Plans listing this provider
16
0.03% of the 56,420 plans with Schedule H financials; 19 in 2023
Providers › Prospera Financial Services Inc
Prospera Financial Services Inc
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $327,422
Assets of those plans
$273,859,302
0.00% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$327,422
75% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 11 |
| 50 | Direct payment from the plan | 3 |
| 55 | Other commissions | 2 |
| 99 | Other fees | 2 |
| 26 | Investment advisory (participants) | 1 |
| 49 | Other services | 1 |
| 52 | Investment management fees paid indirectly by plan | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Baxter & Woodman 401(k) Retirement Savings Plan | Baxter & Woodman | $89,162,418 | 586 | $45,000 |
| Ampirical Solutions 401(k) Plan | Ampirical Solutions | $30,180,491 | 424 | $57,771 |
| R&L Spring Company 401(k) Plan | R&L Spring | $25,730,581 | 270 | $20,000 |
| Detroit Regional Chamber Employees Savings & Retirement Plan | Detroit Regional Chamber | $22,561,188 | 129 | $41,033 |
| United Chemi-con, Inc. 401(k) Plan & Trust | United Chemi-con | $21,611,342 | 224 | $43,372 |
| Roland Foods, LLC Retirement Benefit Plan | Roland Foods | $16,750,898 | 258 | $12,371 |
| Enterprise Financial Group, Inc. 401(k) Savings Plan | Enterprise Financial Group | $14,254,634 | 157 | $33,692 |
| Kaspar Companies & Affiliates 401(k) Savings Plan | Kaspar Wire Works | $12,535,711 | 249 | $26,248 |
| Southwest Transplant Alliance 403(b) Plan | Southwest Transplant Alliance | $11,661,054 | 488 | $0 |
| K Post Company 401(k) | K Post | $9,028,859 | 122 | $0 |
| The Orsini Group 401(k) | Orsini Pharmaceutical Services | $7,625,182 | 253 | $17,197 |
| Swiss-american Cdmo 401(k) Savings Plan | Swiss-american Cdmo | $7,222,450 | 157 | $16,263 |
| One Home Health 401(k) Plan | One Home Health Agency | $2,840,867 | 310 | $10,829 |
| Tigua, Inc. 401(k) Retirement Savings Plan | Tigua | $1,620,832 | 113 | $3,646 |
| Personal Care Inc 401(k) Plan | Personal Care | $1,072,795 | 158 | $0 |
| Integrated Warehouse Solutions, Inc. 401(k) Plan | Integrated Warehouse Solutions | $0 | 0 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.