Plans listing this provider
11
0.02% of the 56,420 plans with Schedule H financials; 10 in 2023
Providers › Merrill Lynch, Pierce, Fenner & SMI
Merrill Lynch, Pierce, Fenner & SMI
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $442,601
Assets of those plans
$308,210,019
0.00% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$442,601
91% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 9 |
| 51 | Investment management fees paid directly by plan | 2 |
| 50 | Direct payment from the plan | 2 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Bartlit Beck LLP 401(k) Plan and Trust | Bartlit Beck | $99,653,256 | 203 | $93,379 |
| Chicago Tube and Iron Co. Employees' Profit Sharing & 401(k) Savings Plan | Chicago Tube and Iron | $59,636,145 | 404 | $74,872 |
| Olo Inc. 401(k) Profit Sharing Plan & Trust | Olo | $56,206,455 | 790 | $81,141 |
| Wanner Engineering, Inc. 401(k) Plan | WEC | $23,584,603 | 185 | $45,105 |
| Metropolitan Foods Inc 401(k) Profit Sharing Plan and Trust | Metropolitan Foods | $23,553,912 | 428 | $49,755 |
| On the Border 401(k) Savings Plan | OTB Acquisition | $13,202,024 | 496 | $23,198 |
| Moldamatic, LLC Profit Sharing 401(k) Plan & Trust | Moldamatic | $8,360,094 | 123 | $18,536 |
| Hawthorne Foundation Inc. Retirement Plan & Trust | Hawthorne Foundation | $7,165,227 | 278 | $0 |
| Gen3 Marketing, LLC 401(k) Plan | Gen3 Marketing | $7,093,979 | 159 | $31,985 |
| Neighborhood Restaurant Partners, LLC 401(k) Plan | Neighborhood Restaurant Partners | $5,860,129 | 133 | $14,696 |
| NRP-FL 401(k) Retirement Plan | Neighborhood Restaurant Partners Florida | $3,894,195 | 136 | $9,934 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.