |
| ALIGHT SOLUTIONS | 27 | $32,389 | $0 |
| WIPFLI LLP | 10 | $29,000 | $0 |
Schedule D Part I of the plan's filing; the trust's Schedule H and Schedule C. Allocation = the plan's interest divided by the trust's net assets.
What changed since the 2023 plan year
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $605,061,014 | $0 | -100.0% |
| Participants with a balance | 8,536 | 0 | -100.0% |
| Administrative expenses | $553,954 | $259,484 | -53.2% |
| Recordkeeping fees per participant | $49.49 | not reported | |
| Employer contributions | $6,547,902 | $603,234 | -90.8% |
Prior filing 20240718152635NAL0003581411001, received 2024-07-18; the plan years are contiguous.