Employers › DZ Bank AG New York Branch
Recordkeeping fees per participant · DZ Bank AG, New York Branch 401(k) Savings and Investment Plan · plan year 2024
$249.07
Higher than 97% of the 5,847 plans $50 to 250M that report it.
= $33,625 / 135
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251002092259NAL0000238241001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002092259NAL0000238241001, received 2025-10-02
Percentiles compare this plan with the Schedule H plans $50 to 250M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-02.
Administrative expenses excluding investment management, per participant
$320.04
Higher than 95% of the 8,758 plans $50 to 250M that report it.
= $43,205 / 135
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251002092259NAL0000238241001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002092259NAL0000238241001, received 2025-10-02
Administrative expenses per participant
$666.91
Higher than 98% of the 9,042 plans $50 to 250M that report it.
= $90,033 / 135
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002092259NAL0000238241001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002092259NAL0000238241001, received 2025-10-02
Administrative expenses as a share of assets
0.126%
Higher than 46% of the 9,049 plans $50 to 250M that report it.
= $90,033 / $71,378,288
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002092259NAL0000238241001, received 2025-10-02
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251002092259NAL0000238241001, received 2025-10-02
Employer contributions per participant
$4,904
Higher than 76% of the 9,105 plans $50 to 250M that report it.
= $662,104 / 135
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002092259NAL0000238241001, received 2025-10-02
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002092259NAL0000238241001, received 2025-10-02
Employer share of total contributions
29.5%
Higher than 50% of the 9,112 plans $50 to 250M that report it.
= $662,104 / $2,242,130
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002092259NAL0000238241001, received 2025-10-02
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251002092259NAL0000238241001, received 2025-10-02
Plan terms are not published in public filings.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251002092259NAL0000238241001, received 2025-10-02
| Field | Value | Source |
|---|---|---|
| Plan sponsor | DZ BANK AG, NEW YORK BRANCH | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Plan name | DZ BANK AG, NEW YORK BRANCH 401K SAVINGS AND INVESTMENT PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Sponsor EIN / plan number | 13-2847358 / 002 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Sponsor location | NEW YORK, NY | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Industry (business code) | 522110, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Filing received | 2025-10-02 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Participants, beginning of year | 139 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Active participants | 69 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Participants, end of year | 136 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Participants with an account balance | 135 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Total assets, beginning of year | $62,450,418 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Total assets, end of year | $71,378,288 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Net assets, end of year | $71,378,288 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Total income | $11,402,607 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Net income | $8,927,870 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Employer contributions | $662,104 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Participant contributions | $1,468,324 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Other contributions (incl. rollovers) | $111,702 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Total contributions | $2,242,130 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Benefit payments | $2,384,704 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Total expenses (incl. benefit payments) | $2,474,737 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Total administrative expenses | $90,033 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Recordkeeping fees | $33,625 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Investment advisory and management fees | $46,828 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Administrative expenses excluding investment management | $43,205 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Held in common/collective trusts | $18,965,025 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Held in mutual funds | $52,117,066 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251002092259NAL0000238241001, received 2025-10-02 |
| Independent auditor | WIPFLI LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251002092259NAL0000238241001, received 2025-10-02 |
Position = column in the DOL layout for form year 2024. Filing 20251002092259NAL0000238241001, received 2025-10-02.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | ADVISOR | 27 Investment advisory (plan); 50 Direct payment from the plan; 72 Other investment fees and expenses | $46,828 | no |
| SENTINEL BENEFITS GROUP LLCrecordkeeper | TPA | 15 Recordkeeping and information management; 29 Legal; 34 Valuation (appraisals etc.); 37 Participant loan processing; 64 Recordkeeping fees; 65 Account maintenance fees; 70 Consulting fees | $33,625 | no |
| CHARLES SCHWAB TRUST BANK | CUSTODIAN | 19 Custodial (securities); 21 Trustee (bank, trust company or similar); 50 Direct payment from the plan | $9,580 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251002092259NAL0000238241001, received 2025-10-02.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $62,450,418 | $71,378,288 | 14.3% |
| Participants with a balance | 135 | 135 | 0.0% |
| Administrative expenses | $67,312 | $90,033 | 33.8% |
| Recordkeeping fees per participant | $147.04 | $249.07 | 69.4% |
| Employer contributions | $625,149 | $662,104 | 5.9% |
Prior filing 20241011090743NAL0043763778001, received 2024-10-11; the plan years are contiguous.
Sponsor name as filed: DZ BANK AG, NEW YORK BRANCH; SEC registrant: DZ FINANCIAL MARKETS LLC (CIK 1083675, matched by EIN).