Employers › Johnson Controls › plan 026
Recordkeeping fees per participant · Johnson Controls Retirement Savings and Investment Plan · plan year 2024
$31.49
Higher than 45% of the 790 plans over $1B that report it.
= $1,529,145 / 48,564
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250716095228NAL0002297683001, received 2025-07-16
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250716095228NAL0002297683001, received 2025-07-16
Percentiles compare this plan with the Schedule H plans over $1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-07-16.
Administrative expenses excluding investment management, per participant
$37.44
Higher than 36% of the 1,045 plans over $1B that report it.
= $1,818,388 / 48,564
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250716095228NAL0002297683001, received 2025-07-16
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250716095228NAL0002297683001, received 2025-07-16
Administrative expenses per participant
$80.77
Higher than 59% of the 1,076 plans over $1B that report it.
= $3,922,532 / 48,564
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250716095228NAL0002297683001, received 2025-07-16
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250716095228NAL0002297683001, received 2025-07-16
Administrative expenses as a share of assets
0.055%
Higher than 59% of the 1,076 plans over $1B that report it.
= $3,922,532 / $7,188,548,319
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250716095228NAL0002297683001, received 2025-07-16
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250716095228NAL0002297683001, received 2025-07-16
Employer contributions per participant
$3,594
Higher than 47% of the 1,135 plans over $1B that report it.
= $174,542,340 / 48,564
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250716095228NAL0002297683001, received 2025-07-16
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250716095228NAL0002297683001, received 2025-07-16
Employer share of total contributions
40.4%
Higher than 76% of the 1,135 plans over $1B that report it.
= $174,542,340 / $431,811,470
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250716095228NAL0002297683001, received 2025-07-16
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250716095228NAL0002297683001, received 2025-07-16
96.5% of this plan's assets are held in a master trust. Costs reported at the trust level and allocated by the plan's share: administrative expenses $4,230,238 ($167.88 per participant including the plan's own Schedule H). Benchmarks and percentiles use the plan's own Schedule H only.
2E profit-sharing · 3H controlled-group sponsor · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250716095228NAL0002297683001, received 2025-07-16
| Field | Value | Source |
|---|---|---|
| Plan sponsor | JOHNSON CONTROLS, INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Plan name | JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Sponsor EIN / plan number | 39-0380010 / 026 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Sponsor location | GREEN BAY, WI | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Industry (business code) | 336300, Manufacturing | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Filing received | 2025-07-16 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Participants, beginning of year | 45,105 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Active participants | 34,487 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Participants, end of year | 53,662 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Participants with an account balance | 48,564 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Total assets, beginning of year | $6,160,116,767 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Total assets, end of year | $7,188,548,319 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Net assets, end of year | $7,188,548,319 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Total income | $1,378,983,438 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Net income | $519,608,776 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Employer contributions | $174,542,340 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Participant contributions | $257,269,130 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Total contributions | $431,811,470 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Benefit payments | $855,452,130 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Total expenses (incl. benefit payments) | $859,374,662 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Total administrative expenses | $3,922,532 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Recordkeeping fees | $1,529,145 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| IQPA audit fees | $53,123 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Investment advisory and management fees | $2,104,144 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Administrative expenses excluding investment management | $1,818,388 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Held in master trusts | $6,935,174,439 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20250716095228NAL0002297683001, received 2025-07-16 |
| Independent auditor | WIPFLI LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250716095228NAL0002297683001, received 2025-07-16 |
Position = column in the DOL layout for form year 2024. Filing 20250716095228NAL0002297683001, received 2025-07-16.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | 27 Investment advisory (plan) | $2,104,144 | no |
| FIDELITY INVEST INST OPR CO.recordkeeper | RECORDKEEPER | 37 Participant loan processing; 64 Recordkeeping fees; 65 Account maintenance fees | $1,528,309 | yes |
| AON HEWITT INVESTMENT CONSULTING | CONSULTANT | 16 Consulting (general) | $104,772 | no |
| FOLEY & LARDNER LLP | CONSULTANT | 16 Consulting (general) | $72,295 | no |
| WIPFLI LLP | ACCOUNTANT | 16 Consulting (general) | $53,123 | no |
| ALIGHT SOLUTIONS | CONSULTANT | 16 Consulting (general) | $31,222 | no |
| AON CONSULTING, INC. | CONSULTANT | 16 Consulting (general) | $27,831 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250716095228NAL0002297683001, received 2025-07-16.
JCI DEFINED CONTRIBUTION PLAN TRUST (EIN 390380010, PN 023): plan interest $6,935,174,439, 98.0% of the trust. The trust's own filing (20250716095037NAL0002296995001, received 2025-07-16) reports net assets $7,080,136,143, administrative expenses $4,318,660, recordkeeping fees $1,749,710, investment management fees $2,175,713 and 7 Schedule C providers.
| Provider (trust level) | Service codes | Paid by the trust | Allocated to this plan |
|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 27 | $2,175,713 | $2,131,167 |
| FIDELITY INVESTMENTSrecordkeeper | 37 64 65 | $1,749,710 | $1,713,886 |
| AON HEWITT INVESTMENTS | 27 | $111,925 | $109,633 |
| FOLEY & LARDNER LLP | 16 | $105,463 | $103,304 |
| WIPFLI LLP | 10 | $95,173 | $93,224 |
| AON CONSULTING, INC. | 16 | $43,070 | $42,188 |
| ALIGHT SOLUTIONS | 27 | $34,382 | $33,678 |
Schedule D Part I of the plan's filing; the trust's Schedule H and Schedule C. Allocation = the plan's interest divided by the trust's net assets.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $6,160,116,767 | $7,188,548,319 | 16.7% |
| Participants with a balance | 43,519 | 48,564 | 11.6% |
| Administrative expenses | $3,479,688 | $3,922,532 | 12.7% |
| Recordkeeping fees per participant | $33.76 | $31.49 | -6.7% |
| Employer contributions | $168,897,640 | $174,542,340 | 3.3% |
Prior filing 20240718152941NAL0006063617001, received 2024-07-18; the plan years are contiguous.