Plans listing this provider
59
0.10% of the 56,420 plans with Schedule H financials; 67 in 2023
Providers › Kestra Investment Services LLC
Kestra Investment Services LLC
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $399,326
Assets of those plans
$1,199,345,436
0.02% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$399,326
23% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 55 | Other commissions | 41 |
| 27 | Investment advisory (plan) | 14 |
| 26 | Investment advisory (participants) | 4 |
| 50 | Direct payment from the plan | 3 |
| 28 | Investment management | 2 |
| 53 | Insurance brokerage commissions and fees | 2 |
| 99 | Other fees | 2 |
| 22 | Insurance agents and brokers | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Walden Security Federal Services Retirement Plan | Metropolitan Security Services Inc DBA Walden Security | $202,497,337 | 6,091 | $0 |
| 9dot 401(k) Plan | 9 Dot Education Solutions | $101,743,671 | 2,104 | $0 |
| Groundworks Operations, LLC 401(k) Plan | Groundworks Operations | $62,525,547 | 1,664 | $50,000 |
| Pacific Packaging Products 401(k) Profit Sharing Plan | Pacific Packaging Products | $45,601,376 | 181 | $0 |
| Jackson Rancheria Band of Miwuk Indians 401(k) Plan | Jackson Rancheria Band of Miwuk Indians | $40,648,358 | 932 | $0 |
| Cato Institute 401(k) Plan | Cato Institute | $40,313,170 | 259 | $0 |
| PEA Group 401(k) & Profit Sharing Plan | PEA Group | $31,453,518 | 253 | $0 |
| Long Fence Company, Inc. Profit Sharing Plan | Long Fence | $27,021,470 | 340 | $0 |
| Flory Industries, Inc. Profit Sharing 401(k) Plan | Flory Industries | $26,948,899 | 363 | $52,856 |
| Quigg Bros., Inc. Profit Sharing Savings Plan | Quigg Bros. | $25,085,675 | 132 | $20,398 |
| Donley's 401(k) Retirement Plan | Donley Companies | $22,265,302 | 304 | $0 |
| Norcal Rental Group 401(k) Plan | Norcal Rental Group | $22,174,300 | 160 | $0 |
| New York City Criminal Justice Agency Tax Sheltered Annuity Plan | New York City Criminal Justice Agency | $22,154,722 | 408 | $0 |
| Entad LLC 401(k) Profit Sharing Plan & Trust | Entad | $20,874,832 | 215 | $23,178 |
| Stein Eriksen Lodge 401(k) Retirement Savings Plan | Stein Eriksen Lodge | $20,843,558 | 692 | $0 |
| Shoppa's Material Handling, Inc. 401(k) Profit Sharing Plan & Trust | Shoppa's Material Handling | $20,385,827 | 413 | $0 |
| 401(k) Profit Sharing Plan of Elderly Housing Management, Inc. | Elderly Housing Management | $18,550,834 | 413 | $0 |
| Bank of Southern California NA 401(k) Profit Sharing Plan | California Bank of Commerce | $18,202,331 | 231 | $0 |
| Scott-macon, LLC 401(k) Plan | Scott-macon | $18,016,111 | 158 | $44,550 |
| Mark Miller Subaru, Inc. 401(k) Plan | Mark Miller Subaru | $18,006,732 | 269 | $0 |
| Reliant Holdings, Ltd. 401(k) Plan | Reliant Holdings | $17,986,900 | 273 | not reported |
| Vpne Parking Solutions, LLC 401(k) Profit Sharing Plan | Vpne Parking Solutions | $17,745,826 | 515 | $0 |
| 3v Sigma USA Inc. Profit Sharing / 401(k) Plan | 3v Sigma USA | $17,608,605 | 181 | $24,792 |
| Mark Miller Holdings, LLC DBA Mark Miller Toyota 401(k) Plan | Mark Miller Holdings LLC DBA Mark Miller Toyota | $17,525,303 | 221 | $0 |
| Barcel USA, LLC 401(k) Plan | Barcel USA | $16,891,868 | 469 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.