Plans listing this provider
12
0.02% of the 56,420 plans with Schedule H financials
Providers › Morgan Stanley Smith Barney LLC
Morgan Stanley Smith Barney LLC
- Service provider, as named on Schedule C
- EIN 263415651
- Plan year 2024
- Direct compensation reported $0
Assets of those plans
$160,409,532
0.00% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$0
0% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 26 | Investment advisory (participants) | 6 |
| 28 | Investment management | 6 |
| 27 | Investment advisory (plan) | 5 |
| 59 | Shareholder servicing fees | 4 |
| 19 | Custodial (securities) | 1 |
| 33 | Securities brokerage | 1 |
| 52 | Investment management fees paid indirectly by plan | 1 |
| 55 | Other commissions | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Homestead Funding Corp. 401(k) Plan | Homestead Funding | $40,102,380 | 264 | $0 |
| Debartolo Holdings Retirement Plan | Debartolo Holdings | $31,701,441 | 145 | $0 |
| BBP Sales, LLC 401(k) Plan | BBP Sales | $17,244,033 | 144 | $0 |
| Bett-a-way Traffic Systems, Inc. 401(k) Plan | Bett-a-way Traffic Systems | $14,740,185 | 258 | $0 |
| Bueno Beverage Company 401(k) Profit Sharing Plan | Sequoia Beverage Company a Limited Partnership DBA Bueno Beverage | $9,643,024 | 117 | $0 |
| Sterling Automotive Group 401(k) Plan | Sterling Automotive Group | $9,125,875 | 447 | $0 |
| Coastal Gulf & International, Inc. 401(k) Profit Sharing Plan | Coastal Gulf & International | $8,440,017 | 126 | $0 |
| Viaquest, Inc. 401(k) Profit Sharing Plan | Viaquest | $8,161,561 | 498 | $0 |
| L.P. Industries, Inc. DBA Sykes ACE Hardware 401(k) Profit Sharing Plan | L.P. Industries | $7,831,101 | 133 | $0 |
| Miller Vein 401(k) Plan | Advanced Vein Therapies P.L.L.C. DBA Miller Vein | $5,948,918 | 101 | $0 |
| The Faison Center, Inc. Employees' Retirement Plan | Faison Center | $5,252,121 | 450 | $0 |
| Sage Memorial Hospital 401(k) Plan | Navajo Health Foundation - Sage Memorial Hospital | $2,218,876 | 229 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.