Plans listing this provider
179
0.32% of the 56,420 plans with Schedule H financials; 92 in 2023
Providers › Cetera Investment Advisers LLC
Cetera Investment Advisers LLC
- Service provider, as named on Schedule C
- EIN 363258176
- Plan year 2024
- Direct compensation reported $4,287,439
Assets of those plans
$37,587,528,434
0.48% of all Schedule H plan assets
Plans where it is the recordkeeper
21
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$4,287,439
74% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 110 |
| 99 | Other fees | 70 |
| 50 | Direct payment from the plan | 34 |
| 70 | Consulting fees | 23 |
| 15 | Recordkeeping and information management | 21 |
| 21 | Trustee (bank, trust company or similar) | 21 |
| 49 | Other services | 21 |
| 64 | Recordkeeping fees | 21 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines | $16,835,964,452 | 20,025 | $44,635 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines | $11,622,763,375 | 12,980 | $18,112 |
| Black & Veatch Retirement Program | BVH | $3,040,446,983 | 10,352 | $14,438 |
| Lockton, Inc. 401(k) Plan | Lockton | $1,397,582,709 | 8,620 | $35,641 |
| Daugherty Systems, Inc. 401(k) Plan | Daugherty Systems | $210,262,954 | 1,379 | $0 |
| Wellsky Corporation 401(k) Plan | Mediware Information Systems | $191,761,927 | 2,673 | $0 |
| The Commonfund Retirement Savings Plan | Common Fund for Nonprofits | $142,238,158 | 270 | $116,568 |
| The Sheehy Organization 401(k) Savings Planrecordkeeper | Sheehy Auto Stores | $130,578,696 | 2,364 | $57,218 |
| Dynata, LLC Employee 401(k) Plan | Dynata | $114,071,239 | 1,117 | $84,688 |
| Icims 401(k) Plan | Icims | $105,619,691 | 1,106 | $46,500 |
| Schuber Mitchell Homes Retirement Savings Plan | Schuber Mitchell Homes PBC | $105,599,964 | 266 | $0 |
| Sandberg, Phoenix & Von Gontard P.C. Savings Plan | Sandberg Phoenix & Von Gontard | $92,907,863 | 365 | $30,000 |
| Lightbox Employer, L.L.C. Retirement Plan | Lightbox Employer | $89,764,118 | 648 | $82,992 |
| Schonfeld 401(k) Plan | Schonfeld Strategic Advisors | $87,231,972 | 752 | $31,345 |
| Odyssey Logistics & Technology Corporation 401(k) Plan | Odyssey Logistics & Technology | $82,998,480 | 1,019 | $0 |
| Hiscox Inc. 401(k) Profit Sharing Plan | Hiscox | $82,130,554 | 765 | $66,501 |
| Ring Retirement Plan | Ring Container Technologies | $81,155,526 | 1,039 | $67,972 |
| Enterprise Select Pooled Employer Plan | Plan Fiduciary Services | $76,510,733 | 3,147 | $0 |
| The Center for Discovery Retirement Plan | Center for Discovery | $73,308,471 | 1,698 | $29,322 |
| Intervision Systems, LLC. 401(k) Profit Sharing Plan | Intervision Systems | $70,660,502 | 508 | $0 |
| Infinity Systems Engineering, LLC 401(k) Planrecordkeeper | Infinity Systems Engineering | $70,039,597 | 385 | $71,848 |
| Northpoint Development, LLC 401(k) Safe Harbor Planrecordkeeper | Northpoint Development | $69,553,814 | 911 | $105,614 |
| IMC Companies, LLC Retirement Plan | IMC Companies | $61,973,858 | 1,854 | $95,557 |
| Safilo USA Inc./smith Sport Optics Inc. 401(k) Planrecordkeeper | Safilo USA | $61,599,579 | 790 | $50,649 |
| Medical Transportation Management, Inc. 401(k) Profit Sharing Plan | Medical Transportation Management | $58,490,673 | 1,607 | $45,587 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.