401k Record

Providers › Stifel Nicolaus & Co Inc

Stifel Nicolaus & Co Inc

Plans listing this provider

37

0.07% of the 56,420 plans with Schedule H financials; 35 in 2023

Assets of those plans

$1,825,220,536

0.02% of all Schedule H plan assets

Plans where it is the recordkeeper

0

service code 65 (recordkeeping) or 64 (recordkeeping and information management)

Direct compensation reported, all plans

$1,383,850

78% of its Schedule C lines carry a positive direct amount

Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.

Services reported

Service codeMeaningPlans
27Investment advisory (plan)25
55Other commissions7
50Direct payment from the plan4
26Investment advisory (participants)2
33Securities brokerage2
99Other fees2
16Consulting (general)1
25Trustee (directed)1

Largest plans served

PlanEmployerAssetsParticipantsDirect compensation
US Radiology Specialists 401(k) Retirement PlanUS Radiology Specialists $571,007,3234,428$11,091
Frankenmuth Insurance 401(k) Savings PlanFrankenmuth Insurance $231,793,9841,050$65,000
Universal Engineering Sciences 401(k) PlanUniversal Engineering Sciences $151,348,9082,819$211,424
Request Foods, Inc. Profit Sharing and Savings PlanRequest Foods $120,797,5911,298$79,724
Obermayer Rebmann Maxwell & Hippel LLP Retirement PlanObermayer Rebmann Maxwell & Hippel $85,279,734278$6,764
BMWC Constructors, Inc. Profit Sharing PlanBMWC Constructors $80,971,104382$0
ITV US Holdings, Inc. 401(k) Plan & TrustITV US Holdings $49,256,6501,697$109,609
NGK Ceramics USA, Inc. 401(k) Retirement Plan and TrustNGK Ceramics USA $48,863,259586$68,793
Flexfab Horizons International Retirement Savings PlanFlexfab Horizons International $40,822,462269$58,714
National Convenience Distributors 401(k) Retirement PlanNational Convenience Distributors $39,183,1641,162$71,253
ISG 401(k) PlanI & S Group $37,368,734554$80,004
Gastroenterology Associates of the Piedmont, PA Retirement Savings and Profit Sharing PlanGastroenterology Associates of the Piedmont $32,238,664190$50,447
SKA Consulting Engineers, Inc. Thrift Savings PlanSKA Consulting Engineers $29,505,259134$35,676
North American Client Services, Inc. 401(k) PlanNorth American Client Services $27,226,216659$14,194
Gibbs Technology Company Employees Savings TrustGibbs Technology $27,011,998287$58,272
Stauffers of Kissel Hill Employee Savings and Retirement PlanSKH Management $26,418,076484$38,399
Kenneth S. Nugent 401(k) PlanKenneth S. Nugent $22,374,477225$93,674
Bell & Mccoy 401(k) PlanBell & Mccoy $19,495,527254$0
Systel Business Equipment Co., Inc. 401(k) PSPSystel Business Equipment $17,875,673244$0
CE 401(k) PlanCovenant Eyes $16,473,140212$33,501
Herbruck Poultry Ranch, Inc. 401(k) PlanHerbruck Poultry Ranch $15,861,925679$38,222
Claude Howard Lumber Company, Inc. 401(k) PlanClaude Howard Lumber $13,915,871223$49,077
Benchmark Group, Inc. 401(k) PlanBenchmark Group $12,490,078229$27,797
Stewart Candy Company 401(k) PlanStewart Candy $12,209,180137$0
Hanwha Advanced Materials America, LLC 401(k) Retirement PlanHanwha Advanced Materials America $11,296,960306$24,792

Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.