Plans listing this provider
13
0.02% of the 56,420 plans with Schedule H financials; 7 in 2023
Providers › Fidelity Brokerage Services, Inc.
Fidelity Brokerage Services, Inc.
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $171,716
Assets of those plans
$317,346,970
0.00% of all Schedule H plan assets
Plans where it is the recordkeeper
1
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$171,716
92% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 49 | Other services | 8 |
| 12 | Claims processing | 8 |
| 19 | Custodial (securities) | 8 |
| 33 | Securities brokerage | 2 |
| 15 | Recordkeeping and information management | 1 |
| 26 | Investment advisory (participants) | 1 |
| 51 | Investment management fees paid directly by plan | 1 |
| 28 | Investment management | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| CTVS 401(k) Plan | Cardiothoracic & Vascular Surgeons | $69,161,274 | 152 | $3,666 |
| City Bank 401(k) Plan | South Plains Financial | $50,207,650 | 619 | $37,603 |
| Missouri Cardiovascular Specialists, LLP 401(k) Profit Sharing Plan | Missouri Cardiovascular Specialists | $48,894,099 | 149 | $33,325 |
| Gastroenterology Specialties, P.c.safe Harbor 401(k) Profit Sharing Plan | Gastroenterology Specialties | $43,226,333 | 185 | not reported |
| Orthopedic Surgeons of Wisconsin, S.C. Retirement Plan | Orthopedic Surgeons of Wisconsin S.C. | $34,009,590 | 145 | $36,089 |
| Winchester Cardiology and Vascular Medicine, P. C. 401(k) Profit Sharing Planrecordkeeper | Winchester Cardiology & Vascular Medicine | $22,221,261 | 214 | $26,914 |
| Phoenix 401(k) Plan | Phoenix Management | $14,731,306 | 489 | $5,705 |
| OJO Labs 401(k) Plan | Ojo Labs | $8,987,682 | 124 | $526 |
| Dunham & Jones Attorneys at Law 401(k) Plan | Dunham & Jones Attorneys at Law | $7,132,815 | 208 | $3,110 |
| Marbridge Foundation 401(k) Plan | Marbridge Foundation | $5,523,023 | 189 | $2,068 |
| Powerhouse Animation 401(k) Plan | Powerhouse Animation Studios | $4,821,593 | 112 | $2,101 |
| Triad Logistics Services Corporation 401(k) Plan | Triad Logistics Services | $4,673,069 | 208 | $3,234 |
| Hilty's International, Inc. DBA Hilty's Electrical Contracting Profit Sharing Plan | Hilty's International Inc. DBA Hilty's Electrical Contracting | $3,757,275 | 473 | $17,375 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.