Plans listing this provider
23
0.04% of the 56,420 plans with Schedule H financials; 16 in 2023
Providers › Morgan Stanley Smith Barney LLC
Morgan Stanley Smith Barney LLC
- Service provider, as named on Schedule C
- EIN 061375177
- Plan year 2024
- Direct compensation reported $56,967
Assets of those plans
$481,047,165
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$56,967
8% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 55 | Other commissions | 22 |
| 27 | Investment advisory (plan) | 3 |
| 10 | Accounting (including auditing) | 1 |
| 16 | Consulting (general) | 1 |
| 26 | Investment advisory (participants) | 1 |
| 28 | Investment management | 1 |
| 33 | Securities brokerage | 1 |
| 38 | Participant communication | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Enterprise Select Pooled Employer Plan | Plan Fiduciary Services | $76,510,733 | 3,147 | $0 |
| Radiology Services, LLC Employee Savings Plan | Radiology Services | $59,864,484 | 618 | $0 |
| Colony Tire Corporation 401(k) Plan | Colony Tire | $38,765,265 | 770 | $0 |
| The Don Chapin Co., Inc. 401(k) Plan | Don Chapin | $38,562,394 | 388 | $0 |
| Navia Benefit Solutions 401(k) Plan | Navia Benefit Solutions | $37,545,554 | 716 | $0 |
| Valley Medical Group, P.C. 401(k) Plan | Valley Medical Group | $31,495,571 | 540 | not reported |
| Paradigm Management II LP 401(k) Profit Sharing Plan | Paradigm Management II | $30,518,635 | 325 | $0 |
| All Waste, Inc. 401(k) Profit Sharing Plan | All Waste | $29,554,468 | 168 | $56,967 |
| Enterprise Select Premier Pooled Employer Plan | Plan Compliance Services | $28,464,755 | 1,060 | $0 |
| Trim-rite Food Corporation Retirement Savings Plan and Trust | Trim-rite | $27,566,081 | 385 | $0 |
| PJ'S Lumber, Inc. 401(k) Plan | PJS Lumber | $12,814,960 | 123 | $0 |
| Credit Control, LLC 401(k) Plan | Credit Control | $11,346,330 | 285 | $0 |
| Monoprice, Inc. 401(k) Retirement Plan | Monoprice | $10,523,311 | 193 | $0 |
| Vetter Stone Companies Employee Savings & Retirement Plan | Vetter Stone | $10,045,770 | 157 | $0 |
| Imagineering Finishing Technologies Employees Retirement Plan | Imagineering Enterprises | $9,189,072 | 116 | $0 |
| Optus Retirement Investment Plan | Optus | $7,647,888 | 95 | $0 |
| Howard Memorial Hospital 401(k) and Retirement Plan | Howard Memorial Hospital | $5,983,202 | 221 | $0 |
| Cambridge Education Group Retirement Plan | Cambridge Education Group Holdings | $4,410,108 | 122 | not reported |
| SS Industries Holdings Inc Retirement Savings Plan | SS Industries Holdings | $4,094,887 | 75 | $0 |
| Centers for Pain Control, Inc. 401(k) Profit Sharing Plan | Centers for Pain Control | $3,884,618 | 176 | $0 |
| 403(b) Thrift Plan for Employees of Challenge Industries, Inc. | Challenge Industries | $2,259,079 | 84 | $0 |
| MKS2, LLC SCA Savings Plan | MKS2 | $0 | 0 | $0 |
| The Workshops, Inc. 401(k) Plan | Workshops | $0 | 0 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.