Plans listing this provider
71
0.13% of the 56,420 plans with Schedule H financials; 23 in 2023
Providers › Morgan Stanley Smith Barney LLC
Morgan Stanley Smith Barney LLC
- Service provider, as named on Schedule C
- EIN 113658445
- Plan year 2024
- Direct compensation reported $1,937,085
Assets of those plans
$20,980,932,634
0.27% of all Schedule H plan assets
Plans where it is the recordkeeper
5
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$1,937,085
99% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 50 | Direct payment from the plan | 39 |
| 27 | Investment advisory (plan) | 36 |
| 72 | Other investment fees and expenses | 15 |
| 16 | Consulting (general) | 13 |
| 28 | Investment management | 13 |
| 49 | Other services | 9 |
| 33 | Securities brokerage | 7 |
| 51 | Investment management fees paid directly by plan | 7 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Fresenius Medical Care North America 401(k) Savings Plan | Fresenius Medical Care | $4,370,659,760 | 49,065 | $43,893 |
| DISH Network Corporation 401(k) Plan | DISH Network | $1,640,366,234 | 16,508 | $19,572 |
| Gen Digital Inc. 401(k) Plan | Gen Digital | $1,078,505,824 | 5,462 | $83,059 |
| Frontier Airlines, Inc. 401(k) Retirement Plan | Frontier Airlines | $961,923,844 | 6,133 | $37,676 |
| Taft Stettinius & Hollister LLP Thrift Savings & Retirement Plan | Taft Stettinius & Hollister | $848,887,158 | 1,807 | $20,306 |
| Cornerstone Building Brands 401(k) Profit Sharing Plan | Cornerstone Building Brands | $845,278,214 | 9,290 | $20,694 |
| Thryv Savings Plan | Thryv Holdings | $840,560,217 | 4,516 | $29,545 |
| Oceaneering Retirement Investment Plan | Oceaneering International | $828,573,495 | 5,104 | $24,470 |
| Barnes & Noble 401(k) Plan | Barnes & Noble | $789,893,261 | 8,245 | $20,688 |
| National Instruments 401(k) Plan | National Instruments | $778,703,200 | 0 | $17,500 |
| Premier Healthcare Solutions, Inc. Retirement Savings Plan | Premier Healthcare Solutions | $742,060,105 | 3,811 | $35,359 |
| Eversheds Sutherland (US) LLP Retirement Plan a | Eversheds Sutherland (US) | $437,588,818 | 1,169 | $3,162 |
| Vorys, Sater, Seymour and Pease LLP Retirement Plan | Vorys Sater Seymour and Pease | $435,538,575 | 1,069 | $20,886 |
| USW Industry 401(k) Plan | Board of Trustees USW Industry 401(k) Fund | $398,229,194 | 9,126 | $26,250 |
| Sullivan & Cromwell LLP Employees' Savings Plan | Sullivan & Cromwell | $393,996,857 | 1,187 | $12,299 |
| Avalonbay Communities, Inc. Associates Savings Plan | AvalonBay Communities | $384,791,908 | 4,048 | $21,352 |
| Sullivan & Cromwell LLP Savings Plan for Associates | Sullivan & Cromwell | $379,560,545 | 1,694 | $12,299 |
| Smart Local 265 Supplemental Retirement Savings Plan | Board of Trustees-smart Local 265 Supp RET SVGS Plan | $378,010,842 | 2,490 | $5,000 |
| Retirement Savings Plan of Newmont | Newmont USA | $341,250,571 | 1,798 | $22,461 |
| Carters 401(k) Savings Plan | Carter William | $318,711,882 | 6,941 | $18,712 |
| I.B.E.W. Local Union 481 Defined Contribution Plan | IBEW Local Union 481 Defined Contribution | $295,711,821 | 3,320 | $75,000 |
| Winstead 401(k) Savings and Profit Sharing Plan | Winstead | $286,280,325 | 636 | $18,147 |
| Quadient Inc. 401(k) Plan | Quadient | $282,490,060 | 1,986 | $14,700 |
| Sheet Metal Workers Union Local 38 Profit Sharing Fund | BD of Trustees of Sheet Metal Workers Union L38 Profit Sharing FD | $213,543,051 | 1,179 | $35,000 |
| Lattice Semiconductor Corporation 401(k) Employee Savings Plan | Lattice Semiconductor | $202,947,248 | 729 | $45,000 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.