Plans listing this provider
39
0.07% of the 56,420 plans with Schedule H financials; 24 in 2023
Providers › Cetera Investment Advisers LLC
Cetera Investment Advisers LLC
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $1,160,459
Assets of those plans
$1,153,862,561
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
1
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$1,160,459
100% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 36 |
| 99 | Other fees | 2 |
| 26 | Investment advisory (participants) | 1 |
| 28 | Investment management | 1 |
| 51 | Investment management fees paid directly by plan | 1 |
| 64 | Recordkeeping fees | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Smyrna Ready Mix 401(k) Profit Sharing Plan and Trust | Smyrna Ready Mix Concrete | $119,921,007 | 4,574 | $101,395 |
| Applied Underwriters Inc. Retirement Saving Plan | Applied Underwriters | $94,025,286 | 909 | $42,326 |
| Schnabel, Inc. 401(k) and Profit Sharing Plan | Schnabel Inc. D/B/A Schnabel Engineering | $90,195,718 | 735 | $32,908 |
| Tasi Test & Automation 401(k) Plan | Tasi Test & Automation Holdings | $84,161,671 | 0 | $37,634 |
| Flow Control Enterprises, Inc. 401(k) Plan | Flow Control Enterprises | $72,420,513 | 851 | $31,662 |
| Soave Enterprises L.L.C. Savings and Profit Sharing Plan and Trust | Soave Enterprises | $58,112,958 | 632 | $8,915 |
| Armstrong Bank 401(k) Profit Sharing Plan | Armstrong Bank | $48,521,044 | 524 | $70,932 |
| Medical Services of America, Inc. 401(k) Retirement Plan | Medical Services of America | $47,310,519 | 953 | $67,715 |
| Tulsa Bone and Joint Associates Retirement Plan | Tulsa Bone and Joint Associates | $45,251,277 | 406 | $12,208 |
| Wendel 401(k) Plan | Wendel | $45,056,248 | 409 | $59,387 |
| Hart Howerton 401(k) Profit Sharing Plan | Hart Howerton | $42,840,097 | 329 | $53,026 |
| Sturdy Savings Bank 401(k) Retirement Savings Plan | Sturdy Savings Bank | $36,678,332 | 183 | $10,402 |
| Provident Funding 401(k) Plan | Provident Funding Associates | $36,162,039 | 254 | $25,137 |
| The Blackbeard Companies 401(k) Plan | Blackbeard Operating | $29,384,591 | 346 | $51,982 |
| Casco 401(k) Profit Sharing Plan | Casco Diversified | $28,786,977 | 186 | $53,169 |
| Anton Paar USA, Inc. Profit Sharing Plan | Anton Paar USA | $25,409,956 | 328 | $42,271 |
| Miyamoto International, Inc. 401(k) Profit Sharing Plan | Miyamoto International | $20,663,627 | 150 | $30,430 |
| The Bailey Company 401(k) Plan | Bailey | $18,626,724 | 316 | $42,271 |
| North Texas Contracting, Inc 401(k) Savings Plan | North Texas Contracting | $17,660,457 | 639 | $35,126 |
| Masterpiece Flower Company, LLC 401(k) Retirement Plan | Masterpiece Flower | $15,718,941 | 156 | $21,909 |
| Pacific Plumbing Supply 401(k) Profit Sharing Planrecordkeeper | Pacific Plumbing Supply | $15,001,654 | 257 | $20,000 |
| English Language Institute in China 403(b) Plan | English Language Institute/china | $14,216,268 | 318 | $29,447 |
| Eagle Distributing Company 401(k) Profit Sharing Plan | Eagle Distributing | $11,988,621 | 198 | $24,463 |
| Lobar Associates, Inc. Retirement Plan | Lobar Associates | $11,784,798 | 142 | $18,000 |
| United Dairy, Inc. 401(k) Plan | United Dairy | $11,740,937 | 146 | $12,873 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.