Plans listing this provider
21
0.04% of the 56,420 plans with Schedule H financials; 19 in 2023
Providers › Ameriprise Financial
Ameriprise Financial
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $369,609
Assets of those plans
$334,472,212
0.00% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$369,609
62% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 12 |
| 49 | Other services | 8 |
| 50 | Direct payment from the plan | 7 |
| 99 | Other fees | 7 |
| 26 | Investment advisory (participants) | 2 |
| 51 | Investment management fees paid directly by plan | 1 |
| 55 | Other commissions | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Mccormick Barstow 401(k) Retirement Plan | Mccormick Barstow Sheppard Wayte & Carruth | $114,443,237 | 283 | $28,431 |
| Machias Savings Bank 401(k) Plan | Machias Savings Bank | $39,736,415 | 334 | $54,695 |
| Modern Welding Company 401(k) Savings Plan | Modern Welding | $33,860,343 | 412 | $55,818 |
| Ed Herrington, Inc. 401(k) Profit Sharing Plan | Ed Herrington | $20,153,211 | 225 | $41,637 |
| Butler Bros. 401(k) Plan | Butler Bros. | $17,220,736 | 166 | $39,060 |
| O'connor GMC Retirement Savings Plan | Hutchins Motors | $16,504,247 | 190 | $0 |
| The Carlson Law Firm, P.C. 401(k) Plan | Carlson Law Firm | $14,762,349 | 182 | $0 |
| S.W. Cole Engineering 401(k) Profit Sharing Plan | S.W. Cole Engineering | $14,213,008 | 150 | $34,439 |
| Lyman-morse Boatbuilding 401(k) PS Plan | Lyman-morse Boatbuilding | $8,863,145 | 162 | $20,301 |
| Meritage Healthcare, LLC 401(k) Profit Sharing Plan | Meritage Healthcare | $8,521,230 | 148 | $21,377 |
| J & J Exterminating Co., Inc. 401(k) PS Plan | J & J Exterminating | $8,057,553 | 460 | $16,292 |
| Total Care RX Profit Sharing | Total Care RX | $6,251,157 | 104 | $0 |
| C-dive LLC 401(k) P/S Plan | C-dive | $5,979,788 | 378 | $17,208 |
| Real Broker, LLC 401(k) Plan | Real Broker | $5,433,004 | 258 | $0 |
| Namakagon Management 401(k) Plan | Namakagon Management | $4,665,264 | 142 | $10,972 |
| Square Grove LLC 401(k) Plan | Square Grove | $4,646,806 | 177 | $0 |
| The Calais School 401(k) Plan | Calais School | $3,515,510 | 133 | $0 |
| The Retirement Benefits Plan | Niche Polymer | $3,332,922 | 163 | $0 |
| Northern Dutchess Paramedics Inc 401(k) Plan | Northern Dutchess Paramedics | $2,794,657 | 251 | $0 |
| Custom Cable Construction, Inc. 401(k) PS Plan | Custom Cable Construction | $1,517,630 | 179 | $9,829 |
| US Polyco, Inc. 401(k) Profit Sharing Plan | US Polyco | $0 | 0 | $19,550 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.