Plans listing this provider
11
0.02% of the 56,420 plans with Schedule H financials; 9 in 2023
Providers › B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc.
- Service provider, as named on Schedule C
- EIN 911648671
- Plan year 2024
- Direct compensation reported $642,871
Assets of those plans
$827,278,045
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
1
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$642,871
91% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 26 | Investment advisory (participants) | 5 |
| 27 | Investment advisory (plan) | 4 |
| 50 | Direct payment from the plan | 2 |
| 99 | Other fees | 2 |
| 15 | Recordkeeping and information management | 1 |
| 21 | Trustee (bank, trust company or similar) | 1 |
| 28 | Investment management | 1 |
| 49 | Other services | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Adams Keegan Retirement Savings Plan | Adams Keegan | $415,190,775 | 8,583 | $268,438 |
| Alta Equipment Company 401(k) Plan & Trust | Alta Enterprises | $172,100,709 | 2,806 | $49,878 |
| ENI US Operating Co. Inc. Savings and Investment Plan | ENI US Operating | $112,414,420 | 364 | $173,145 |
| Saipem America, Inc. Employee Retirement Plan | Saipem America | $26,525,500 | 246 | $0 |
| Employees' 401(k) Plan of Parkhouse Tire Service, Inc. | Parkhouse Tire Services | $22,734,936 | 406 | $49,854 |
| Van Zyverden, Inc. 401(k) Retirement Plan | Van Zyverden | $18,429,187 | 121 | $17,444 |
| Helix Traffic Solutions 401(k) Plan | Helix Traffic Solutions | $16,527,802 | 922 | $33,675 |
| Paperless Inc. 401(k) Profit Sharing Plan & Trust | Paperless | $14,566,103 | 149 | $22,419 |
| American Contract Bridge League 401(k) Retirement Plan | American Contract Bridge League | $13,670,204 | 125 | $8,315 |
| Huey's Investment Plan | Uncle Donald's Restaurants | $10,496,371 | 283 | $9,456 |
| Merola Sales Co., Inc. 401(k) Planrecordkeeper | Merola Tile Distributors of Amer | $4,622,038 | 187 | $10,247 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.